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  • What Are a Stockbroker’s Duties & Responsibilities To Investors?
  • What Are Stockbroker Raiding Cases
  • What are the different stages of a FINRA investigation and disciplinary proceeding?
  • What Are The Different Types of Stockbroker Misconduct?
  • What is a FINRA 8210 letter?
  • What Is An AWC?
  • What Is An OTR Examination?
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  • What Is Your Experience with FINRA Arbitrations?
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  • What kind of stockbroker fraud cases are you working on today?
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Posts by category

• Category: Additional Misconduct
• Category: Breach of Fiduciary
  • The Most Common Forms of Breach of Fiduciary Duty (And What to Do)
  • What To Do if You Believe Your Financial Advisor is Stealing Your Money (Step by Step)
• Category: Brokers & Advisors
  • What Is Financial Advisor Malpractice?
  • Securities & Exchange Commission Complaint: How to Report Your Broker Anonymously
  • The Most Common Types of Investment Frauds in 2021 [How to Take Action]
  • Things You Need To Know About a Securities Lawyer
• Category: Cases & Investigations
  • UBS Puerto Rico Misrepresents Safety of Bond Funds to Investor
  • UBS Yield Enhanced Strategy Investors: How Do You Recover Your “UBS-YES” Investment Losses?
  • Oil and Gas Investors: How Do You Recover Your Oil and Gas Investment Losses?
  • UBS ETRAC Exchange Traded Note Investors: How Do You Recover Your UBS ETRAC Investment Losses?
  • Steepener Structured Products
  • EquiAlt Private Placement Investments
  • Investigations and Prosecutions of Early Retirement Scams
  • SEC Halts Alleged EquiAlt Ponzi Scheme: How do Investors Recover Their Losses?
  • Oil and Gas Investment Attorneys
  • 72 (t) Early Retirement-Not for Me!
  • Private Placement/Reg. D Offerings
  • Attorneys Who Recover Exchange Traded Fund (ETF) and Exchange Traded Note (ETN) Investment Losses
  • Attorneys Who Recover UBS Puerto Rico Bond Fund Investment Losses
  • Note Linked Structured Products
  • The Law Offices of Robert Wayne Pearce, P.A. Wins $6 Million Plus Award Against UBS and UBS Puerto Rico
  • Real Estate Investment Trusts (REITs)
  • GPB Capital Fund Investors: How Do You Recover Your GPB Capital Investment Losses?
  • Investing in Exchange-Traded Funds (ETFs)
  • Variable Annuities and Equity Indexed Annuities
  • Watch Out for Early Retirement Scams
  • Report On Elder Financial Abuse-An Epidemic
  • Attorneys Who Sue Stockbrokers
  • Ponzi Schemes
  • Alternative Investment Cases & Investigations
  • Reverse Convertible Structured Products
  • Puerto Rico Closed-Bond Funds
  • Hedge Funds
  • Elder Financial Abuse and Financial Exploitation
  • The Law Offices of Robert Wayne Pearce, P.A. Wins $1.45 Million Plus Interest Award Against UBS and UBS Puerto Rico
  • Merrill Lynch Puerto Rico Stockbroker Wipes Novice Investor Out With Bond Transactions on Margin
  • Santander Securities Broker Switches Investors Into Unsuitable Closed End Funds
  • UBS Puerto Rico Made Unsuitable Recommendations To Pledge Closed-End Funds Against Bank Loans
  • Another UBS Puerto Rico Investor Sues Brokerage For Unsuitable Investments
  • Retired Couple Lose Life Savings Due To Santander Securities Stock Recommendations
  • The Law Offices of Robert Wayne Pearce, P.A. Wins $600,000 Plus Interest Award Against UBS Puerto Rico
  • Eighty Year Old Investor Sues UBS Puerto Rico
  • The Pearce Law Firm Files First Claim Against UBS Puerto Rico
  • Municipal Arbitrage Structured Products
  • Wells Fargo Advisors Ordered to Pay $2.8 Million to Limited Partnership
  • Arbitration panel orders Wells Fargo to pay investor $2.8 million
  • It’s Not Too Late for Investors to Obtain Recovery of MAT/ASTA Municipal Arbitrage Losses
  • Citigroup Affiliates Found Liable for Mismanaging the MAT/ASTA Municipal Arbitrage Funds
  • The UBS Lehman Brothers “100% Principal Protection” Note Fraud
• Category: Churning & Excessive Trading
• Category: Employment Contract
• Category: Expungement
• Category: Failure to Act in "Best Interest"
• Category: Failure to Diversify
• Category: Failure to Follow Instructions
• Category: Failure to Supervise
• Category: Featured Post
• Category: FINRA
  • FINRA Arbitration in 2021: The Complete Guide
  • FINRA Statute of Limitations: A Brief Overview
• Category: Form U-5
• Category: Fraud & Misrepresentation
• Category: Hedge Fund
• Category: Investor Losses
  • Solicited vs. Unsolicited Trades: Understanding the Difference
  • Non-Discretionary Accounts vs. Discretionary Accounts
  • 2013 Most Effective Lawyers Finalist
• Category: Legal Blogs
  • What to Do When Your Financial Adviser Fails to Act in Your Best Interest
  • Broker-Dealers and Stockbrokers have a Duty to Protect Seniors from Financial Exploitation
  • What Is a Breach of Fiduciary Duty and How Can You Prevent It?
  • What Is Hedge Fund Fraud?
  • How To Recover Your Investments from a Ponzi Scheme
  • How to Sue Your Stockbroker Over Losses
• Category: LPL Financial Complaints
• Category: Margin Call Liquidations
• Category: Mismanagement of Trusts
• Category: News & Articles
  • How to File a Complaint Against a Financial Advisor
  • LPL Financial LLC Sued For Scott Lanza’s Sales Of REITs And BDCs
  • How to Sue a Financial Advisor Over Investment Losses
  • What Is a Broker CRD Number?
  • J.P. Morgan Sued for Edward Turley and Steven Foote’s Alleged Margin Account Misconduct
  • Securities-Backed Lines of Credit can be More Dangerous Than Margin Accounts!
  • Investors With “Blown-Out” Securities-Backed Credit Line and Margin Accounts: How do You Recover Your Investment Losses?
  • What is a Stockbroker’s “Due Care” Obligation Under Regulation Best Interest (Reg. BI)?
  • UBS Financial Services, Inc. Sued for Florida and Ohio Advisor’s Alleged Misconduct Involving a Credit-Line Investment Strategy
  • A Review of The Securities and Commodities Investment Laws
  • Regulation Best Interest (Reg. BI): Better But Not the Best!
  • FINRA Arbitration: What To Expect And Why You Should Choose Our Law Firm
  • Investing in Hedge Funds
  • A Stockbroker’s Introduction to FINRA Examinations and Investigations
  • Investing in Note-Linked Structured Products
  • Investing in Structured Products
  • Page Perry, LLC and Robert Wayne Pearce, PA Dissolve Joint Venture
  • Investing in Private Placements
  • Madoff: The Trojan Horse and The Lion
  • Questions Raised About SEC’s Delayed Prosecution of Citigroup For MAT/ASTA Fraud
  • Brokers May Reap Big Rewards for Reporting Alleged Fraudulent Conduct By Citigroup
  • MAT/ASTA Municipal Arbitrage Funds – Citi’s Latest Product Problem
  • Citigroup’s Mismanagement of MAT/ASTA Funds Produces
  • Kazma MAT/ASTA Award is Subject of a Front Page Wall Street Journal Story
  • Kazma Citigroup Arbitration Award
• Category: Registration Problems
• Category: Regulatory Defense
• Category: Securities Law
  • Securities Law in 2021: The Definitive Guide
• Category: Selling Away
  • What Is Selling Away?
• Category: Theft & Forgery
• Category: Unauthorized Trading
• Category: Unsuitable Investments
• Category: Wrongful Termination

Broker / Advisor Investigations

• Jason Riney Of Securian Financial Services
• Michael Richard of Bankers Life Securities
• Tonya Rice Of UBS Financial Services
• Simon Reyes Of MML Investors Services
• Luis Rexach Of J.P. Morgan Securities
• Kurt Reuss Of Dalmore Group
• Mark Renzi Of Pruco Securities
• Robert Renteria Formerly With PFS Investments
• Christopher Reilly Formerly With Merrill Lynch Pierce Fenner & Smith
• Vicente del Rio of UBS Financial Services
• Jack Reich of Equitable Advisors
• Megan Rehill of Merrill Lynch Pierce Fenner & Smith
• Wesley Reed of J.W. Cole Financial
• Logan Reed of Janney Montgomery Scott
• Sean Reardon of Wells Fargo Clearing Services
• David Reardon of Park Avenue Securities
• Sharaff Rathur of Wells Fargo Clearing Services
• Lafayette Randle of Fortune Financial Services
• Richard Ramos of LPL Financial
• Kuddusi Ramazanoglu of NYLIFE Securities
• Jason Pence of Charles Schwab
• Ray San Pedro of National Securities
• Alec Pedersen of Ameriprise Financial Services
• Robert Pecha of Great Point Capital
• Jeffrey Paytas of Fidelity Brokerage Services
• Melissa Pavone of Oppenheimer & Co.
• Micah Patterson formerly with Hornor, Townsend & Kent
• Jesse Raines of Securian Financial Services
• Steven Polk of Wells Fargo Clearing Services
• Lily Qian of Equitable Advisors
• Jimmy Quach of J.P. Morgan Securities
• Dwayne Powell of Robert W. Baird
• Jonathan Powell of Equitable Advisors
• Taylor Powell of DFPG Investments
• Sheryl Rains of Edward Jones
• Page Pittman of Principal Securities
• Michael Penny of Merrill Lynch Pierce Fenner & Smith
• Jonathan Penta formerly with Purshe Kaplan Sterling Investments
• Ignacio Perezanta of BBVA Securities
• Katherine Petrelli of LPL Financial
• John Phillips formerly with Spartan Capital Securities
• Megan Phillips of D.A. Davidson
• Ian Pierce formerly with Northwestern Mutual Investment Services
• Jacee Pilkington of Edward Jones
• Eliel Pimentel of Edward Jones
• Michael Pope of Wells Fargo Clearing Services
• Kendrick Patterson of Securian Financial Services
• Gregory Patrick of Spartan Capital Securities
• Neetu Patil formerly with Mutual Of Omaha Investor Services
• Paresh Patel of PNC Investments
• Robert Pascale of Edward Jones
• Maxwell Parziale of Morgan Stanley
• Teresa Partain formerly with MML Investors Services
• Jose Parker of Morgan Stanley
• Michael Parisi of J.P. Morgan Securities
• Vincent Parascandola of Ameriprise Financial Services
• Serge Parakhnevich of PHX Financial
• Fernando Panizzutti of Wells Fargo Clearing Services
• Sumitro Pal formerly with Morgan Stanley
• Justin Paine of Equity Services
• Marcel Pahmer of Centaurus Financial
• James Padilla formerly with Merrill Lynch Pierce Fenner & Smith
• William Overton of Vanguard Marketing
• Shu Ouk of LPL Financial
• Andrew Oster formerly with SagePoint Financial
• Troy Orlando of Joseph Stone Capital
• Eric Olson of Morgan Stanley
• Michael Oliveri of Santander Securities
• Michelle Octavio of State Farm VP Management
• Matthew O’Connor of LPL Financial
• Jared Nuxoll of Edward Jones
• Philip Noto formerly with First Standard Financial Company
• Christopher Norton of I-Bankers Direct
• Steven Norman formerly with NYLIFE Securities
• Brion Norby of Concorde Investment Services
• Joseph Ninivaggi of Fidelity Brokerage Services
• Christos Nikitopoulos formerly with AXA Advisors
• Michael Nienaber of Fidelity Brokerage Services
• Russell Nieland formerly with Cetera Advisor Networks
• Mark Nicholson of D.A. Davidson
• Joshua Nicholas formerly with Merrill Lynch Pierce Fenner & Smith
• Derrick Nguyen of Lincoln Financial Advisors
• Ryan Newton of J.W. Cole Financial
• Richard Newland of Principal Securities
• Tara Nelsen of Charles Schwab
• Shailesh Negandhi of UBS Financial Services
• John Neal of Vanguard Marketing
• Donald Naseef of Vanguard Marketing
• Christopher Naugle formerly with Cadaret Grant
• Jonathan Nance of Edward Jones
• Junko Nagai of BancWest Investment Services
• Lisa Myers formerly with NYLIFE Securities
• Shaun Mutch of UBS Financial Services
• Michael Musselman formerly with NYLIFE Securities
• Jason Murphy of LPL Financial
• Jonathan Murdock of Raymond James Financial Services
• David Muma formerly with NYLIFE Securities
• Sean Mullen formerly with USAA Financial Advisors
• Michael Mueller formerly with Park Avenue Securities
• Michael Mosslih of Aegis Capital
• Zachary Morris formerly with J.P. Morgan Securities
• LeAnne Morris of Edward Jones
• Daniel Morris of Voya Financial Advisors
• Todd Morgan of J.P. Morgan Securities
• Cody Moran of Bankers Life Securities
• Kaley Mora of Edward Jones
• Terry Montoya of TIAA-CREF Individual & Institutional Services
• Robert Montgomery formerly with Ameriprise Financial Services
• Vincent Montanti of LPL Financial
• Harutuyn Mkhitarian of Edward Jones
• Melissa Minikes of Wells Fargo Advisors Financial Network
• Marko Milosevic of Merrill Lynch Pierce Fenner & Smith
• Myra Miller of Equitable Advisors
• Julia Miller of Securities America
• Khary Miller of LPL Financial
• Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith
• Akiva Miller of NYLIFE Securities
• Teena Milldebrandt of Cetera Advisor Networks
• Kevin Millard formerly with TIAA-CREF Individual & Institutional Services
• Michael Millage of Edward Jones
• Jason Mikeska of Raymond James Financial Services
• Rodney Meyering of Ameriprise Financial Services
• Nicholas Meyer of Charles Schwab & Co.
• Rafael Menier of Wells Fargo Clearing Services
• Eric McSwain of Fidelity Brokerage Services
• Arthur McQuaide of Spartan Capital Securities
• Jeffrey McNaney of Principal Securities
• Kelly McMurray of Morgan Stanley
• Barbara McMahon of Merrill Lynch Pierce Fenner & Smith
• Anthony McGee of J.P. Morgan Securities
• Sean McElduff of Hennion & Walsh
• Gary McDaniel of Fidelity Brokerage Services
• Amber McCormick of Fidelity Brokerage Services
• Timothy McCloskey of TD Ameritrade
• Patricia McCarthy Formerly With Money Concepts Capital
• Madeline McCarthy of Charles Schwab & Co.
• Mark McBee of Morgan Stanley
• Bryan Mazliach Formerly With WestPark Capital
• Shane Mayeux of Parkland Securities
• Teresa Mathies of Edward Jones
• Jerry Mathew of Morgan Stanley
• Randal Master of Robert W. Baird
• Jim Massung of NYLIFE Securities
• Victor Martinez of Morgan Stanley
• Jeannie Martinez of BBVA Securities
• Angelo Vitale of Alexander Capital
• David Turk of Equitable Advisors
• Aaron Turner of Ameriprise Financial Services
• Charles Turner of LPL Financial LLC
• Michael Tutcher of Raymond James Financial Services
• Janice Uberecken of Pruco Securities
• James Unger of MML Investors Services
• Steven Urosevich of Wells Fargo Clearing Services
• Jason Valavanis of J.W. Cole Financial
• Gary Vance of UBS Financial Services
• James Vaughn of Raymond James & Associates
• Hayato Tamura of J.P. Morgan Securities
• Dennis Tapinekis of Aegis Capital
• C. L. Taylor of Merrill Lynch Pierce Fenner & Smith
• Sonya Mozeleski of Emerson Equity
• Jermaine Taylor of VALIC Financial Advisors
• Stewart Teichman of Oppenheimer & Co.
