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Broker / Advisor Investigations
- Joshua Adler Of Merrill Lynch Pierce Fenner & Smith
- Gregory Adams Of Vanguard Marketing
- Joseph Andreoli of Raymond James & Associates
- Faith Xenos Of Mariner Wealth Advisors
- Terry Anderson of First Allied Securities
- Lawrence Anderson of Wells Fargo Advisors Financial Network
- James Anderson of Cetera Advisor Networks
- Evan Wuhl Of Wells Fargo Clearing Services
- James Anderson of Northwestern Mutual Investment Services
- Kent Amos of Kovack Securities
- Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith
- Robby Ammons of Pruco Securities
- Donald Wojnowski Of Paulson Investment Company
- Darla Amato formerly with IMS Securities
- Ryan Alvarez of Lion Street Financial
- Marc Alport of Wells Fargo Clearing Services
- Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith
- Christopher Willett Of Janney Montgomery Scott
- Stephen Whittaker Formerly With First Financial Equity
- James Zent of NYLIFE Securities
- Sandra White of Goldman Sachs & Co.
- Christopher Zelesnick of Allstate Financial Services
- Thomas Hunt of LPL Financial
- Avon White Of Pruco Securities
- Samuel Humphreys of UBS Financial Services
- Curtis Howard of Howard Financial Services
- John Horseman of LPL Financial
- Robert Hord of Oppenheimer & Co.
- Michael Adams of Lincoln Financial Securities
- William Horan of Ameriprise Financial Services
- Garland Homes of Merrill Lynch Pierce Fenner & Smith
- John Holt of Ameritas Investment
- Peter Holler of Securities Service Network
- Dennis Holland of Principal Securities
- Jerry Adam of The Leaders Group
- Bernard Adair of Merrill Lynch Pierce Fenner & Smith
- Amr Aboulmagd formerly with NYLIFE Securities
- James Abernethy of UBS Financial Services
- Shane Abernathy of Momentum Independent Network
- John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith
- Eric Abbott of Morgan Stanley
- Lisa Westmoreland of Raymond James & Associates
- Dwight West of UBS Financial Services
- George Wehrheim of The O.N. Equity Sales
- David Waters of Cetera Advisors
- Laura Ward of First Republic Securities Company
- Earl Walter of RBC Capital Markets
- Ira Walker of UBS Financial Services
- Allen Wagner of Wells Fargo Advisors Financial Network
- Roger Vlach formerly with RBC Capital Markets
- George Venizelos of Wells Fargo Clearing Services
- Carol Tartaglia Formerly With LPL Financial
- Gary Tangwall of Purshe Kaplan Sterling Investments
- John Taddonio formerly with Morgan Stanley
- Bruce Supernault of Cadaret, Grant & Co.
- Maurice Stuffmann of Oppenheimer & Co.
- Ronald Strasburg of Lincoln Financial Securities
- James Stein of Wells Fargo Clearing Services
- Peter Stefanic of Cetera Advisors
- Peter Steege of Western International Securities
- Rick Staggs Of Commonwealth Financial Network
- Rupert Sizemore Formerly With Morgan Stanley
- William Simmons of Ingalls & Snyder
- Stuart Sierer of UBS Financial Services
- Anthony Sica of Joseph Gunnar & Co.
- Bryan Shevak of LPL Financial
- J Powers Shepard of Morgan Stanley
- Peter Shanahan of Robert W. Baird Co.
- Craig Senn of Securities America
- Benton Seltzer of Morgan Stanley
- Marc Seeherman of Calton Associates
- Nydia Vega Of Huntleigh Securities
- Charles Valenzuela Of Cetera Advisor Networks
- Paul Tully Of Raymond James Financial Services
- Michael Truitt Of Merrill Lynch Pierce Fenner & Smith
- Bernie Townes Of Janney Montgomery Scott
- Richard Towey Of PFS Investments
- Joseph Tonyan Of SagePoint Financial
- Clinton Tighe Of Wells Fargo Clearing Services
- Randall Thompkins Formerly With Morgan Stanley
- Robert Thomas Of Client One Securities
- Roberta Stafford Of Wellington Shields & Co.
- Stuart Spence Formerly With UBS Financial Services
- Nick Son Of National Securities
- Andrew Soltis Of Vanguard Marketing
- Sanford Snyder Formerly With Pruco Securities
- David Smith Of Merrill Lynch Pierce Fenner & Smith
- Scott Smallman Of Wedbush Securities
- James Small Of Morgan Stanley
- Kelley Slaught Of Centaurus Financial
- John Sklencar Of FSC Securities
- Roxann Seaton Of Morgan Stanley
- Michael Scotto Of Morgan Stanley
- Paul Scott Formerly With LPL Financial
- Mark Schwitz Of Allstate Financial Services
- Stephen Schwarzman Of Blackstone Securities Partners L.P.
- Dalal Salomon formerly with Wells Fargo Advisors Financial Network
- Stephen Schwartz Of Herbert J. Sims & Co
- Harold Schwartz Of DMK Advisor Group
- George Schmidt Formerly With Lincoln Financial Advisors
- Michele Savarese Of Client One Securities
- Joseph Sanders Of WestPark Capital
- Vinton Ritchey Of Pruco Securities
- Leonard Rickey Formerly With LPL Financial
- William Richardson Of Avantax Investment Services
- Donald Rich Of Wells Fargo Clearing Services
- John Reutemann Of Purshe Kaplan Sterling Investments
- David Resch Of Cadaret Grant & Co.
- Ronald Reilly Of Wells Fargo Clearing Services
- Kevin Reding Of Key Investment Services
- Gerald Randisi of Commonwealth Financial Network
- Fredrick Randhahn Formerly With Sigma Financial
- Bruce Golgowski Formerly With Founders Financial Securities
- Michael Sabo of Raymond James Financial Services
- Melinda Abood of UBS Financial Services
- Stuart Godin Formerly With Western International Securities
- Richard Russo formerly with Chelsea Financial Services
- Michael Rulison of Morgan Stanley
- Reed Rubin of Wells Fargo Clearing Services
- Llewellyn Rowell of Woodbury Financial Services
- Warren Rowe formerly with Oppenheimer & Co.
- Samuel Ross of The O.N. Equity Sales
- Kevin Roberts of Bankers Life Securities
- Steven Glaeser of PFS Investments
- John Roberts formerly with Benchmark Investments
- Robert Gipson of Ingalls & Snyder
- Karen Higgins of Ameriprise Financial Services
- Michael Hickey of Wells Fargo Clearing Services
- Brendan O’Connor of Lincoln Financial Advisors
- Douglas Dawson of Northwestern Mutual Investment Services
- Rick Davidson of Aegis Capital
- Timothy Danahy of MML Investors Services
- Timothy Daly of Janney Montgomery Scott
- Michael Giokas formerly with Fortune Financial Services
- Richard Fredette formerly with Cantella & Co.
- Robert Friedmar of MML Investors Services
- Frank Hemmen of Morgan Stanley
- Robert Heller of United Planners’ Financial Services Of America
- Anthony Dacruz of Morgan Stanley
- Daniel Cunningham of MML Investors Services
- Walter Hauser of Raymond James & Associates
- Gregory Crance of OneAmerica Securities
- Daniel Cooper of First Financial Equity
- William Collins of Royal Alliance Associates
- Jay Wells of Securities Service Network, Inc.
- Jason Champion of MML Investors Services, LLC
- Jarrett Dewelde of Equitable Advisors, LLC
- Maria Hendershott of Raymond James & Associates, Inc.
- Jeffrey Mathis of Next Financial Group, Inc.
- Jeremy Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Jason Shelby of FSC Securities Corporation
- Jeffrey Still of NYLife Securities LLC
- Jason Valavanis of J.W. Cole Financial, Inc.
- Jeffrey Vanover of Hilltop Securities Inc.