• Aaron Tellez of Raymond James Financial Services
• George Teng of MML Investors Services
• Timothy Thelen of Aegon Capital
• Joseph Taylor of Ameriprise Financial Services
• Michael Veit of J.P. Morgan Securities
• Marvin Vick of Commonwealth Financial Network
• Vincent Villani of National Securities
• Christopher Vining of Morgan Stanley
• Angelo Vitale of Alexander Capital
• Pasquale Vitucci of United Planners' Financial Services of America
• Douglas Vollette of Fidelity Brokerage Services
• David Volpe of First Financial Equity
• Jayne Wakeman of Edward Jones
• Matthew Walker of Wells Fargo Clearing Services
• Richard Thomas of Avantax Investment Services
• Michael Thomey of Cadaret Grant & Co.
• Levar Thompson of NYLIFE Securities
• Jon Thompson of CUNA Brokerage Services
• Robert Thorne of LPL Financial
• Eric Thronson of Ameriprise Financial Services
• Richard Tidwell of LPL Financial
• Sherry Tilson of Benjamin F. Edwards & Company
• Grant Tolman of Royal Alliance Associates
• Laurence Torres of First Standard Financial Company
• Steven Torrico of UBS Financial Services
• Robert Tractenberg of Spartan Capital Securities
• John Tracy of Merrill Lynch Pierce Fenner & Smith
• Ann Trainor of UBS Financial Services
• Patrick Trammell of Lion Street Financial
• Stephen Trask of Vanderbilt Securities
• Steven Trevor of Charles Schwab & Co.
• Nicholas Trifiro of Securities America
• William Tufts of Crown Capital Securities
• Scott Martin of MML Investors Services
• Daniel Marsillo of Arive Capital Markets
• John Del Mauro of Morgan Stanley
• John Lowry of Spartan Capital Securities
• Justin Lotano of Wells Fargo Clearing Services
• Kevin Longo of Merrill Lynch Pierce Fenner & Smith
• John Loehr of Edward Jones
• David Lockman Formerly With The Huntington Investment
• Keith Llanas of Northwestern Mutual Investment Services
• Glenn Livingston of LPL Financial
• Lusha Liu of AXA Advisors
• Hui Liu of MML Investors Services
• Maria Litzinger of Edward Jones
• David Marquis of Merrill Lynch Pierce Fenner & Smith
• Natalie Lim-Taylor of Edward Jones
• Peter Mars of Securities America
• Dana Lightner of David Lerner Associates
• Christopher Marcum of Pruco Securities
• Raymond Marquez of Merrill Lynch Pierce Fenner & Smith
• Thuy Mai of Allstate Financial Services
• Christopher Maienshein of Pruco Securities
• Deepak Malhotra formerly with Hornor, Townsend & Kent
• Samuel Mandan formerly with Raymond James Financial Services
• Florencia Manero of J.P. Morgan Securities
• Liny Li of U.S. Bancorp Investments
• Joseph Malboeuf of LPL Financial
• Michael Lewis of J.P. Morgan Securities
• Whittaker Mack of J.P. Morgan Securities
• Ryan Loynd formerly with Coastal Equities
• Kaising Lui of Equitable Advisors
• Ka Leung of Raymond James Financial Services
• Bryce Lunde of Securian Financial Services
• Evan Lunsford of LPL Financial
• Joey Ma of Velox Clearing
• Celeste Leung of J.P. Morgan Securities
• Adam MacDonald of First Republic Securities
• Hilliard Mabry of Pruco Securities
• Chad Mackland formerly with Lion Street Financial
• Stuart Lesser of Edward Jones
• Scott Mahoney of Mutual Of Omaha Investor Services
• Juliet Leu of NYLIFE Securities
• Brett Lemke Formerly With USAA Financial Advisors
• Seth Leishman of LPL Financial
• Martin Lehman Formerly With Signator Investors
• Seongsoo Lee of Ameriprise Financial Services
• Sanghyun Lee of Merrill Lynch Pierce Fenner & Smith
• Nancy Lee of Truist Investment Services
• Jeffrey Lee of Edward Jones
• Brent Lee of Concorde Investment Services
• Abelardo Leal of Edward Jones
• Andrew Leach of Allstate Financial Services
• Shawn Layton of LPL Financial
• Aaron Lavigne of Voya Financial Advisors
• Matthew Lavelle Formerly With The Huntington Investment
• Jeffrey Lattimer of Edward Jones
• Moreen Latchman of J.P. Morgan Securities
• Matthew Lasko of UBS Financial Services
• Paul Larson of Larson Financial Securities
• Justin Larkin of Waddell & Reed
• Kevin Lao Formerly With TIAA-CREF Individual & Institutional Services
• Joshua Langdon of Edward Jones
• Carmen Lance of Ameriprise Financial Services
• Daniel Lamego of MML Investors Services
• David Lambers Formerly With SunTrust Investment Services
• John Lagrange Formerly With NYLIFE Securities
• Daniel Lagerborg of Northwestern Mutual Investment Services
• Franklin Laden of UBS Financial Services
• Adam Lacey of Wells Fargo Clearing Services
• Marc Laborde of Rockefeller Financial
• Brenda Labar of Pruco Securities
• Adam Laakko Formerly With MML Investors Services
• Sachin Kumar of Laidlaw & Company (UK)
• Daniel Kroll of Wells Fargo Clearing Services
• Ryan Krause of Edward Jones
• Kevin Kraft of LPL Financial
• James Korzik Formerly With Ameriprise Financial Services
• Matthew Korsmo of Lincoln Investment
• Marc Korsch Of Arkadios Capital
• Alexander Kolton Formerly With Lincoln Financial Securities
• Jared Kohn of Edward Jones
• Vikram Kohli of Ameriprise Financial Services
• Thomas Koerner Formerly With Principal Securities
• Travis Koenig Formerly With NYLIFE Securities
• Steven Koch of SagePoint Financial
• Mikihisa Kobayashi of Merrill Lynch Pierce Fenner & Smith
• Dianna Knudsen of Edward Jones
• Kenneth Knopp of Edward Jones
• Mirjana Kljajic of Woodbury Financial Services
• Kevin Klickna of Equitable Advisors
• Gregory Klar Formerly With TIAA-CREF Individual & Institutional Services
• Justin Kittle Formerly With NYLIFE Securities
• Michael Kitlinski of Morgan Stanley
• Nathan Kinzinger of Northwestern Mutual Investment Services
• Colby King of Wells Fargo Clearing Services
• Chris Kim of MML Investors Services
• Jeremy Kientz of Wells Fargo Clearing Services
• Carson Kessler of Morgan Stanley
• Rebecca Kettner of Cetera Investment Services
• Dean Kernus Formerly With Ameriprise Financial Services
• Timothy Kenska of Citigroup Global Markets
• Kurt Kempkes Formerly With BlackRock Investments
• Christine Kelley of Merrill Lynch Pierce Fenner & Smith
• Barry Jackson of Edward Jones
• Jeffrey King of Dominion Investor Services
• Dustin Insley of Edward Jones
• Dale Immekus of Independent Financial Group
• Andrey Ilyasov of Ameriprise Financial Services
• Jennifer Ibarguen of Ameriprise Financial Services
• Matthew Hyson of Merrill Lynch Pierce Fenner & Smith
• Joseph Hunt of Merrill Lynch Pierce Fenner & Smith
• Alicia Huburn of TIAA-CREF Individual & Institutional Services
• Enrique Huang of Transamerica Financial Advisors
• Jeffrey Johnson formerly with Morgan Stanley
• Timothy Johnson of Securities America
• Nicholas Junta of Northwestern Mutual Investment Services
• Andrew Kahner of UBS Financial Services
• Jeremy Keller of UBS Financial Services
• Asa Jewett of Edward Jones
• Shannon Johnson of Ameriprise Financial Services
• Eric Johnson formerly with Merrill Lynch Pierce Fenner & Smith
• Nicholas Johnson of Fidelity Brokerage Services
• Theodore Johnson formerly with NBC Securities
• Charles Jones of Parkland Securities
• Randell Jones of TD Ameritrade
• Zhiwei Jiang of Edward Jones
• Di Jin of Merrill Lynch Pierce Fenner & Smith
• Andrew Johnsen of Titleist Asset Management
• Lawrence Just of Ameriprise Financial Services
• Felicia Jacobs of Merrill Lynch Pierce Fenner & Smith
• Mark James of J.P. Morgan Securities
• Robert Jean formerly with Reid & Rudiger
• Hollis Jefferies of Wells Fargo Clearing Services
• Jacob Jewell of Principal Securities
• David Hua of National Securities
• Justin Hoyt of Ameriprise Financial Services
• David Howison of Edward Jones
• Michael Horne of Morgan Stanley
• Mark Hopper of Merrill Lynch Pierce Fenner & Smith
• Clarissa Holmes of Pruco Securities
• Jason Holland of Truist Investment Services
• Patricia Holdman of Charles Schwab & Co.
• Gregg Hoff of TIAA-CREF Individual & Institutional Services
• Daniel Hirst of Pruco Securities
• Sterling Hirsch of Infinity Financial Services
• Clint Hinderaker of Principal Securities
• Marie Hill Formerly With BBVA Securities
• Colton Hill of Edward Jones
• Cooper Helm of Edward Jones
• Harold Hellen of Cambridge Investment Research
• Harry Hewes of Cetera Investment Services
• Adam Heath of Northwestern Mutual Investment Services
• Brian Hessong Formerly With Thrivent Investment Management
• Dennis Herrera of Aegis Capital
• Kris Hayne of Transamerica Financial Advisors
• Erik Haworth of Thrivent Investment Management
• Zachary Hawkins of Purshe Kaplan Sterling Investments
• Paul Hernandez Formerly With Avantax Investment Services
• Brian Henning of Key Investment Services
• James Hauser of Edward Jones
• Adam Henley of Securities America
• Albert Haskins of CUSO Financial Services
• Adam Harvey of Equitable Advisors
• Dale Giddings of PFS Investments
• Anna Hartwell of SagePoint Financial
• Dustin Gersch of Ameriprise Financial Services
• Robert Harscheid of Bankers Life Securities
• Dillon George of Equitable Advisors
• Robert Genito Formerly With PFS Investments
• Kyle Gaynor Formerly With AXA Advisors
• Neil Gavande Formerly With Morgan Stanley
• Lucas Harrison of Robert W. Baird & Co.
• Matthew Harris of National Securities
• Eugene Hahn of Pruco Securities
• Dylan Hales of Edward Jones
• Jianmin Gu of Morgan Stanley
• Travis Hansberger Formerly With Thrivent Investment Management
• William Guthrie of Cuso Financial Services
• Osvaldo Gutierrez of NYLIFE Securities
• Benjamin Haas of LPL Financial
• Brandon Grocki of Hornor, Townsend & Kent
• Ryan Hamilton of Janney Montgomery Scott
• Molly Grubb formerly with Cambridge Investment Research
• Johnny Guan of Aegis Capital
• Ricardo Guimaraes of Morgan Stanley
• Alison Hameline Formerly With Fidelity Brokerage Services
• Rachel Gottlieb of UBS Financial Services
• Bryan Gravel of LPL Financial
• Rahul Halwasiya of National Securities
• Ryan Gordon of Fidelity Brokerage Services
• Ryan Halvorsen of Charles Schwab & Co.
• Lana Gore of Thrivent Investment Management
• Christopher Grant of Thrivent Investment Management
• Nathan Grant formerly with Pruco Securities
• Jessica Hall of BBVA Securities
• Dan Gregory of NYLIFE Securities
• Errol Griffiths of Pruco Securities
• Kasey Gartner of Northwestern Mutual Investment Services
• Francine Griggs of Morgan Stanley
• Andrew Hall of Edward Jones
• William Griggs formerly with Vestech Securities
• John Furey of AIG Capital Services
• Keith Glaser of J.W. Cole Financial
• Samuel Girgiss of Spartan Capital Securities
• Justin Girard of J.P. Morgan Securities
• Joseph Giles of Equitable Advisors
• Michelle Gill formerly with Paradigm Equities
• Kevin Godoy of Vanguard Marketing
• John Gogolin of Edward Jones
• Matthew Gonzales formerly with Morgan Stanley
• Lee Goodin of LPL Financial
• Tyler Gilberg of Edward Jones
• Michael Galanti of Morgan Stanley
• Christopher Garner of First Republic Securities
• Kyle Fults of Bankers Life Securities
• Melanie Garcia Formerly With NBC Securities
• Luis Garcia Formerly With UBS Financial Services
• Joseph Fuller of Arive Capital Markets
• Eric Fuller of Morgan Stanley
• Michael Fulchino of Fidelity Brokerage Services
• Jacqueline Frye Formerly With Pruco Securities
• Lorraine Frownfelter of Bankers Life Securities
• Michael Francoeur Formerly With Cambridge Investment Research
• Nancy Foster of Securian Financial Services
• Craig Foreman of Edward Jones
• Wan Fong of Integral Financial
• Steven Follett Formerly With Edward Jones
• Patrick Foley of MML Investors Services
• Robert Fross of LPL Financial
• Ryan Fleming of Royal Alliance Associates
• Rhonda Fitchett of Equitable Advisors
• Jason Franklin of Pruco Securities
• Alan Fishman of Wells Fargo Clearing Services
• Phillip Fiore of Equitable Advisors
• Shawn Everett of Cetera Advisor Networks
• Jonathan Finlay Formerly With Equitable Advisors
• Kristian Finfrock of Kalos Capital
• David Ermlick Formerly With Center Street Securities
• Fernely Filpo of J.P. Morgan Securities
• Scott Ferguson of Cambridge Investment Research
• Norbert Endl of Edward Jones
• Yahaira Felix of J.P. Morgan Securities
• Tamra Ellis of Edward Jones
• Timothy Fast Formerly With The Huntington Investment
• Craig Farr Formerly With MML Investors Services
• James Farally of Equitable Advisors
• Melanie Everett Formerly With Pruco Securities
• Bradley Everett Formerly With MML Investors Services
• Adam Elgert of Wells Fargo Clearing Services
• Steven Eaton of MWA Financial Services
• Robert Eimers Formerly With FBL Marketing Services
• Kimberly Dwyer of Thrivent Investment Management
• Shanda Dutton of BBVA Securities
• Kelley Edwards of UBS Financial Services
• Scott Durrett of Ameriprise Financial Services
• Nathan Dunn of Thrivent Investment Management
• Bret Edensword of LPL Financial
• Jeffrey Dunagan Formerly With NYLIFE Securities
• Joseph Duffy of Merrill Lynch Pierce Fenner & Smith
• Gabriel Edelman Formerly With Spartan Capital Securities
• Francis Draa Formerly With LPL Financial
• Nicholas Doyle of Cetera Investment Services
• Glen Dowden of Citizens Securities
• John Eckhardt Formerly With Thrivent Investment Management
• Joseph Bendek of Woodmen Financial Services
• Mark Dougherty of Mutual Of Omaha Investor Services
• Heather Bell of Fidelity Brokerage Services
• Joshua Beitel of Cambridge Investment Research
• Joel Beeson Formerly With BBVA Securities
• Justin Dorman of Bankers Life Securities
• Adam Beck Formerly With Royal Alliance Associates
• Hayley Beard of Edward Jones
• Mark Dorff Formerly With Charles Schwab & Co.
• Nathaniel Donohue of Northwestern Mutual Investment Services
• Dennis Bearce of Fifth Third Securities
• Sheila Bateman of Ameriprise Financial Services
• Douglas Domian of UBS Financial Services
• Jason Barba of Charles Schwab & Co.