- Beverly Barr of Parkland Securities
- Les Barber of Royal Alliance Associates
- Demos Argyros of Oppenheimer & Co
- Ibrahim Arce of UBS Financial Services
- James Applewhite of BB&T Securities
- Alan Appelbaum of Aegis Capital
- Alexander Altman of Janney Montgomery Scott
- Kathleen Almulla of Cetera Advisor Networks
- Peter Albano of LPL Financial
- Paul Akre of Merrill Lynch
- Melinda Abood of UBS Financial Services
- Robert Harger of Harger And Company
- David Harris formerly with MML Investors Services
- Melvin Frank formerly with RBC Capital Markets
- Perry Basch of Morgan Stanley
- Patricia Bebber of Wells Fargo Clearing Services, LLC
- Roger Bedillion of Lion Street Financial, LLC
- Robert Berg of Cetera Advisor Networks LLC
- Julian Gingold formerly with UBS Financial Services
- Robin Blackman of IFP Securities, LLC
- Russell Blum of International Assets Advisory, LLC
- Rasikaran Boaz of Equitable Advisors, LLC
- Richard Borgner of Wordon Capital Management LLC
- Richard Braverman of Geneos Wealth Management, Inc.
- Robert Brinckerhoff of Morgan Stanley
- James Zegers of LPL Financial
- James Warren of Geneos Wealth Management
- James Shawver of Peak Brokerage Services
- James Kar of Principal Securities
- James Hunt of APW Capital
- James Haselton of Edward Jones
- Bela Gajary of Securian Financial Services
- James Hager of Securities America
- James Davenport of Sentinus-Halo Securities
- James Appel of Centaurus Financial
- James Alioto of Raymond James Associates
- James Brocke of MML Investors Services, LLC
- Jennifer Broderick of UBS Financial Services Inc.
- Jeffrey Broten of Newbridge Securities Corp.
- Doyle Brown of Sagepoint Financial, Inc.
- Michael Brown of Cadaret Grant & Co., Inc.
- Christopher Brown of Raymond James & Associates, Inc.
- Gordon Bryan of Ameriprise Financial Services, LLC
- Janet Burke of Ameriprise Financial Services, LLC
- John Busco of Laidlaw & Company Ltd.
- Manuel Escobar of NPA Asset Management, LLC
- Michael Greenstone of Merrill Lynch Pierce Fenner & Smith
- Dorine Harter formerly with NYLIFE Securities
- Steven Gordon of RBC Capital Markets
- Edward Colley of PFS Investments
- Dawn Coleman-Hyman of Pruco Securities
- Wilson Colberg-trigo of First Southern
- Robert Cohen of Stifel Nicolaus Company
- Bruce Ciallella of Cabot Lodge Securities
- Charles Christiansen of Wells Fargo Clearing Services
- Richard Casolari of Voya Financial Advisors
- Mark Carroll of Morgan Stanley
- James Farmer of LPL Financial LLC
- Lynn Faust of Stifel, Nicolaus & Company, Inc.
- John Carroll of Berthel Fisher & Company Financial Services
- Anthony Fazio of Cetera Advisors LLC
- Steven Feiertag of LPL Financial LLC
- David Fenning of Morgan Stanley
- Ante Feric of J.P. Morgan Securities LLC
- William Byrd of B.B. Graham & Company
- Thomas Finnegan of American Portfolios Financial Services, Inc.
- Gerald Bye of MML Investors Services
- Robert Fisk of Odeon Capital Group LLC
- Jeffrey Fladell of RBC Capital Markets, LLC
- Thomas Forbes of Morgan Stanley
- Kenneth Farbizio of TIAA-CREF Individual & Institutional Services
- Louise Fallica of American Portfolios Advisors
- Daniel Fair of Davenport & Company
- Floyd Ewing of Equitable Advisors
- Brett Everhart of Raymond James Financial Services
- Douglas Everett of Ameriprise Financial Services
- Richard Elkin of Oppenheimer Co
- Terrel Eisert of Peak Brokerage Services
- Jimmy Driggers of Morgan Stanley
- Michael Dowell of Morgan Stanley
- Peter Deangelis of First Allied Securities, Inc.