• Kirk Balin of LPL Financial
• Timothy Dolan of Edward Jones
• Nicholas Diolosa of Equitable Advisors
• Dean Dillenberg of Purshe Kaplan Sterling Investments
• Kevin Dicke Formerly With MML Investors Services
• Richard Diaz of Principal Securities
• Joseph Diamond of Key Investment Services
• Christopher DeYoung of Park Avenue Securities
• Jarrett Dewelde of Equitable Advisors
• Timothy Dewberry Formerly With Key Investment Services
• Patrick Devlin of LPL Financial
• Ryan Derks of Berthel Fisher & Company Financial Services
• Albert Dejonge of Equitable Advisors
• Amanda Deisenroth of Merrill Lynch Pierce Fenner & Smith
• Jennifer Dehart of Fidelity Brokerage Services
• Brian Degrado of Raymond James & Associates
• Devin Degeeter of Bankers Life Securities
• Robert Deardorff of Ameriprise Financial Services
• Colin Day Formerly With Cambridge Investment Research
• Philip Davey of Equity Services
• Jeremy Darstek of Ameriprise Financial Services
• Scott Damico Formerly With Pruco Securities
• Brett Dalton of Ameriprise Financial Services
• Ronald Daley of W&S Brokerage Services
• Jerry Dababneh Formerly With Country Capital Management
• Stephen Curry of Kestra Investment Services
• Angel Curbelo of Merrill Lynch Pierce Fenner & Smith
• Timothy Cunningham of Benjamin F. Edwards & Company
• John Cullen of Spartan Capital Securities
• Aslie Cruz of GMS Group
• Chase Crump of Private Client Services
• Joseph Crowel of Equitable Advisors
• Paul Crookston of NYLIFE Securities
• David Crawford Formerly With David Lerner Associates
• Rusty Coyle of Waddell & Reed
• Martin Coward of Edward Jones
• Todd Cour Formerly With Regulus Advisors
• Kathryn Cosgrove of Goldman Sachs & Co.
• Melissa Cournyer of Purshe Kaplan Sterling Investments
• Matthew Courchesne of Wilmington Capital Securities
• Michael Cormier of RBC Capital Markets
• Camille Cordova of NYLIFE Securities
• Robert Cooper Formerly With MWA Financial Services
• Jordan Cooper of Andrew Garrett
• Ian Cook of Equitable Advisors
• Rachelle O’Connell of NYLIFE Distributors
• Jed Conradi of Edward Jones
• David Columb Formerly With LPL Financial
• William Collin of Edward Jones
• Mark Cohen Formerly With BCG Securities
• Monica Cleves of VectorGlobal WMG
• Derek Coffren of Cambridge Investment Research
• Thomas Clasby of Northwestern Mutual Investment Services
• Timothy Clark of Avantax Investment Services
• Ming Chung of LPL Financial
• Derek Chu Formerly With NYLIFE Securities
• Nicole Christians of Merrill Lynch Pierce Fenner & Smith
• Mark Chrisenberry of Ameriprise Financial Services
• Corrina Chikos of Vanguard Marketing
• James Chiaro of LPL Financial
• Yuting Cheng of Northwestern Mutual Investment Services
• Nancy Cheney of J.P. Morgan Securities
• Tim Chen of M.S. Howells & Co.
• David Chatterton of T. Rowe Price Investment Services
• Wenjinn Chang of Independent Financial Group
• Gregory DeCastro of J.P. Morgan Securities
• Sanjay Chandra of TPEG Securities
• Anthony Centineo of J.P. Morgan Securities
• Ivan Cen of Cetera Investment Services
• Edward Cehelsky of Hornor, Townsend & Kent
• Nathan Cedarleaf of Cetera Investment Services
• Sarah Cecil of Edward Jones
• Johnny Ceballos of LPL Financial
• Marc Cavalier of Vanguard Marketing
• John Cassin of Raymond James & Associates
• Manuel Carvallo of Money Concepts Capital
• Elizabeth Cart Formerly With AXA Advisors
• Douglas Carson Formerly With Edward Jones
• Lou Capolino Formerly With Capital One Investing
• Nicholas Cannady Formerly With NYLIFE Securities
• Paul Campbell of UBS Financial Services
• Albert Campbell of Cetera Advisor Networks
• Jason Cagwin of National Securities
• Michael Caffrey of Merrill Lynch Pierce Fenner & Smith
• Justin Byrd of LPL Financial
• Michael Brooks of BB&T Securities
• Karen Boykin of Woodbury Financial Services
• Michele Boyer formerly with Capital Financial Services
• Jody Bowers formerly with Lowell & Company
• Jason Bourgo of Ameriprise Financial Services
• Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith
• Christopher Burtraw formerly with J.P. Turner & Company
• Jonathan Burns of Raymond James Financial Services
• Le Bui formerly with Lord Abbett Distributor
• Armand Bryant of TD Ameritrade
• Keith Bryan formerly with Robert W. Baird Co.
• Nason Bouche of Merrill Lynch Pierce Fenner & Smith
• Christopher Bracken of Edward Jones
• Benjamin Brown of UBS Financial Services
• Leah Brooks of Securities America
• Zachary Brody of Northwestern Mutual Investment Services
• Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith
• Russell Broad of VALIC Financial Advisors
• Adam Brinkley of UBS Financial Services
• Jeremy Burrell of MWA Financial Services
• Renee Burns of Merrill Lynch Pierce Fenner & Smith
• John Burnham of National Securities
• Michael Buric of Thrivent Investment Management
• Jeffrey Burgess of MML Investors Services
• Alfred Bunge of J.P. Morgan Securities
• Tawn Bullock of Edward Jones
• Choddie Bryant of NYLIFE Securities
• Isabella Brunk of Park Avenue Securities
• Ryan Brown of Raymond James Financial Services
• Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith
• Christopher Bond of National Securities
• Brian Booker formerly with Northwestern Mutual Investment Services
• David Bolton formerly with Thurston Springer Miller Herd & Titak
• Steven Bentley of VALIC Financial Advisors
• Samantha Beverley of Equity Services
• Reid Beyerlein of Raymond James Financial Services
• Zachariah Bickers of Charles Schwab & Co.
• Matthew Biggie of Wells Fargo Clearing Services
• Benjamin Blake of Edward Jones
• Keri Blake of LPL Financial
• Scott Blando of Edward Jones
• Wilberto Blasquez of MML Investors Services
• Bradley Blodnick of Thrivent Investment Management
• Michael Blumer of SW Financial
• Anand Bokde of Edward Jones
• Chad Boal formerly with FBL Marketing Services
• Jason Boley of LPL Financial
• Patrick Boland of LPL Financial
• Maximilian Bonsall of National Securities
• Robert Borowczak of Northern Trust Securities
• Ricky Bain of CFD Investments
• Troy Baily Formerly With SagePoint Financial
• Ronald Bailey Formerly With Mutual Of America Life Insurance
• Justin Bailey of Nationwide Investment Services
• Mario Ayala of Edward Jones
• Lawrence Avery of LPL Financial
• Jose Ascencio of Raymond James Financial Services
• Connor Aronis of Edward Jones
• Thomas Arnold of NYLIFE Securities
• John Arndt of Raymond James Financial Services
• James Yoo of Oppenheimer & Co.
• Johnny Yeung Formerly With Integral Financial
• Sebastian Wyczawski of Joseph Stone Capital
• Steven Wurzer of Morgan Stanley
• Petar Arizanov of Oppenheimer & Co.
• Joel Arivett of Arvest Wealth Management
• Jessica Arana of J.P. Morgan Securities
• James Appel of Centaurus Financial
• Aaron Angstrom of Country Capital Management
• Kolbe Andrade of Northwestern Mutual Investment Services
• Jason Anderson formerly with Merrill Lynch Pierce Fenner & Smith
• Ernest Anderson formerly with Waddell & Reed
• Louis Ambrosio of Joseph Stone Capital
• Mitchell Altro of Janney Montgomery Scott
• Richard Allen of Equitable Advisors
• Billy Allen formerly with Legend Equities
• Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith
• Christina Aldredge of M.S. Howells & Co.
• Brent Albrechtsen of Edward Jones
• Joshua Albert of Edward Jones
• Usman Ahmed of J.P. Morgan Securities
• Kwasi Aggor formerly with TD Ameritrade
• Jason Adams formerly with SagePoint Financial
• James Abbott of Vanguard Marketing
• Bryan Zichterman of Raymond James & Associates
• James Zegers formerly with LPL Financial
• James Zaura of J.P. Morgan Securities
• Peter Zangrilli of Allstate Financial Services
• Rushdi Zalatimo of National Securities
• Jeremy Yuster of Merrill Lynch Pierce Fenner & Smith
• John Young of UBS Financial Services
• Donald Young of Ameriprise Financial Services
• Francis Abanga of Citigroup Global Markets
• Joe Abbott of Wells Fargo Clearing Services
• Brian Wurdemann of RBC Capital Markets
• Steven Wright of Principal Securities
• Bruce Worthington Formerly With Founders Financial Securities
• Wesley Wong of Wells Fargo Advisors Financial Network
• Jeffrey Wiseman Formerly With Morgan Stanley
• Mark Wolpert of MML Investors Services
• Scott Wolfrum Formerly With Huntleigh Securities
• Gary Wolfe of Northwestern Mutual Investment Services
• Mark Wiskus of NYLIFE Securities
• Jason Wolter of Morgan Stanley
• Pamela Wise of Merrill Lynch Pierce Fenner & Smith
• Michael Winn of Cape Securities
• Orion Willis of Centaurus Financial
• Erin Willis of Cambridge Investment Research
• Mark Williams of Forta Financial Group
• Jonathan Williams Formerly With NYLIFE Securities
• Matthew Williams Formerly With Vanguard Marketing
• John Williams of RBC Capital Markets
• Jason Williams of Royal Alliance Associates
• Douglas Williams Formerly With Edward Jones
• Alexander Williams of UBS Financial Services
• Robert Wilkinson of Advisory Group Equity Services
• Michael Wilhelm of Wells Fargo Clearing Services
• Vivian Wilcox of Edward Jones
• Thomas Wieczerak of MML Investors Services
• William Wickham of Wells Fargo Clearing Services
• Ralph White of Kestra Investment Services
• John Whitaker of Tradition Securities And Derivatives
• James Whatley of Raymond James Financial Services
• Kyle Whaley of GWN Securities
• Diane Weyrick of Cambridge Investment Research
• Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith
• John Westbrook Formerly With Cape Securities
• Michelle Werth of Cadaret Grant & Co.
• Scott Werdebaugh of Securities America
• John Welp of LPL Financial
• Lori Welborn of BBVA Securities
• Jay Weiser Formerly With DesPain Financial
• Michael Wasylyshyn of Royal Alliance Associates
• Jake Warrington Formerly With LPL Financial
• Vincent Weir of Wells Fargo Clearing Services
• George Warner Formerly With Chelsea Financial Services
• David Weiniger of Lek Securities
• Jeffrey Weiner Formerly With Pruco Securities
• Michael Weinand of LPL Financial
• Louis Wargo of FSC Securities
• David Wehrman of UBS Financial Services
• Eric Wegner of Cambridge Investment Research
• John Weber of Wells Fargo Advisors Financial Network
• Ryan Wangen of NYLIFE Securities
• Li Wang of MML Investors Services
• Charles Weathers of Edward Jones
• Peter Walters Formerly With Edward Jones?
• Brian Walsh of Securian Financial Services
• Leif Waller of J.P. Morgan Securities
• Ronald Wall of J.P. Morgan Securities
• Steven Syslo of UBS Financial Services
• Christopher Sweistris of Berthel Fisher & Company Financial Services
• Scott Swaylik of Morgan Stanley
• Robert Swank of Pruco Securities
• Cecilia Swain of J.P. Morgan Securities
• Jeanne Suttie of LPL Financial
• James Syvertson Formerly With Morgan Stanley
• Russel Surber of Edward Jones
• Payam Taghibagi of Royal Alliance Associates
• Stephen Sullivan of Spartan Capital Securities
• Mark Sullivan of UBS Financial Services
• Serge Suleimani of Wells Fargo Clearing Services
• Andrew Sukhin of Morgan Stanley
• John Suckey of Park Avenue Securities
• Randal Studer of Ameritas Investment
• George Strnad of Morgan Stanley
• Kive Strickoff of Avantax Investment Services
• David Strnad of Edward Jones
• Donald Strangfeld of Janney Montgomery Scott
• Travis Riggs of Equitable Advisors
• Ronald Rienas of Ameriprise Financial Services
• Tim Ridley of Wells Fargo Clearing Services
• Ronald Richer of Garden State Securities
• Daniel Richardson of Morgan Stanley
• Mark Richards of Madison Avenue Securities
• Stephen Rice of Colorado Financial Service
• Richard Reynolds of Worden Capital Management
• Antonio Reyna of Securities America
• Thomas Reyes of Raymond James Financial Services
• Jon Reppert of Madison Avenue Securities
• Bradley Renberg of Ameriprise Financial Services
• Drew Reinhardt of Morgan Stanley
• Sayke Reilley of Oppenheimer & Co.
• Patrick Reilley of Capital Analysts
• Lisa Reich-Scholtisek of Voya Financial Advisors
• Marc Reda of Spartan Capital Securities
• James Ray of Newbridge Securities
• Mary Rapert of Edward Jones
• Reginald Randolph of Capital Investment Group
• James Story of Cetera Advisor Networks
• Bruce Slater of SagePoint Financial
• Elizabeth Sloan of MML Investors Services
• Howard Smith of Morgan Stanley
• Yvonne Silguero of LPL Financial
• Ruth Simons of MML Investors Services
• Ranjesh Singh of Merrill Lynch Pierce Fenner & Smith
• Douglas Simanski formerly with NEXT Financial Group
• Mark Sitter of KCD Financial
• Robert Skinner Formerly With First Republic Securities Company
• Samuel Sloane formerly with Morgan Stanley
• Michael Schwartz of Cetera Advisor Networks
• Cindy Scott of Charles Schwab & Co.
• Valentino Scott of Centaurus Financial
• Shay Scruggs of Rockefeller Financial
• Brian Segel of MML Investors Services
• Patrick Seiler of Raymond James & Associates
• Steven Seimears of Ameriprise Financial Services
• Mark Senofonte of Cetera Investment Services
• Charles Sergewick of Merrill Lynch Pierce Fenner & Smith
• Barbra Shaffer of Cambridge Investment Research
• Brian Putney of FBL Marketing Services
• Jacob Shapira of Morgan Stanley
• Gerald Sharpe of Aegis Capital
• Tracy Randle of Wells Fargo Clearing Services
• Racquel Ramlal-Slawinski of Transamerica Financial Advisors
• Brian Radoo of Union Capital
• Phillip Rademacher of Raymond James Financial Services
• Erich Raasch of LPL Financial
• Andrew Quinn of LPL Financial
• Michael Quach of J.P. Morgan Securities
• Daniel Pye of Morgan Stanley
• Miles Pure of Raymond James & Associates
• John Pumphrey of R.M. Duncan Securities
• Scott Pugan of Wells Fargo Clearing Services
• Larry Shaw of Morgan Stanley
• Ralph Principe of Aegis Capital
• Jerri Pratt of Morgan Stanley
• Krishnamurthy Prasad of NYLIFE Securities
• Donald Porterfield of Merrill Lynch Pierce Fenner & Smith
• Paul Porter of Wells Fargo Clearing Services
• Paul Pompar of Lincoln Financial Advisors
• Donald Pollard of Wright Investors' Service Distributors
• Thomas Polito of LPL Financial
• Marcelo Poliak of Jefferies
• Theodore Pohl of Morgan Stanley
• James Shawver of Peak Brokerage Services
• Michael Platte of Morgan Stanley
• Barry Pittenger of ProEquities
• Mark Pitman of Carter Terry & Company
• Timothy Pinch of GW & Wade Asset Management Company
• Maryann Pierce of Cadaret Grant & Co.
• Michael Piccolo of Wells Fargo Clearing Services
• Richard Piatas of Merrill Lynch Pierce Fenner & Smith
• Samuel Phillips of LPL Financial
• Angelia Shay of Eagle Strategies
• Troy Sheets of MML Investors Services
• Charles Shields of Wells Fargo Clearing Services
• James Shrader of Robert W. Baird & Co.
• Robert Stolar of Morgan Stanley
• Thomas Shumosic of Kestra Advisory Services
• John Shupenko of Merrill Lynch Pierce Fenner & Smith
• Kevin Stokesbary of MML Investors Services
• George Stills Formerly With Securian Financial Services
• Thomas Stickney of Ameriprise Financial Services
• Michael Steward of J.P. Morgan Securities
• Darin Stevens of LPL Financial
• Jim Stephenson of Morgan Stanley
• Susan Stephens of Oppenheimer & Co.
• Steven Steinbruegge of Securian Financial Services
• Kurt Stein of Quint Capital
• Michael Stalcup of Cabana Asset Management
• Bernard Spielman of Stifel Nicolaus & Company
• James Sophia of Morgan Stanley
• Jorge Sonville of Merrill Lynch Pierce Fenner & Smith
• John Sommo Formerly With UBS Financial Services
• Steve Soma of Edward Jones
• Harjinder Sohal of PFS Investments
• Chester Sobuta of MML Investors Services
• Herbert Smith of Morgan Stanley
• Daniel Smith of Morgan Stanley
• Eric Schulze of RBC Capital Markets
• Robert Schultz of Wells Fargo Clearing Services
• Donald Schrock formerly with Voya Financial Advisors
• Kathy Schneider of Ameriprise Financial Services
• Stanley Schmidt of Edward Jones
• Eric Schmidt of Lincoln Financial Advisors
• Kenneth Schmidle of Key Investment Services
• Thomas Schaible of Securities America
• Mark Schaefer of State Farm VP Management
• Robert Scarborough of Morgan Stanley
• Sandra Scanni of MML Investors Services
• Raymond Scannell of Woodbury Financial Services
• Michael Saul of Purshe Kaplan Sterling Investments
• Jonathan Sard of Purshe Kaplan Sterling Investments
• William Saplicki of LPL Financial
• Rocco Santorsola of Ausdal Financial Partners
• John Sandler of Equitable Advisors
• Henry Sandigo of Securities America
• Jamal Sampson of SW Financial
• Jordan Samelson of Wells Fargo Clearing Services
• Trevis Rucci of Raymond James Financial Services
• Bradley Rubin of UBS Financial Services
• Richard Sall of LPL Financial
• Scot Rosenberg Formerly With The GMS Group
• William Rose of UBS Financial Services
• Tariq Sales of Spartan Capital Securities
• Robert Rose of Truist Investment Services
• Joffre Salazar Formerly With American Portfolios Financial Services
• Robert Ryan of Royal Alliance Associates
• Michael Root of MML Investors Services
• Laurence Russo of Joseph Gunnar & Co.
• Christopher Russo of National Securities
• Peter Rukeyser of UBS Financial Services
• Peter Ruggiere of Dawson James Securities
• Joseph Ruggiere of Alexander Capital
• Massimo Romano of Wells Fargo Clearing Services
• Joseph Romanchik of UBS Financial Services
• Nicholas Rogers of Morgan Stanley
• Joseph Rodriguez of Hennion & Walsh
• Richard Rugel of Pruco Securities
• Roderick Rodriguez of Infinex Investments
• Richard Rodriguez formerly with Calton & Associates
• Steven Rodman of Wells Fargo Clearing Services
• Brian Rockowitz of Madison Global Partners
• Paolo Rocca of Fidelity Brokerage Services
• Michael Robertson of Morgan Stanley
• Leon Roat of Ameriprise Financial Services
• Emilio Rivera of MML Investors Services
• Randy Risdon of Merrill Lynch Pierce Fenner & Smith
• William Riley Formerly With Silver Oak Securities
• Justin Phillips Formerly With MML Investors Services
• Alexander Phillips of UBS Financial Services
• Kevin Phillips Formerly With Securities America
• Matthew Pfeiffer of IFP Securities
• Randy Peyman of LPL Financial
• Jay Petty of MML Investors Services
• Tadas Petkevicius of MML Investors Services
• Richard Petersen of Allstate Financial Services
• James Peters of Centaurus Financial
• Theodore Peroulakis of J.P. Morgan Securities
• Ross Perloe Formerly With National Securities
• Robert Perlman of UBS Financial Services
• Richard Perkins Formerly With Morgan Stanley
• James Pecoraro of Spartan Capital Securities
• Robert Peckham Of Infinex Investments
• Gregory Pease Formerly With International Assets Advisory
• David Pawloski of Cantella & Co.
• Scott Patterson of Raymond James & Associates
• David Paton of The Oak Ridge Financial Services Group
• Jean Paryl of Charles Schwab & Co.
• Nestor Miranda of J.P. Morgan Securities
• Gustavo Miramontes of Oppenheimer & Co.
• Kerrie Milligan of Raymond James & Associates
• Steven Miller of Edward Jones
• Nadine Miller of Morgan Stanley
• Jeffrey Miller of Ameriprise Financial Services
• Brent Miller of NYLIFE Securities
• Anthony Mignone of Equitable Advisors
• Scott Mickey of TIAA-CREF Individual & Institutional Services
• John Mickelson of Cambridge Investment Research
• Brian Metzger of Vanguard Marketing
• Elvis Parkes of Reid & Rudiger
• Shawn Messner of Needham & Company
• Michelle Parker Formerly With Wells Fargo Clearing Services
• James Merklinghaus formerly with CoreCap Investments
• Ronald Menard of Voya Financial Advisors
• Stephen Mellinger formerly with NYLIFE Securities
• Jagrup Parihar of NYLIFE Securities
• Gilbert Melgoza of Unionbanc Investment Services
• Roderick Parham of Pruco Securities
• Charles Meizoso of RBC Capital Markets
• Shashi Mehrotra of Lincoln Investment
• Matthew Papadimatos of FSC Securities
• Onoufrios Megaloudis of Wells Fargo Clearing Services
• Matthew Meehan formerly with E.J. Sterling
• Mark Meehan of Allstate Financial Services
• Kevin Meadows formerly with IBN Financial Services
• Thomas Meachum of Merrill Lynch Pierce Fenner & Smith
• Michael McNulty of Lincoln Financial Advisors
• Donna Panton of CUSO Financial Services
• Kevin McNeil formerly with SW Financial
• Alexander Pankow of PFS Investments
• Jeffrey McMahon of LPL Financial
• John McLaughlin of Ameriprise Financial Services
• Sandra McKoy of Kovack Securities
• Kevin McKenna formerly with Stifel Nicolaus & Company
• Matthew McGuirk of Oppenheimer & Co.
• Matthew Panke of Charles Schwab & Co.
• Daniel McGuire formerly with VALIC Financial Advisors
• Martin McFarlin of Arkadios Capital
• Timothy Owens of Cambridge Investment Research
• Thomas McDavid of Rockefeller Financial
• Fermon Owens of J.P. Morgan Securities
• Thomas McCusker of LPL Financial
• Peter McColgan of Wells Fargo Clearing Services
• John McCarthy of Wells Fargo Clearing Services
• Kenneth McCabe of Centaurus Financial
• Jack McBride of B. Riley Wealth Management
• David McAdams formerly with WFG Investments
• Robert Mazur of CUNA Brokerage Services
• Jordan Mayer of J.P. Morgan Securities
• Pamela Maybury of Securities America
• Jeffrey Mathis of NEXT Financial Group
• William Mathews of Cambridge Investment Research
• Russell Mathews formerly with TD Ameritrade
• William Mason of Stifel Nicolaus & Company
• Richard Martinson of Raymond James Financial Services
• Wade Martin of RBC Capital Markets
• Andrew Marrach of SCF Securities
• Eric Overvig of Feltl & Company
• James Ostrander of NYLIFE Securities
• Brandie Osburn of Pruco Securities
• Frank Ortiz of Wells Fargo Clearing Services
• Lonnie Olson of Edward Jones
• Stephen Oliver of First Allied Securities
• Thomas Oley of Wells Fargo Clearing Services
• Melinda Olbert of Cetera Advisors
• John O'Keefe Formerly With Infinex Investments
• Manuel Ojeda of Morgan Stanley
• John Nguyen Formerly With Transamerica Financial Advisors
• Michael New of BMO Harris Financial Advisors
• Michael New of BMO Harris Financial Advisors
• Curtis Neuman of MML Investors Services
• David Nelson of Wells Fargo Clearing Services
• Jason Nazzaro of SagePoint Financial
• Eugene Nazelrod of LaSalle St Securities
• Francisco Navarro of Lincoln Financial Distributors
• Darren Oglesby of Money Concepts Capital
• Michael O’Flaherty of Janney Montgomery Scott
• Hemant Naran Formerly With Morgan Stanley
• Brady Nance of TIAA-CREF Individual & Institutional Services
• Brenda O’Brien of Oppenheimer & Co.
• Candra Oakes-Niswanger of Waddell & Reed
• John Nysather formerly with Stifel, Nicolaus & Company
• Eric Nordberg of J.W. Cole Financial
• Lester Noisom of Raymond James Financial Services
• Steven Noce of Merrill Lynch Pierce Fenner & Smith
• Jeff Ninness of State Farm VP Management
• Emily Nikoloudis of Purshe Kaplan Sterling Investments
• Cynthia Nagel of Waddell & Reed
• Lawrence Myers of MML Investors Services
• Thomas Munker of Client One Securities
• Mirsad Muharemovic of Arive Capital Markets
• Richard Murray formerly with Corinthian Partners
• Robert Mueller of UBS Financial Services
• Kevin Mounkes of Wells Fargo Clearing Services
• Anthony Morris of International Assets Advisory
• Daniel Moran of Merrill Lynch Pierce Fenner & Smith
• William Moore of Janney Montgomery Scott
• Barney Moore of Equitable Advisors
• David Morgan of National Securities
• Roberto Montano Formerly With Waddell & Reed
• Heather Molin of UBS Financial Services
• Edward Moffitt of Wells Fargo Clearing Services
• Christopher Mizzi of Merrill Lynch Pierce Fenner & Smith
• Robert Mitchell of Stifel, Nicolaus & Company
• Barry Mitchell of UBS Financial Services
• Gregory Miseyko of Merrill Lynch Pierce Fenner & Smith
• Mark Maldonado of Fidelity Brokerage Services
• Michael Mainwald of Lek Securities
• Sheila Madrigal formerly with J.P. Morgan Securities
• Scott Madison of Merrill Lynch Pierce Fenner & Smith
• Vladislav Madatov of Wells Fargo Clearing Services
• Robert Macnamee formerly with Aegis Capital
• Allan Linke of Merrill Lynch Pierce Fenner & Smith
• Brian Lindsay of Morgan Stanley
• Sue Van Der Linden of Morgan Stanley
• Robert Luley of Pruco Securities
• Landon Marino of Morgan Stanley
• Lawrence Ludwig of SA Stone Wealth Management
• Michael Margiotta of Merrill Lynch Pierce Fenner & Smith
• Steve Marciniak of Ameriprise Financial Services
• Janet Marcantonio of UBS Financial Services
• Robert Mann of National Securities
• Jeffrey Manderfeld of Northwestern Mutual Investment Services
• Luigi Mancusi of Sanctuary Advisors
• Ryan Mallow of Fidelity Brokerage Services
• Antoinette Lucas of TIAA-CREF Individual & Institutional Services
• Hovannes Malikyan of NYLIFE Securities
• Jimmy Maldonado of LPL Financial
• Antoni Lucas of Wedbush Securities
• John Limpert Formerly With Brokers International Financial Services
• Joseph Liana of Ameriprise Financial Services
• Alan Lewis of Wells Fargo Clearing Services
• Arthur Lewis of A.G.P./Alliance Global Partners
• Gregory Levine Formerly With First Allied Securities
• Robert Lester of H. Beck
• Anthony Leopizzi of Ameriprise Financial Services
• Stacee Love-Malcolm of LPL Financial
• Al Lovelace of Equitable Advisors
• Kieran Loughran of Spartan Capital Securities
• John Loughran of UBS Financial Services
• Robert Lorente formerly with Great Point Capital
• Jerry Lopez of VALIC Financial Advisors
• Trent Longnecker of Merrill Lynch Pierce Fenner & Smith
• Kristina Long of Touchstone Securities
• Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith
• Brian Long of Cutter & Company
• Brian Lombardi of I-Bankers Direct
• Edward Lombard of Raymond James Financial Services
• Margaret Logue of LPL Financial
• David Logsdon of Wells Fargo Clearing Services
• James Loessberg of Raymond James Financial Services
• Victor Lizardi of Pershing
• Michael Lisle of Brokers International Financial Services
• Andrei Livadariu of Oppenheimer & Co.
• Gary Liska of Royal Alliance Associates
• Marc Lippman formerly with Folger Nolan Fleming Douglas
• Howard Leon of Newbridge Securities
• Lashell Lentz of Morgan Stanley
• Tod Lenhoff formerly with Madison Avenue Securities
• Colleen Lenard of Waddell & Reed
• Fred Lemmon formerly with Principal Securities
• Jarrod Leisure of BBVA Securities
• Joseph Leighton of Edward Jones
• Charles Lee of Ameriprise Financial Services
• Chang Lee of The Investment Center
• James Lebaron of Stifel Nicolaus & Company
• Philip Lavelle of Thurston Springer Financial
• Gregory Lavelle of Client One Securities
• Robert Lattig of Merrill Lynch Pierce Fenner & Smith
• Kimberly Latimer of Merrill Lynch Pierce Fenner & Smith
• Mark Lasko of MML Investors Services
• Richard Laskin of Cetera Advisors
• Jamie Lasiter of State Farm VP Management
• Charles Larocca of LPL Financial
• Anthony Lapia of Wells Fargo Clearing Services
• Joel Lansat of Merrill Lynch Pierce Fenner & Smith
• Mark Kregor of Robert W. Baird Co.
• Jerry Korchak of Kestra Investment Services
• Prince Lankford of Wells Fargo Clearing Services
• Joseph Langlois of DFPG Investments
• Neil Konigsberg of UBS Financial Services
• Paul Koch of RBC Capital Markets
• Kenneth Kohn of Equitable Advisors
• Randall Koenes of LPL Financial
• Borislav Kolev of Morgan Stanley
• William Knudsen of LPL Financial
• Patrick Lang of Eagle Strategies
• Ashley Lang of Ameriprise Financial Services
• Matthew Lane of RBC Capital Markets
• Patricia Lamparella of Pruco Securities
• Larry Laio Formerly With Voya Financial Advisors
• John Lacy Formerly With NYLIFE Securities
• Ronald Lacis of Charles Schwab & Co.
• John Labarca Formerly With National Securities
• Stephen Kwan of Madison Avenue Securities
• Mitchell Kurtz Formerly With Henley & Company
• Jimmy Kuhn of American Portfolios Advisors
• John Kuehl Formerly With RBC Capital Markets
• Joseph Kucharczuk of Vanguard Marketing
• Kevin Krym of Raymond James Financial Services
• Solomon Krispeal Formerly With PHX Financial
• Robert Kribbs of Allstate Financial Services
• Thomas Kreuzer of Morgan Stanley
• Ronald Kresel of Ameriprise Financial Services
• Kirk Knollman formerly with Cetera Advisor Networks
• Peter Knittle of American Portfolios Financial Services
• Scott Klor formerly with LPL Financial
• John Klevens of Securities America
• Linda Kjerulf of Waddell & Reed
• Rafael Klein of David Lerner Associates
• Timothy Kissling formerly with Madison Avenue Securities
• Scott Kissinger of Supreme Alliance
• Sally Kirkpatrick of RBC Capital Markets
• Steve Kim formerly with TD Ameritrade
• Ahmet Kildis of Fifth Third Securities
• Michael Kiefer of Royal Alliance Associates
• Clifford Virgin of UBS Financial Services
• David Khezri of Network 1 Financial Securities
• Nancy Jensen of RBC Capital Markets
• Javier Jaramillo of Morgan Stanley
• Thomas Jandt of WestPark Capital
• Carol James Formerly With Merrill Lynch Pierce Fenner & Smith
• Steven Jacobson Formerly With Ameriprise Financial Services
• T. Jackson of Morgan Stanley
• Richard Jackman of Crown Capital Securities
• Peter Izzo of Merrill Lynch Pierce Fenner & Smith
• Gary Indianer Formerly With CoreCap Investments
• Bradley Hyldahl of UBS Financial Services
• Paul Hulen of Raymond James & Associates
• Darryl Hudspeth of NYLIFE Securities
• Linda Howard of Waddell & Reed
• Kevin Houser of Ameriprise Financial Services
• Kimberley Holweger of Cetera Investment Services
• Alan Holt of Ameriprise Financial Services
• Jeffrey Holmes of Packerland Brokerage Services
• Edward Holmes of Northwestern Mutual Investment Services
• Howell Holland of ProEquities
• Ryan Hekman of Merrill Lynch Pierce Fenner & Smith
• Thomas Heidenrich of Robert W. Baird & Co.
• Frank Dietrich of Quest Capital Strategies
• Douglas Digiorno of UBS Financial Services
• Joseph Diller of Wells Fargo Clearing Services
• Thomas Dillon of Truist Investment Services
• Celeste Dinerman of Morgan Stanley
• John Dixon of Independent Financial Group
• John Dobbertin of American Portfolio Advisors
• Meredith Hoffman of Edward Jones
• John Doherty of Merrill Lynch Pierce Fenner & Smith
• Timothy Dolan of Edward Jones
• Brian Donaldson of UBS Financial Services
• Joseph Ellis of Ameriprise Financial Services
• Theodore Elliot of Raymond James Financial Services
• Gregory Eknoyan of UBS Financial Services
• Barry Eisenberg of Alexander Capital
• Travis Eiland of HD Vest Investment Services
• Thomas Eifler of The Investment Center
• Daniel Egbert of UBS Financial Services
• Michael Egan of Moors & Cabot
• Ghazaleh Ebrahimi of Aegis Capital
• Craig Eastwood of Ameriprise Financial Services
• Matthew Hoffman of J.P. Morgan Securities
• Jeffrey Dvorak of Principal Securities
• David Dunfee of Key Investment Services
• Mickey Dubberly of Equitable Advisors
• Andrew Drost of Ameriprise Financial Services
• Kevin Doyle of Aegis Capital
• Kevin Doyle of Raymond James & Associates
• Gerard Dougherty of Lincoln Financial Securities
• Scott Dorer of Securities America
• John Donnelly of Merrill Lynch Pierce Fenner & Smith
• Patrick Donnelly of Raymond James Financial Services
• Arthur Hoffman formerly with Ameriprise Financial Services
• David Heide of RBC Capital Markets
• Kelly Hoff of Cambridge Investment Research
• John Hoekman formerly with Wells Fargo Clearing Services
• Joe Haywood of Sorrento Pacific Financial
• Robert Hitchcock of Centaurus Financial
• David Hirons of Wedbush Securities
• Jeremy Hay of Berthel Fisher & Company Financial Services
• Kent Hilton of SPC
• Jason Hawke of D.H. Hill Securities
• Stuart Haw of Cetera Advisors
• Michael Hill of SagePoint Financial
• Timothy Higgins formerly with Spartan Capital Securities
• Matthew Hickey of First Allied Securities
• Christopher Hibbard formerly with Merrill Lynch Pierce Fenner & Smith
• Matt Heuvel of RBC Capital Markets
• Marcus Hernandez of Merrill Lynch Pierce Fenner & Smith
• James Haselton of Edward Jones
• Michael Hartman of Wells Fargo Clearing Services
• Cesar Hernandez formerly with Gentem Capital
• William Herf of RBC Capital Markets
• Robert Henriques of PFS Investments
• William Hennion of Hennion & Walsh
• Gregory Henning of LPL Financial
• James Helfinstine of LPL Financial
• Allan Katz of Buckman, Buckman & Reid
• Scott Karpiak of Janney Montgomery Scott
• James Kar of Principal Securities
• Steven Kaneski formerly with NYLIFE Securities
• Paula Kalandiak of Wells Fargo Clearing Services
• Brian Kalamar of Wells Fargo Clearing Services
• Esa Jokela of Center Street Securities
• Kenneth Harter of Calton & Associates
• Christina Johnson of PFS Investments
• Hardee Jerrels of Charles Schwab Co.
• Robert Hart of Morgan Stanley
• Christopher Harpin of Lincoln Financial Securities
• Christopher Harper of Wells Fargo Clearing Services
• Ricardo Harmsen of Cantella & Co.
• Cynthia Harless of Raymond James & Associates
• Richard Groff of Charles Schwab & Co.
• Martha Grimshaw-Killian of J.W. Cole Financial
• John Grillo of Cambridge Investment Research
• Thomas Griffiths of LPL Financial
• Lawrence Greenfield Formerly With LPL Financial
• Lawrence Hardee of Center Street Securities
• Jay Gravley Formerly With Wells Fargo Advisors
• Michael Hanrahan of MML Investors Services
• Ronald Hannes formerly with Woodbury Financial Services
• Jon Hamasaki of TD Ameritrade
• Paul Granito of RBC Capital Markets
• Aaron Graham of Ag Financial
• Robert Halldin formerly with American Portfolios Financial Services
• Kevin Graetz Formerly With Paulson Investment Company
• Michael Desando of Network 1 Financial Securities
• Ajay Desai of UBS Financial Services
• Joseph Depasquale of American Capital Partners
• David Demars of Lincoln Financial Advisors
• Joseph Delsignore of Edward Jones
• Stephen Dellelo of NEXT Financial Group
• Stephen Decesare of Triad Advisors
• Steven Dean of LPL Financial
• John Davis of Raymond James Financial Services
• Roger Davis of ProEquities
• Elise Davis of Morgan Stanley
• Lois Davies of Royal Alliance Associates
• Irwin Davidson of Wells Fargo Clearing Services
• James Davidson of Ameritas Investment
• Michael David of Cetera Advisor Networks
• John Davenport of Liberty Partners Financial Services
• Stuart Daniels of Merrill Lynch Pierce Fenner & Smith
• John Daley of Lincoln Financial Advisors
• Gage Dahmann of Fidelity Brokerage Services
• Gary Knadle of The GMS Group
• Richard Klimpt of Cetera Investment Services
• Robert Klein of J.P. Morgan Securities
• Mansoor Kisat of M.S. Howells
• James Kidwell of LPL Financial
• Robert Keyser of Dawson James Securities
• Timothy Kenyon of Triad Advisors
• Chip Kensinger of BCG Securities
• Douglas Keller of Chelsea Financial Services
• Shahryar Kashanchi of Equitable Advisors
• John O’Hagan of Securities America
• James Hall formerly with MerCap Securities
• Amanda Hale of BBVA Securities
• James Hager of Securities America
• Michael Hackett of Lincoln Financial Advisors
• Craig Guinta of Ameriprise Financial Services
• Gregory Guemmer of Money Concepts Capital
• Robert Grostick of Centaurus Financial
• Jeramie Grosenbacher of Edward Jones
• Douglas Goss Formerly With Wells Fargo Clearing Services
• Ramsey Khattab of Lincoln Financial Advisors
• Imtiaz Khan of Joseph Stone Capital
• William Kessler of Founders Financial Securities
• Mark Kemp of McNally Financial Services
• Shawn Gormley of LPL Financial
• Jeffrey Kemp of Janney Montgomery Scott
• Scott Gordon of Wells Fargo Advisors Financial Network
• Richard Kelton of Raymond James Financial Services
• Matthew Gordon of Wells Fargo Clearing Services
• David Goodwin of Merrill Lynch Pierce Fenner & Smith
• Timothy Kelley of Raymond James Associates
• Leo Goodin of Cambridge Investment Research
• Blanca Gonzalez of PFS Investments
• John Kellar of Wells Fargo Advisors Financial Network
• Greggory Keele of Ameriprise Financial Services
• Peter Keating of United Planners’ Financial Services Of America A Limited Partner
• Karen Gonzales Formerly With SWBC Investment Services
• Don Gombos Formerly With Merrill Lynch Pierce Fenner & Smith
• Keith Goldstein of Wells Fargo Clearing Services
• Daniel Goldman of First Allied Securities
• Thomas Glavin of Ameriprise Financial Services
• Eugene Glabik Formerly With Spartan Capital Securities
• Virginia Giuffre Formerly With Merrill Lynch Pierce Fenner & Smith
• Timothy Gilmore of Pruco Securities
• Gerald Gillespie of Woodbury Financial Services
• Richard Gill Formerly With Ameriprise Financial Services
• James Gibson of Cetera Advisors
• James Gibbs of Equitable Advisors
• Robert Gianchiglia of USA Financial Securities
• Alfonso Gialanella of Wells Fargo Clearing Services
• John Fulton of UBS Financial Services
• Patrick George of Avantax Investment Services
• Larry George of Equitable Advisors
• Ernest Frerking of Merrill Lynch Pierce Fenner & Smith
• Garrett Gaylor Formerly With Joseph Stone Capital
• Thomas Freeze formerly with Raymond James Financial Services
• Linda Gaskill of Lincoln Financial Advisors
• Ali Garba of Morgan Stanley
• Patrick Gaitens of Wells Fargo Clearing Services
• Donald Gage of Edward Jones
• Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith
• Roger Gaddis of Kestra Investment Services
• Gregory Foster of UBS Financial Services
• Mark Gabriel of Ameriprise Financial Services
• Peter Gabor Formerly With First Citizens Investor Services
• Thomas Fons of Ameriprise Financial Services
• John Foery of Wells Fargo Clearing Services
• Norbert Filian of Equitable Advisors
• Jonathan Fike of Kovack Securities
• James Flanagan of Independent Financial Group
• Raymond Ferro Formerly With Woodbury Financial Services
• Jose Ferrari of Oppenheimer & Co.
• Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith
• Vincent Fiorentino of Wells Fargo Clearing Services
• John Findley of Lincoln Financial Advisors
• Orlando Fernandez Formerly With Moloney Securities Co.
• Rodney Ferguson of NYLIFE Securities
• Brant Ferguson of UBS Financial Services
• Xavier Felipe of American Portfolios Financial Services
• Geoff Feinstein of The Jeffrey Matthews Financial Group
• Glenn Fasani of Ameriprise Financial Services
• Michael Farrell Formerly With Aegis Capital
• Joel Farnsworth of Wedbush Securities
• Kerry Farley of Cetera Investment Advisers
• James Fahey of Wellington Shields & Co.
• John Fabris of Wells Fargo Clearing Services
• Jon Ewing of MML Investors Services
• Jane Everingham Formerly With LPL Financial
• Keith Everett Formerly With Pruco Securities
• David Cutolo Formerly With Spartan Capital Securities
• Brent Espinoza of MWA Financial Services
• Thomas Curtis of Dawson James Securities
• Chikezie Esiobu of Ameriprise Financial Services
• Paul Curran of Edward Jones
• Michael Erpelding of Northwestern Mutual Investment Services
• Clay Erickson formerly with Hornor, Townsend & Kent
• Jimmy Enriquez formerly with Raymond James & Associates
• Wendy Cundari of CUNA Brokerage Services
• Jonah Engler formerly with Global Arena Capital
• Corey Engelhard of Morgan Stanley
• Ronald Endicott of Edward Jones
• Steve Cummings Formerly With Berthel, Fisher & Company Financial Services
• David Ellowitch of Lincoln Financial Advisors
• Jonathan Cummings of LPL Financial
• Douglas Ellman of Shearson Financial Services
• Gregg Cummings of Morgan Stanley
• John Culp of Capital Investment Group
• Christopher Cueter of Comerica Securities
• Joseph Cucinotta of Woodbury Financial Services
• William Randall of Cambridge Investment Research
• Michael Ralby of Morgan Stanley
• Neil Raisanen of Raymond James Financial Services
• Robert Radli of Raymond James Associates
• Randall Raciti of Securian Financial Services
• Gordon Quan of Cetera Advisor Networks
• Matthew Quall of Raymond James Financial Services
• Lisa Press of Robert W. Baird Co.
• Brian Presley of FSC Securities
• Robert Powers of Wells Fargo Clearing Services
• William Powell of USA Financial Securities
• Thomas Povinelli of Royal Alliance Associates
• Lawrence Potomac of LPL Financial
• Larry Porter of Morgan Stanley
• Mark Pettyjohn of Client One Securities
• James Pettit of Ameriprise Financial Services
• Mike Persia of UBS Financial Services
• Susan Penney of Kovack Securities
• Richard Peace of FSC Securities
• Richard Passarelli of PNC Investments
• Mary Parker of R. Seelaus & Co.
• Mark Parker of Cantella Co.
• Marcus Parker of Wells Fargo Clearing Services
• Michael Ovitt of RBC Capital Markets
• Allen Ostrofe of LPL Financial
• Robert Ostenberg of MSI Financial Services
• Regina Onkst of Ameriprise Financial Services
• Mark Oberlin of Raymond James & Associates
• Timothy Notaro of Wintrust Investments
• Malcolm Norris of Ameriprise Financial Services
• Frank Neese of Indiana Securities
• Dennis Nakamura of McNally Financial Services
• Kathleen Morton of Raymond James Financial Services
• William Morrow of Concorde Investment Services
• Christopher Monahan of RBC Capital Markets
• Edgar Mock of Trustmont Financial Group
• Dean Mings of The Tavenner
• Audrey Croft of Ameriprise Financial Services
• Ting O’Connor of Merrill Lynch Pierce Fenner & Smith
• Benedicto Crisologo of Morgan Stanley
• Charles Crilly of Kestra Investment Services
• Joseph Crews of Merrill Lynch Pierce Fenner & Smith
• Andrew Corbman formerly with Newbridge Securities
• Stanley Cooper of RBC Capital Markets
• Wesley Creese of Mid Atlantic Capital
• Mark Conway of Wells Fargo Clearing Services
• John Conroy Formerly With Andrew Garrett
• Richard Crabtree of Merrill Lynch Pierce Fenner & Smith
• Brian Connor of Merrill Lynch Pierce Fenner & Smith
• Keith Connolly Formerly With Aegis Capital
• Carlos Conde of A.G.P./Alliance Global Partners
• Anthony Coyne of LPL Financial
• Jeffrey Cox of Raymond James Financial Services
• Joanne Corsaro formerly with SagePoint Financial
• Richard Coronel of Wells Fargo Clearing Services
• Christian Coluccio Formerly With Empire Asset Management
• William Collins of Morgan Stanley
• Timothy Millis of NYLIFE Securities
• Ralph Melfi of Allstate Financial Services
• Michael Meehan of LPL Financial
• Michael Medford of Cambridge Investment Research
• Gary Meagher of LPL Financial
• David McNally of McNally Financial Services
• Dennis Mcevoy of Northwestern Mutual Investment Services
• George McCaffrey of NTB Financial
• Josephine Mastilak of Stifel Nicolaus Company
• Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith
• Justin Marcus of Voya Financial Advisors
• John Marcheso of Centaurus Financial
• Richard Majka of Allstate Financial Services
• Steven Maher of American Portfolios Financial Services
• Thomas Macris of H. Beck
• Kevin Lynch of First Heartland Capital
• William Lowell of Crescent Securities Group
• Carolyn Lloyd-Turbett of Kestra Investment Services
• Michael Licari of Merrill Lynch Pierce Fenner & Smith
• Michael Libmann of Pruco Securities
• Edward Levitt of AXA Advisors
• Peter Cina of LPL Financial
• Philip Coleman of Vanguard Marketing
• Larry Cohen of Aegis Capital
• Doron Kochavi of Western International Securities
• Barbara Koppelkiernan of MML Investors Services
• David Korostoff of The GMS Group
• Steven Kramer of Pruco Securities
• Kenneth Chung of J.P. Morgan Securities
• Daniel Kratish of Morgan Stanley
• Thomas Kurtz of H. Beck
• Jonathan Lake of Wells Fargo Clearing Services
• Harold Langer of RBC Capital Markets
• David Leblond of Wells Fargo Clearing Services
• Howard Lee of Morgan Stanley
• Loran Coffman formerly with EF Legacy Securities
• Thomas Christopher of Raymond James Financial Services
• William Coffey of Morgan Stanley
• Gerald Cocuzzo formerly with Newbridge Securities
• Travis Christiansen of Transamerica Financial Advisors
• Harold Cho of Merrill Lynch Pierce Fenner & Smith
• Christopher Cochrane of Wells Fargo Clearing Services
• Jeffrey Chipper of MML Investors Services
• Mary Cobb of Wells Fargo Clearing Services
• Jeffrey Cleckner of Edward Jones
• Margareta Childs Formerly With Western International Securities
• Stephen Von Clausburg of Wells Fargo Clearing Services
• Fabian Chichester of Wells Fargo Clearing Services
• Richard Clark of Ameriprise Financial Services
• John Cheang of Ameriprise Financial Services
• Todd Charron Formerly With The Leaders Group
• Donald Charlson of Edward Jones
• Michael Charles of Craft Capital Management
• Luann Chapmangatts of Securities America
• Kirk Chapman of Charles Schwab & Co.
• Tyrone Chaplin formerly with SunTrust Investment Services
• Jason Champion of MML Investors Services
• Steven Champagne of LPL Financial
• Bain Chadsey formerly with Wells Fargo Clearing Services
• Henry Chang of Morgan Stanley
• Daniel Chang of TD Ameritrade
• Rubbe Cesar of PFS Investments
• Lamont Chandler of Madison Avenue Securities
• Carl Ceder of Merrill Lynch Pierce Fenner & Smith
• Alberto Cavazos of LPL Financial
• John Chanda of MML Investors Services
• Christopher Cavallaro of LPL Financial
• Nicholas Cava of PlanMember Securities
• Alan Caulkins of Thrivent Investment Management
• Kwai Chan of TD Ameritrade
• Cristiano Castellini of Merrill Lynch Pierce Fenner & Smith
• John Cassandra of Raymond James Financial Services
• Bennett Caskey of American Equity Investment
• Steven Case of LPL Financial
• Stephen Carver formerly with LifeMark Securities
• Phillip Cartwright of Woodbury Financial Services
• Jeffrey Carter of Raymond James Financial Services
• Peter Carr of Morgan Stanley
• Curtis Carey of NYLIFE Securities
• Michael Carelli of UBS Financial Services
• Art Cardenas of LPL Financial
• Charles Capilets of Equitable Advisors
• Richard Canoy formerly with Signator Investors
• Les Campbell of Herbert J. Sims & Co
• Darwin Campbell of RBC Capital Markets
• Christopher Callero of Woodbury Financial Services
• Christopher Calandra of SagePoint Financial
• Robert Calamunci of Emerging Manager Advisors
• Richard Calabrese of Corinthian Partners
• James Byrne of Stoever Glass & Company
• Jeffrey Burton of Wells Fargo Advisors Financial Network
• Thomas Burns Formerly With Broadridge Business Process Outsourcing
• Shawn Burns formerly with Salomon Whitney Financial
• Ray Burns of UBS Financial Services
• Michael Bullis of Raymond James Financial Services
• Daniel Bukovcik of Concorde Investment Services
• Clifford Bryan of Benjamin F. Edwards & Company
• Tamara Brown of Morgan Stanley
• Stephanie Brown of Morgan Stanley
• Matthew Brown of LPL Financial
• Daniel Burns of Edward Jones
• Melford Brown of Ameriprise Financial Services
• Jeff Burnham formerly with Citizens Securities
• Michael Burgess of MML Investors Services
• Jay Brown formerly with Arete Wealth Management
• Joseph Burdi of Northwestern Mutual Investment Services
• Robert Burck of Edward Jones
• John Broughton of Citizens Securities
• Anthony Brookfield of UBS Financial Services
• Stephen Bumgardner of Packerland Brokerage Services
• Michael O’Brien of NYLIFE Securities
• Steven Brodie Formerly With Equitable Advisors
• Andrew Brinkman of Purshe Kaplan Sterling Investments
• Kenneth Hutkin of Wedbush Securities
• Mark Jones of Merrill Lynch Pierce Fenner & Smith
• Gary Jones of MML Investors Services
• Edward Johnson of Morgan Stanley
• Javid Jaraiedi of MML Investors Services
• Scott Jamison formerly with Edward Jones
• Thorne James of Merrill Lynch Pierce Fenner & Smith
• Roger Ingwersen of Purshe Kaplan Sterling Investments
• Michael Iannarino Formerly With Stifel Nicolaus & Company, Private Client Services and BCG Securities
• Kenneth Hutkin of Wedbush Securities
• John Brienza of Merrill Lynch Pierce Fenner & Smith
• Kevin Brennan Formerly With Andrew Garrett
• Joshua Breeden of UBS Financial Services
• William Bredice of RBC Capital Markets
• David Brazen of Ameriprise Financial Services
• Andrew Bransky of Stifel Nicolaus & Company
• Eric Brady of Thrivent Investment Management
• Phillip Bracey of Cetera Advisor Networks
• Lyle Boudreaux formerly with TCFG Wealth Management
• Mark Boucher formerly with Raymond James Financial Services
• Randall Bothwell formerly with NYLIFE Securities
• Jeffrey Boone of Truist Investment Services
• Cherie Bond of Morgan Stanley
• Steven Bonavita of Wells Fargo Clearing Services
• Larry Boggs of International Assets Advisory
• Alan Bogatch of Morgan Stanley
• Ryan Benning of Berthel Fisher & Company Financial Services
• Richard Belline of Equitable Advisors
• Rebecca Belicek of Dawson James Securities
• Ronald Beckner Formerly With Edward Jones
• William Baumner of Tradespot Markets
• William Baumberger of LPL Financial
• Alexander Batt of Wells Fargo Advisors Financial Network
• Cory Bataan formerly with Aegis Capital
• Catherine Bartle Formerly With Wells Fargo Clearing Services
• Michael Barry of Stifel Nicolaus & Company
• Rodney Boelter of MML Investors Services
• Mark Bluestein of Wedbush Securities
• Lary Bloom of Wells Fargo Clearing Services
• John Blease of Wells Fargo Clearing Services
• Michael Blankenship of Janney Montgomery Scott
• Brent Blaus of Cetera Investment Services
• Wayne Blanchette of Pruco Securities
• Brian Blackburn of UBS Financial Services
• Walter Bish of Smith Brown & Groover
• Randy Birkinbine Of Ausdal Financial Partners
• Yan Binder of Morgan Stanley
• Betsy Billard of Ameriprise Financial Services
• Jefferey Biederman of Morgan Stanley
• Christopher Beutel of Wells Fargo Clearing Services
• Donald Bescher of BB&T Securities
• Paul Bernardi of Citizens Securities
• Martin Berman Of First Allied Securities
• Gregory Berlacher Of Emerging Growth Equities
• Joseph Bergamo Of UBS Financial Services
• Gregory Bennington Of Kestra Investment Services
• Nicolas Barrios Formerly With UBS Financial Services
• Ryan Barradas of Kestra Investment Services
• Keith Baron of Equity Services
• Eric Baron of Spartan Capital Securities
• Willis Barnes of Allstate Financial Services
• David Barnes of UBS Financial Services
• Christopher Barletta Formerly With National Securities
• Brian Ballard of UBS Financial Services
• Alexia Ball of Cambridge Investment Research
• Tracy Aufleger of Ameriprise Financial Services
• Kenneth Ashe Formerly With Ameriprise Financial Services
• Michael Aschberger of Voya Financial Advisors
• James Arness of Wells Fargo Clearing Services
• Alphonse Arminio of Bestvest Investments Ltd.
• Ricardo Armijo of Raymond James Associates
• Nicholas Armellino of GMS Group
• William Aristizabal of Fidelity Brokerage Services
• Salvatore Aprile of Royal Alliance Associates
• Jerrold Angel formerly with Waddell & Reed
• Timothy Baldwin of Infinity Financial Services
• David Alford Of Raymond James & Associates
• Monica Baldwin of Raymond James Financial Services
• Juan Alejos Formerly With Spartan Capital Securities
• Joseph Aldi Of Wells Fargo Clearing Services
• James Bakun formerly with Cetera Advisors
• Leslie Baker of J.W. Cole Financial
• Donald Baker of Kestra Investment Services
• Ted Albrecht Of LPL Financial
• Ranjit Bahadur of LPL Financial
• Patrick Albrecht Of Calton & Associates
• Frank Akridge Formerly With MWA Financial Services
• Joseph Aiello of Sigma Financial
• Thomas Badgett of TradingBlock
• Marco Azizi of Centaurus Financial
• Troy Axelson of SagePoint Financial
• Pratul Agnihotri Of SW Financial
• Dan Avery of Waddell & Reed
• Joshua Adler Of Merrill Lynch Pierce Fenner & Smith
• Gregory Adams Of Vanguard Marketing
• Joseph Andreoli of Raymond James & Associates
• Terry Anderson of First Allied Securities
• Lawrence Anderson of Wells Fargo Advisors Financial Network
• James Anderson of Cetera Advisor Networks
• Evan Wuhl Of Wells Fargo Clearing Services
• James Anderson of Northwestern Mutual Investment Services
• Kent Amos of Kovack Securities
• Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith
• Robby Ammons of Pruco Securities
• Donald Wojnowski Of Paulson Investment Company
• Darla Amato formerly with IMS Securities
• Ryan Alvarez of Lion Street Financial
• Marc Alport of Wells Fargo Clearing Services
• Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith
• Christopher Willett Of Janney Montgomery Scott
• Stephen Whittaker Formerly With First Financial Equity
• James Zent of NYLIFE Securities
• Sandra White of Goldman Sachs & Co.
• Christopher Zelesnick of Allstate Financial Services
• Thomas Hunt of LPL Financial
• Avon White Of Pruco Securities
• Samuel Humphreys of UBS Financial Services
• Curtis Howard of Howard Financial Services
• John Horseman of LPL Financial
• Robert Hord of Oppenheimer & Co.
• Michael Adams of Lincoln Financial Securities
• William Horan of Ameriprise Financial Services
• Garland Homes of Merrill Lynch Pierce Fenner & Smith
• John Holt of Ameritas Investment
• Peter Holler of Securities Service Network
• Dennis Holland of Principal Securities
• Jerry Adam of The Leaders Group
• Bernard Adair of Merrill Lynch Pierce Fenner & Smith
• Amr Aboulmagd formerly with NYLIFE Securities
• James Abernethy of UBS Financial Services
• Shane Abernathy of Momentum Independent Network
• John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith
• Eric Abbott of Morgan Stanley
• Lisa Westmoreland of Raymond James & Associates
• Dwight West of UBS Financial Services
• George Wehrheim of The O.N. Equity Sales
• David Waters of Cetera Advisors
• Laura Ward of First Republic Securities Company
• Earl Walter of RBC Capital Markets
• Ira Walker of UBS Financial Services
• Allen Wagner of Wells Fargo Advisors Financial Network
• Roger Vlach formerly with RBC Capital Markets
• George Venizelos of Wells Fargo Clearing Services
• Carol Tartaglia Formerly With LPL Financial
• Gary Tangwall of Purshe Kaplan Sterling Investments
• John Taddonio formerly with Morgan Stanley
• Bruce Supernault of Cadaret, Grant & Co.
• Maurice Stuffmann of Oppenheimer & Co.
• Ronald Strasburg of Lincoln Financial Securities
• James Stein of Wells Fargo Clearing Services
• Peter Stefanic of Cetera Advisors
• Peter Steege of Western International Securities
• Rick Staggs Of Commonwealth Financial Network
• Rupert Sizemore Formerly With Morgan Stanley
• William Simmons of Ingalls & Snyder
• Stuart Sierer of UBS Financial Services
• Anthony Sica of Joseph Gunnar & Co.
• Bryan Shevak of LPL Financial
• J Powers Shepard of Morgan Stanley
• Peter Shanahan of Robert W. Baird Co.
• Craig Senn of Securities America
• Benton Seltzer of Morgan Stanley
• Marc Seeherman of Calton Associates
• Nydia Vega Of Huntleigh Securities
• Charles Valenzuela Of Cetera Advisor Networks
• Paul Tully Of Raymond James Financial Services
• Michael Truitt Of Merrill Lynch Pierce Fenner & Smith
• Bernie Townes Of Janney Montgomery Scott
• Richard Towey Of PFS Investments
• Joseph Tonyan Of SagePoint Financial
• Clinton Tighe Of Wells Fargo Clearing Services
• Randall Thompkins Formerly With Morgan Stanley
• Robert Thomas Of Client One Securities
• Roberta Stafford Of Wellington Shields & Co.
• Stuart Spence Formerly With UBS Financial Services
• Nick Son Of National Securities
• Andrew Soltis Of Vanguard Marketing
• Sanford Snyder Formerly With Pruco Securities
• David Smith Of Merrill Lynch Pierce Fenner & Smith
• Scott Smallman Of Wedbush Securities
• James Small Of Morgan Stanley
• Kelley Slaught Of Centaurus Financial
• John Sklencar Of FSC Securities
• Roxann Seaton Of Morgan Stanley
• Michael Scotto Of Morgan Stanley
• Paul Scott Formerly With LPL Financial
• Mark Schwitz Of Allstate Financial Services
• Stephen Schwarzman Of Blackstone Securities Partners L.P.
• Dalal Salomon formerly with Wells Fargo Advisors Financial Network
• Stephen Schwartz Of Herbert J. Sims & Co
• Harold Schwartz Of DMK Advisor Group
• George Schmidt Formerly With Lincoln Financial Advisors
• Michele Savarese Of Client One Securities
• Joseph Sanders Of WestPark Capital
• Vinton Ritchey Of Pruco Securities
• Leonard Rickey Formerly With LPL Financial
• William Richardson Of Avantax Investment Services
• Donald Rich Of Wells Fargo Clearing Services
• John Reutemann Of Purshe Kaplan Sterling Investments
• David Resch Of Cadaret Grant & Co.
• Ronald Reilly Of Wells Fargo Clearing Services
• Kevin Reding Of Key Investment Services
• Gerald Randisi of Commonwealth Financial Network
• Fredrick Randhahn Formerly With Sigma Financial
• Bruce Golgowski Formerly With Founders Financial Securities
• Michael Sabo of Raymond James Financial Services
• Melinda Abood of UBS Financial Services
• Stuart Godin Formerly With Western International Securities
• Richard Russo formerly with Chelsea Financial Services
• Michael Rulison of Morgan Stanley
• Reed Rubin of Wells Fargo Clearing Services
• Llewellyn Rowell of Woodbury Financial Services
• Warren Rowe formerly with Oppenheimer & Co.
• Samuel Ross of The O.N. Equity Sales
• Kevin Roberts of Bankers Life Securities
• Steven Glaeser of PFS Investments
• John Roberts formerly with Benchmark Investments
• Robert Gipson of Ingalls & Snyder
• Karen Higgins of Ameriprise Financial Services
• Michael Hickey of Wells Fargo Clearing Services
• Brendan O’Connor of Lincoln Financial Advisors
• Douglas Dawson of Northwestern Mutual Investment Services
• Rick Davidson of Aegis Capital
• Timothy Danahy of MML Investors Services
• Timothy Daly of Janney Montgomery Scott
• Michael Giokas formerly with Fortune Financial Services
• Richard Fredette formerly with Cantella & Co.
• Robert Friedmar of MML Investors Services
• Frank Hemmen of Morgan Stanley
• Robert Heller of United Planners’ Financial Services Of America
• Anthony Dacruz of Morgan Stanley
• Daniel Cunningham of MML Investors Services
• Walter Hauser of Raymond James & Associates
• Gregory Crance of OneAmerica Securities
• Daniel Cooper of First Financial Equity
• William Collins of Royal Alliance Associates
• Jay Wells of Securities Service Network, Inc.
• Jason Champion of MML Investors Services, LLC
• Jarrett Dewelde of Equitable Advisors, LLC
• Maria Hendershott of Raymond James & Associates, Inc.
• Jeffrey Mathis of Next Financial Group, Inc.
• Jeremy Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Jason Shelby of FSC Securities Corporation
• Jeffrey Still of NYLife Securities LLC
• Jason Valavanis of J.W. Cole Financial, Inc.
• Jeffrey Vanover of Hilltop Securities Inc.
• Beverly Barr of Parkland Securities
• Les Barber of Royal Alliance Associates
• Demos Argyros of Oppenheimer & Co
• Ibrahim Arce of UBS Financial Services
• James Applewhite of BB&T Securities
• Alan Appelbaum of Aegis Capital
• Alexander Altman of Janney Montgomery Scott
• Kathleen Almulla of Cetera Advisor Networks
• Peter Albano of LPL Financial
• Paul Akre of Merrill Lynch
• Melinda Abood of UBS Financial Services
• Robert Harger of Harger And Company
• David Harris formerly with MML Investors Services
• Melvin Frank formerly with RBC Capital Markets
• Perry Basch of Morgan Stanley
• Patricia Bebber of Wells Fargo Clearing Services, LLC
• Roger Bedillion of Lion Street Financial, LLC
• Robert Berg of Cetera Advisor Networks LLC
• Julian Gingold formerly with UBS Financial Services
• Robin Blackman of IFP Securities, LLC
• Russell Blum of International Assets Advisory, LLC
• Rasikaran Boaz of Equitable Advisors, LLC
• Richard Borgner of Wordon Capital Management LLC
• Richard Braverman of Geneos Wealth Management, Inc.
• Robert Brinckerhoff of Morgan Stanley
• James Zegers of LPL Financial
• James Warren of Geneos Wealth Management
• James Kar of Principal Securities
• James Hunt of APW Capital
• James Haselton of Edward Jones
• Bela Gajary of Securian Financial Services
• James Hager of Securities America
• James Davenport of Sentinus-Halo Securities
• James Appel of Centaurus Financial
• James Alioto of Raymond James Associates
• James Brocke of MML Investors Services, LLC
• Jennifer Broderick of UBS Financial Services Inc.
• Jeffrey Broten of Newbridge Securities Corp.
• Doyle Brown of Sagepoint Financial, Inc.
• Michael Brown of Cadaret Grant & Co., Inc.
• Christopher Brown of Raymond James & Associates, Inc.
• Gordon Bryan of Ameriprise Financial Services, LLC
• Janet Burke of Ameriprise Financial Services, LLC
• John Busco of Laidlaw & Company Ltd.
• Manuel Escobar of NPA Asset Management, LLC
• Michael Greenstone of Merrill Lynch Pierce Fenner & Smith
• Dorine Harter formerly with NYLIFE Securities
• Steven Gordon of RBC Capital Markets
• Edward Colley of PFS Investments
• Dawn Coleman-Hyman of Pruco Securities
• Wilson Colberg-trigo of First Southern
• Robert Cohen of Stifel Nicolaus Company
• Bruce Ciallella of Cabot Lodge Securities
• Charles Christiansen of Wells Fargo Clearing Services
• Richard Casolari of Voya Financial Advisors
• Mark Carroll of Morgan Stanley
• James Farmer of LPL Financial LLC
• Lynn Faust of Stifel, Nicolaus & Company, Inc.
• John Carroll of Berthel Fisher & Company Financial Services
• Anthony Fazio of Cetera Advisors LLC
• Steven Feiertag of LPL Financial LLC
• David Fenning of Morgan Stanley
• Ante Feric of J.P. Morgan Securities LLC
• William Byrd of B.B. Graham & Company
• Thomas Finnegan of American Portfolios Financial Services, Inc.
• Gerald Bye of MML Investors Services
• Robert Fisk of Odeon Capital Group LLC
• Jeffrey Fladell of RBC Capital Markets, LLC
• Thomas Forbes of Morgan Stanley
• Kenneth Farbizio of TIAA-CREF Individual & Institutional Services
• Louise Fallica of American Portfolios Advisors
• Daniel Fair of Davenport & Company
• Floyd Ewing of Equitable Advisors
• Brett Everhart of Raymond James Financial Services
• Douglas Everett of Ameriprise Financial Services
• Richard Elkin of Oppenheimer Co
• Terrel Eisert of Peak Brokerage Services
• Jimmy Driggers of Morgan Stanley
• Michael Dowell of Morgan Stanley
• Peter Deangelis of First Allied Securities, Inc.
• John Demeo of Newbridge Securities Corp.
• David Dewar of Stifel Nicolaus Company, Inc.
• Marcious Dickerson of Centaurus Financial, Inc.
• Arthur Dietz of Securities America, Inc.
• Thomas Dilello of LPL Financial LLC
• Paul Disantis of Securian Financial Services, Inc.
• Steven Dolgin of Janney Montgomery Scott LLC
• Scott Doll of LPL Financial LLC
• Charles Doraine of NEXT Financial Group, Inc.
• David Adams of Ameriprise Financial Services, LLC
• David Boydell of Mutual Advisors, LLC
• David Frankel of National Asset Management, Inc.
• David Gwynn of H. Beck, Inc.
• David Hale of Perigon Wealth Management, LLC
• Dan Vismor of David Lerner Associates, Inc
• David Lex of BMO Harris Financial Advisors, Inc.
• Dean Nowak of Newbridge Securities Corp.
• Darryl Tureaud of Berthel, Fisher & Company Financial Services, Inc
• David Petoskey of LPL Financial LLC
• Dennis Reeve of Cetera Investment Services LLC
• David Reynolds of Allstate Financial Services, LLC
• Danielle Stanton of LPL Financial, LLC
• Daniel Pimental of Wells Fargo Advisors
• David Monckton of Ameriprise Financial Services, LLC
• Daniel McPherson of Cetera Advisors, LLC
• David Gaffney of Wintrust Investments, LLC
• Daniel Dillard of Union Capital Company
• David Bittermann of Oppenheimer & Co. Inc
• Dennis Zeto of Investment Centers of America
• Douglas Willmore of Western International Securities
• Dennis Taylor of Taylor Capital Management
• Dervinder Singh of Equitable Advisors
• Dustin Shafer of Newbridge Securities Corporation
• Diana Plucienkowski of Cetera Advisor Networks
• Douglas Leone of Salomon Whitney Financial
• Donald Kiley of Ausdal Financial Partners
• Donald Durando of PHX Financial
• Dimitrios Aivaliotis of Pinnacle Investments
• Ekua Anyanful of LPL Financial LLC
• Eddie Duncan of Triad Advisors LLC
• Earle Evans of Vestech Securities, Inc.
• Enrico Franco of TFS Securities, Inc.
• Elaine Lacerte of Morgan Stanley
• Eric Nichols of TCFG Wealth Management, LLC
• Elliot Packer of Securities America, Inc.
• Edward Spence of Equitable Advisors, LLC
• Edward Taliaferro of Robert W. Baird Co. Inc.
• Edward Yoon of First Allied Securities, Inc.
• Eric Tom of MML Investors Services?
• Frank Nickey of CUSO Financial Services L.P.
• Ernest Martinez of SagePoint Financial
• Galen Kopman of Centaurus Financial
• Felipe Gomez of J.P. Morgan Securities
• Eugene Faierman of Ameriprise Financial Services
• Frank Coussens of Ameriprise Financial Services
• Ernest Bush of Liberty Partners Financial Services
• Frederick Baerenz of Kalos Capital
• Francis Aurino of Morgan Stanley
• Gloria Barbier of Equitable Advisors, LLC
• George Byykkonen of LPL Financial LLC
• Geoffrey Chapin of Innovation Partners LLC
• Giustino Destefano of Securities America, Inc.
• Gerald Fasanella of Cetera Advisors LLC
• Gihan Fernando of BOK Financial Securities, Inc.
• Gary Goldberg of Centaurus Financial, Inc.
• Gary Hughes of Concorde Investment Services, LLC
• George Ly of LPL Financial LLC
• Heather Weber of Merrill Lynch
• Harold Weber of Aegis Capital
• Gordon Shalek of Ameriprise Financial Services
• Gregory Matsen of First Allied Securities
• Gregory Kinkead of Centaurus Financial
• Guy Harrigan of Lion Street Financial
• Gregory Dean of Worden Capital Management
• Harry Carroll of MML Investors Services
• Harvey Berk of Kestra Investment Services
• Harry Barth of Crown Capital Securities L.P.
• Janet Broyles of LPL Financial LLC
• Isaac Chan of Cetera Investment Services LLC
• Howard Ginkel of Edward Jones
• Herman Kahn of Kestra Investment Services
• Henry Krich of Wells Fargo Clearing Services, LLC
• Holly Mantei of State Farm VP Management Corp.
• Jacob Mohr of Merrill Lynch, Pierce, Fenner & Smith Inc.
• James Parrelly of Investment Planners, Inc.
• Indra Ramsahai of Joseph Stone Capital
• James Shelby of FSC Securities Corporation
• Cory Williams of Taylor Capital Management Inc
• Curtis Whipple of Kalos Capital, Inc
• Clara Tang of Cetera Investment Services, LLC
• Craig Snyder of LPL Financial, LLC
• Christopher Robinson of NTB Financial Corporation
• Clovis Morrison of Centaurus Financial, Inc
• Christopher Keelin of Money Concepts Capital Corp
• Corey Hart of Hightower Securities, LLC
• Coleman Devlin of IFS Securities
• Cynthia Cowden of NPB Financial Group, LLC
• Mark Trewitt of VFG Securities, Inc.
• Joseph Roop of Dempsey Lord Smith, LLC
• Mark Reffett of Arkadios Capital
• Allen Neuenschwander of G.F. Investment Services, LLC
• Michael Maloney of First Allied Securities, Inc.
• Michael Lucia of Brokers International Financial Services, LLC
• Lisa Jackson of Avantax Investment Services, Inc.
• Kristine Howell of Sigma Financial Corporation
• Myron Erstad of Triad Advisors LLC
• Kenneth Barroga of Crown Capital Securities, L.P.
• Wesley Foltz of Prospera Financial Services
• Timothy Banks of The Worley Banks Group
• Samuel Gramentz of Northland Securities
• Preston Bellaire of MML Investors Services
• Patricia Gleason of Cetera Advisors
• Robert Denouden of Sagepoint Financial
• Richard Ragold of Capitol Securities Management
• Steven Colacurcio of Dawson James Securities
• Richard Riggenbach of Woodbury Financial Services
• Scott Kaup of Cetera Advisor Networks
• Bruce Linger of Lincoln Financial Advisors Corporation
• Brian Donnelly of First Allied Securities, Inc.
• Cara Miller of Mariner Wealth Advisors
• Brett Ramsey of Waddell Reed
• Brian Roth of Newbridge Securities Corporation
• Brendan Shaw of Integrated Advisors Network
• Brian Jackson of Wells Fargo Clearing Services, LLC
• Cameron Benson of Beacon Capital Management, LLC
• Bradford Watt of Colorado Financial Service Corporation
• Brett Weichbrod of Sagepoint Financial, Inc.
• Anthony Brown of Allstate Financial Services
• Anida Venniro of LPL Financial
• Benjamin Young of Securities America
• Archibald Mcmichael of Lifemark Securities
• Andrew Melikidse of Sagepoint Financial
• Anthony Lesica of Ameriprise Financial Services
• Arnold Kuhs of Equitable Advisors
• Andrew Nardella of First Allied Securities
• Barry Pechenik of Morgan Stanley
• Blair Horne of Morgan Stanley
• Andre Scarpa of J.P. Morgan Securities LLC
• Albert Foronda of Spartan Capital Securities, LLC
• Aaron Brodt of Ashton Thomas Private Wealth
• Aaron Adcock of CapFinancial Securities, LLC
• Andrew Dziedzic of Geneos Wealth Management, Inc.
• Adam Lunceford of LPL Financial LLC
• Allen Mckell of FSC Securities
• William Fenwick of First Kentucky Securities
• Alfred Bonardi of Oppenheimer & Co. Inc.
• Alan Vandeweerd of Securities America, Inc.
• Chad Allen of Oppenheimer & Co. Inc.
• Charles Darrow of American Portfolios Financial Services, Inc.
• Carolyn Hemann of Ameriprise Financial Services, LLC
• Carlton Higbie of Morgan Stanley
• Charles McLean of Sigma Financial Corporation
• Cary Moskowitz of UBS Financial Services Inc.
• Chandrakumar Rajaratnam of LPL Financial LLC
• Charles Rosenberg of Stifel, Nicolaus & Company
• Carlos Salazar of LPL Financial LLC
• Christopher Waterbury of Charles Schwab & Co
• Christopher Risher of First Allied Securities, Inc
• Christopher Passero of Money Concepts Capital Corp
• Charles Natt of Morgan Stanley
• Christina Nash of Royal Alliance Associates, Inc
• Christopher Larochelle of DFPG Investments, LLC
• Christopher Fess of KCD Financial, Inc
• Christopher Fernan of Salomon Whitney Financial
• Christopher Fallon of MML Investors Services, LLC
• Christopher Tolmacs of Triad Advisors, Inc
• Deborah Shuster of Cambridge Investment Research, Inc
• Gerald Repasz of Ausdal Financial Partners, Inc
• David Neumann of Cambridge Investment Research, Inc
• Jason Jaynes of Wells Fargo Clearing Services, LLC
• Douglas Hyer of First Allied Securities, Inc
• John Cirelli of Concorde Investment Services, LLC
• Frederick Atiyeh of Crown Capital Securities, L.P.
• Daniel Ascani of LPL Financial, LLC
• Jeffrey Armstrong of LPL Financial, LLC
• Benjamin Barbour of Kalos Capital, Inc.
• Brian Bjerke of LPL Financial LLC
• William Davis of Janney Montgomery Scott LLC
• Wendy Holmes of UBS Financial Services Inc.
• Billy Martin of Cetera Advisors LLC
• William McDonald of Valic Financial Advisors, Inc.
• Christopher Neston of Ausdal Financial Partners, Inc.
• William Ornstein of The GMS Group, LLC
• Andrew Perri of Berthel, Fisher & Company Financial Services, Inc.
• William Shreve of UBS Financial Services Inc.
• Richard Bernstein of Wells Fargo Clearing Services, LLC
• Robert Jennis of Securian Financial Services, Inc.
• Richard Kaplan of Legacy Asset Securities, Inc.
• Rodrigue Lors of Wilmington Capital Securities, LLC
• Ronald Mims of PFS Investments Inc.
• Russell Rabito of UBS Financial Services Inc.
• Robert Rotunno of Worden Capital Management LLC
• Richard Sica of Merrill Lynch, Pierce, Fenner & Smith, Inc.
• Rebecca Ward of Bankers Life Securities, Inc.
• Trevor Rahn of J.P. Morgan Securities, LLC
• Todd Perry of UBS Financial Services Inc.
• Stuart Pearl of David A. Noyes & Company
• Samuel Lek of Lek Securities Corporation
• Ryan LeBlanc of LPL Financial, LLC
• Stephen Ferencik of Arkadios Capital
• Thomas Duggan of Aegis Capital Corp.
• Simon Clarke of UBS Financial Services Inc
• Scott Brown of Royal Alliance Associates, Inc
• Philip Sparacino of First Standard Financial Company, LLC
• Ortal Shacar of UBS Financial Services Inc
• Mohammad Sarhan of J.P. Morgan Securities, LLC
• Paul Roy of Ameriprise Financial Services, LLC
• Patrick Perugino of Craft Capital Management, LLC
• Randall Krenzin of Morgan Stanley
• Patrick Kerwin of Vanguard Marketing Corporation
• Peter Janssen of Janssen Partners, Inc
• Nancy Glassman of Morgan Stanley
• Paul Dipietro of Pinnacle Investments, LLC
• Kevin Schaefer of Wells Fargo Clearing Services, LLC
• Louis Olave of Lincoln Investment
• Lisa Kulhavi of LPL Financial, LLC
• Joseph Kelly of Spartan Capital Securities, LLC
• Jose Huerfano of J.P. Morgan Securities, LLC
• Lawrence Fawcett of WestPark Capital, Inc
• Kevin Cook of Equitable Advisors, LLC
• Kent Bowman of Royal Alliance Associates, Inc
• Joshua Autenrieth of NYLife Securities, LLC
• Joseph Alagna of Joseph Gunnar & Co. LLC
• Matthew Baker of Woodbury Financial Services, Inc.
• Marc Friedson of RBC Capital Markets, LLC
• Matthew Gaer of Aegis Capital Corp.
• Mark Hopkins of American Portfolios Financial Services, Inc.
• Michael Koehn of Park Avenue Securities LLC
• Michael Norman of NYLife Securities LLC
• Melvin Payne of PHX Financial, Inc.
• Michael Sims of Wedbush Securities Inc.
• Mark Zeller of UBS Financial Services Inc.
• James Seijas of Wells Fargo
• Gregory OBrien of PHX Financial, Inc
• George Nikolakakos of Four Points Capital Partners
• James Knee of Voya Financial Advisors, Inc
• Herbert Hafen of Wells Fargo
• Jacquin Fink of Merrill Lynch
• Jefferey Dyra of Bankers Life Securities, Inc
• Jeremy Rosen of Nationwide Planning Associates Inc.
• Harold Collins of LPL Financial
• Jonathan Upton of LPL Financial LLC
• Gregory Collier of Raymond James Financial Services, Inc
• John Torres of J.P. Morgan Securities LLC
• Jeffrey Parks of Synovus Securities, Inc.
• Jeremy Mckitrick of Edward Jones
• James Anderson of Ameritas Investment Corp
• Jeffrey Larson of Arete Wealth Management, LLC
• John Kesner of Cuna Brokerage Services, Inc.
• Jess Hurst of Cetera Advisors LLC
• Jeffrey Glenn of BBVA Securities Inc.
• Jose Casellas of Merrill Lynch, Pierce, Fenner & Smith Inc.
• Evan Schottenstein of J.P. Morgan Securities
• Frederick Schiller of Morgan Stanley
• Eladio Santiago of Cambridge Investment Research, Inc
• Eric Rapczyk of National Securities Corporation
• Felipe Lopes of XP Investments US, LLC
• Emmett Johnson of LPL Financial, LLC
• Gabriel Gulotta of BBVA Securities, Inc
• Edward Delaney of Edward Jones
• Douglas Bray of J.P. Morgan Securities, LLC
• Frank Avallone of National Securities Corporation
• Anthony Vultaggio of American Capital Partners, LLC
• Andrew Vitek of Janney Montgomery Scott, LLC
• Amit Patel of J.P. Morgan Securities, LLC
• Alexis Intili of Allstate Financial Services, LLC
• Barry Horowitz of Lincoln Financial Securities Corporation
• Andrew Harris of Commonwealth Financial Network
• Anthony Hall of Edward Jones
• David Wilson of Merrill Lynch, Pierce, Fenner & Smith Inc.
• David White of Wells Fargo Cleaning Services, LLC
• Arthur Grossbard of Ameriprise Financial Services, LLC
• David Moran of UBS Financial Services Inc.
• David Rockwell of Cetera Advisor Networks LLC
• Dale Roehrich of Parkland Securities, LLC
• Daniel Lauletta of MML Investors Services, LLC
• Austin Dutton of American Trust Investment Services, Inc
• Daniel Soliman of J.P Morgan Securities, LLC
• Cynthia Komarek of Sagepoint Financial, Inc.
• Donald Dever of UBS Financial Services Inc.
• Daniel Brunette of First Allied Securities, Inc.
• Adam Boyce of Citizens Securities, Inc
• Brian Btesh of Northwestern Mutual Investment Services, LLC
• Bryan Davidson of BMO Harris Financial Advisors, Inc.
• Charles Howell of Bankers Life Securities, Inc.
• Charles Lee of Bankers Life Securities, Inc.
• Brandon Potter of J.P. Morgan Securities, LLC
• Christopher Swan of BB&T Securities, LLC
• Christopher Tuck of LPL Financial LLC
• Christopher Wright of Center Street Securities, Inc.
• Wayne Wagner of Securities America, Inc
• Shaun Stein of National Securities Corporation
• Satya Shaw of Center Street Securities, Inc
• Richard Rokala of The Oak Ridge Financial Services Group, Inc
• Willard Pugh of National Securities Corporation
• Martin Gruner of Morgan Stanley
• Yann Faho of Aegis Capital Corp
• Adam Epstein of UBS Financial Services INC
• Michael Boothe of International Assets Advisory, LLC
• Paul Berkman of Ameriprise Financial Services, LLC
• Edward Winokur of Oppenheimer & Co. Inc
• Ernest Robinson of Dawson James Securities, Inc
• Gregory Ricker of Westpark Capital, Inc
• Gary Pevey of Mutual Securities, Inc
• Manish Mukhi of Ameriprise Financial Services, LLC
• James Kirchner of Cabot Lodge Securities, LLC
• Kevin Dooley of Equitable Advisors, LLC
• Inigo Domenech of Jefferies LLC
• Jeffrey Darwish of SIGMA Financial Corporation
• Jeffrey Christenson of Cetera Advisors, LLC
• Miaojun Yuan of Woodbury Financial Services, Inc.
• Mark Thompson of Arkadios Capital
• John Slipek of Alexander Capital, L.P.
• Michael Sievert of Arkadios Capital
• Timothy Vanlohuizen of Sagepoint Financial, Inc.
• Todd Anderson of Benchmark Investments, Inc.
• Kevin Barbalace of Corinthian Partners, LLC
• William Baum of Great American Investors, Inc.
• Christopher Bowman of Aeon Capital Inc.
• Denis Drummey of Ameriprise Financial Services, Inc.
• Aleksandr Osaulenko of First Standard Financial Company LLC
• David Mirolli of Kalos Capital, Inc.
• Trevor Gordon of Sandlapper Securities, LLC
• David Krumrey of Oppenheimer & Co. Inc.
• Jimmy Makris of Calton & Associates, Inc
• Mark Just of Triad Advisors, LLC
• Joseph Hain of Noble Capital Markets, Inc
• Jeffrey Gitterman of Vanderbilt Securities, LLC
• Joseph Chu of RBC Capital Markets, LLC
• Joanne Christianson of Capital Financial Services, Inc
• Stephen Jaffe of Oppenheimer & Co. Inc.
• Thomas Laws of HD Vest Investment Services
• Robert Micone of LPL Financial LLC
• Regan Rohl of Wells Fargo Advisors Financial Network, LLC
• Ryan Palenske of BBVA Securities Inc.
• Phillip Smelser of Cambridge Investment Research, Inc.
• Steven Skipper of LPL Financial LLC
• Nicholas Travascio of LPL Financial LLC
• Robert Turley of Independent Financial Group, LLC
• Robert Wolfe of Goldman Sachs & Co. LLC
• Edward Balmes of Moloney Securities Co., Inc.
• Daniel Beech of Western International Securities, Inc.
• Frank Briseno of FSC Securities Corporation
• Gary Ginsberg of Ameriprise Financial Services, LLC
• James Kirchner of Cabot Lodge Securities LLC
• Drew Wiener of SW Financial
• Curtis Smiley of Primex
• James McPherson of Great Point Capital LLC
• Enrique Lopez of Arkadios Capital
• Delio Londono of Sagepoint Financial, Inc.
• Tim Hemingway of Smith, Brown & Groover, Inc.
• Nicholas Finn of UBS Financial Securities, Inc.
• Mary Evans of Mutual Securities, Inc.
• Thomas Bock of Mutual Securities, Inc.
• William Baumner of Tradespot Markets, Inc.
• Ryan Tarjanyi of Trustmont Financial Group, Inc.
• Mitchell Voss of Mutual Securities, Inc.
• Wesley Sorensen of Principal Securities, Inc.
• Philip Smith of Equitable Advisors, LLC
• Ryan Sabol of Mutual Securities, Inc.
• Jarek Christian of Cambria Capital, LLC
• David Hicks of Triad Advisors LLC
• James Geake of Madison Avenue Securities, LLC
• Gregory Gann of LPL Financial LLC
• Alvery Bartlett of Aegis Capital Corp.
• Jeffrey Miller of American Portfolios Financial Services, Inc.
• Scott Ozer of Emerson Equity LLC
• Mark Robare of Triad Advisors LLC
• Amy Seltzer of Cambridge Investment Research, Inc.
• David Wall of Voya Financial Advisors, Inc.
• Barry Speyer of Morgan Stanley
• Steven Netzel of Madison Avenue Securities, LLC
• Christopher Miller of Emerson Equity, LLC
• William McLaughlin of Coastal Equities, Inc.
• Andre Labarbera of Titus Rockefeller, LLC
• Charles Kulch of Next Financial Group, Inc
• Michael Haffling of Kalos Capital, Inc
• Robert Ginsberg of Woodbury Financial Services, Inc
• Christopher Bice of Sagepoint Financial, Inc
• Mark Barrand of Ameriprise Financial Services, LLC
• Jeffrey Weiner of Pruco Securities, LLC
• John Orlando of SW Financial
• James Kelly of UBS Financial Services, Inc
• Jonathan Hendrickson of Thrivent Investment Management, Inc
• Gary Hammond of Hornor, Townsend & Kent, Inc
• Jeffrey Goodstein of Morgan Stanley
• Kirk Gill of Taylor Capital Management, Inc
• Jason Dworak of UBS Financial Services, Inc
• James Daughtry of Kestra Investment Services, LLC
• Ken Balser of Cetera Advisors, LLC
• Andrew Miles of Green Vista Capital, LLC
• Thomas McDonald of McDonald Partners, LLC
• Meredith McCutchen of Moody Securities, LLC
• Adam Lopez of Country Capital Management Company
• Joseph Leonczyk of Commonwealth Financial Network
• Robert Kasten of Securities America, Inc
• Steven Jennings of National Securities Corporation
• Patrick Dwyer of Merrill Lynch
• Gerald Dewes of Cadaret, Grant & Co.
• Robert Buffington of Aegis Capital Corp.
• Eric Wittenberg of UBS Financial Services Inc
• David Taddeo of LPL Financial LLC
• Christopher Scalese of Summit Brokerage Services, Inc
• Edward Rudiger of Reid & Rudiger LLC
• Benjamin Lowder of MSI Financial Services, Inc.
• Francisco Leon of Cetera Investment Services LLC
• Bret Hartman of LPL Financial, LLC
• Darrin Farrow of Triad Advisors, Inc
• Diana Ceylan of Oppenheimer & Co. Inc
• John Bankhead of Morgan Stanley
• Ronald Birnbaum of Advisory Group Equity Services Ltd.
• Karl Foust of H.D. Vest Investment Services
• Michael Greenfield of Newbridge Securities Corporation
• Nina Jessee of Cetera Advisors, LLC
• Darren Kubiak of Kalos Capital, Inc
• Genevieve Mar of Berthel, Fisher & Company Financial Services, Inc
• David Melilli of Cambridge Investment Research, Inc
• Matthew Perry of Stifel, Nicolaus & Company, Inc
• Eric Weschke of Kalos Capital, Inc
• John Wyshak of Raymond James & Associates, Inc
• Sam Aziz of David A. Noyes & Company
• Bryon Martinsen of Centaurius Financial, Inc
• Carlos Legaspy of Insight Securities Inc
• Kevin Canterbury of Coastal Equities Inc
• Michael Packman of Axiom Capital Management, Inc
• Michael Paesano of Morgan Stanley
• Jingbo Pan of Vestech Securities, Inc
• Luis Rosario of Oppenheimer & Co. Inc
• Kevin Wilson of Worden Capital Management LLC
• Kevin Rainwater of ACG Wealth Inc.
• Derrick Trussell of PFS Investments, Inc
• John Tarpinian of Paulson Investment Company, LLC
• Angelo Talebi of Independent Financial Group, LLC
• Shlomo Strugano of First Allied Securities, Inc
• Jon Pariser of Independent Financial Group, LLC
• Roderick Von Lipsey of UBS Financial Services, Inc
• Marshall Isaacson of Newbridge Securities Corporation
• John Hoidas of Uhlmann Price Securities, LLC
• Gabriel Block of First Standard Financial Company, LLC
• Angel Bardeche of Ameriprise Financial Services, Inc.
• Robert David Jr. of Morgan Stanley
• Bart Bohrer of Calton & Associates, Inc
• David Bibo of Western International Securities, Inc
• Christopher Bennett of J.J.B. Hilliard, W.L. Lyons, LLC
• Adam Belardino of MML Investors Services, LLC
• Donald Waage of Capital Financial Services, Inc
• Michael Mackay of Transamerica Financial Advisors, Inc
• Gerardo Latimer-Janer of Morgan Stanley
• Jason Woods of Thurston, Springer, Miller, Herd & Titak, Inc
• Donald Woods of Thurston Spring Financial
• Jerry Raines of HD Vest Investment Services
• Andre Davis of Paulson Investment Company, LLC
• Daniel Raupp of Concorde Investment Services, LLC
• Robert Scott of Emerson Equity, LLC
• William Thon of Merrill Lynch
• Lawrence Labine of Newbridge Securities Corporation
• Pamela Lizanich of NY Life
• Apostolos Pitsironis of Janney Montgomery Scott
• John Pronovost of Cambridge Investment Research, Inc
• Dennis Ayer of Hilltop Securities
• Richard Gregory George of Morgan Stanley
• Timothy W. Augustin of Western International Securities
• William Helms Humbarer of NY Life
• Steven Roland Knuttila of Capital Financial Services, Inc
• Dawn Bennet of Western International Securities
• Jeffrey Cohen of Moloney Securities Co., Inc
• Gerard Joesph Costello of UBS Financial Services, Inc
• Jonathan D. Freeze of Fortune Financial Services, Inc
• Kevin C. Fretz of LPL Financial, LLC
• Jay Ambroson with Gould, Ambroson & Associates
• Joseph Michaletz of DAI Wealth
• George Merhoff of Cetera Advisors
• Dana Hawkins of Centaurus Financial
• Charles Evans of MML Investors
• Jason P. Brienen Formerly With Raymond James Financial Services
• Steven P. Reznik Formerly With Raymond James Financial Services
• David H. Miller of Peachcap Securities
• Michael Fahsholtz Formally With Stifel, Nicolaus & Co.
• Mark Alan Cline With National Securities Corporation
• James Thomas Booth Formerly With LPL Financial
• Ashley Woodard of NY Life
• Scott Rosenberg of UBS Financial Services
• Ronald Metcalf of Voya Financial Advisors
• Ricky Mantei of Centaurus Financial
• Marcello Lattuca of NBC Securities
• Jeffrey Labelle of LPL Financial
• Luke Johnson of Coastal Equities
• Sonia Attkiss of UBS Financial Services
• Dennis Haywood of Crown Capital
• Jim Flynn of Flynn Wealth Management
• Shawn Davis of Uncommon Capital
• Cindy Chiellini of Centaurus Financial
• Hugh Barndollar of Crown Capital

Firm Investigations

• LPL Financial LLC, Its Regulatory Problems, And Customer Complaints