- John Demeo of Newbridge Securities Corp.
- David Dewar of Stifel Nicolaus Company, Inc.
- Marcious Dickerson of Centaurus Financial, Inc.
- Arthur Dietz of Securities America, Inc.
- Thomas Dilello of LPL Financial LLC
- Paul Disantis of Securian Financial Services, Inc.
- Steven Dolgin of Janney Montgomery Scott LLC
- Scott Doll of LPL Financial LLC
- Charles Doraine of NEXT Financial Group, Inc.
- David Adams of Ameriprise Financial Services, LLC
- David Boydell of Mutual Advisors, LLC
- David Frankel of National Asset Management, Inc.
- David Gwynn of H. Beck, Inc.
- David Hale of Perigon Wealth Management, LLC
- Dan Vismor of David Lerner Associates, Inc
- David Lex of BMO Harris Financial Advisors, Inc.
- Dean Nowak of Newbridge Securities Corp.
- Darryl Tureaud of Berthel, Fisher & Company Financial Services, Inc
- David Petoskey of LPL Financial LLC
- Dennis Reeve of Cetera Investment Services LLC
- David Reynolds of Allstate Financial Services, LLC
- Danielle Stanton of LPL Financial, LLC
- Daniel Pimental of Wells Fargo Advisors
- David Monckton of Ameriprise Financial Services, LLC
- Daniel McPherson of Cetera Advisors, LLC
- David Gaffney of Wintrust Investments, LLC
- Daniel Dillard of Union Capital Company
- Darren Bobley of Raymond James Financial Services, Inc
- David Bittermann of Oppenheimer & Co. Inc
- Dennis Zeto of Investment Centers of America
- Douglas Willmore of Western International Securities
- Dennis Taylor of Taylor Capital Management
- Dervinder Singh of Equitable Advisors
- Dustin Shafer of Newbridge Securities Corporation
- Diana Plucienkowski of Cetera Advisor Networks
- Douglas Leone of Salomon Whitney Financial
- Donald Kiley of Ausdal Financial Partners
- Donald Durando of PHX Financial
- Dimitrios Aivaliotis of Pinnacle Investments
- Ekua Anyanful of LPL Financial LLC
- Eddie Duncan of Triad Advisors LLC
- Earle Evans of Vestech Securities, Inc.
- Enrico Franco of TFS Securities, Inc.
- Elaine Lacerte of Morgan Stanley
- Eric Nichols of TCFG Wealth Management, LLC
- Elliot Packer of Securities America, Inc.
- Edward Spence of Equitable Advisors, LLC
- Edward Taliaferro of Robert W. Baird Co. Inc.
- Edward Yoon of First Allied Securities, Inc.
- Eric Tom of MML Investors Services?
- Frank Nickey of CUSO Financial Services L.P.
- Ernest Martinez of SagePoint Financial
- Galen Kopman of Centaurus Financial
- Felipe Gomez of J.P. Morgan Securities
- Eugene Faierman of Ameriprise Financial Services
- Frank Coussens of Ameriprise Financial Services
- Ernest Bush of Liberty Partners Financial Services
- Frederick Baerenz of Kalos Capital
- Francis Aurino of Morgan Stanley
- Gloria Barbier of Equitable Advisors, LLC
- George Byykkonen of LPL Financial LLC
- Geoffrey Chapin of Innovation Partners LLC
- Giustino Destefano of Securities America, Inc.
- Gerald Fasanella of Cetera Advisors LLC
- Gihan Fernando of BOK Financial Securities, Inc.
- Gary Goldberg of Centaurus Financial, Inc.
- Gary Hughes of Concorde Investment Services, LLC
- George Ly of LPL Financial LLC
- Heather Weber of Merrill Lynch
- Harold Weber of Aegis Capital
- Gordon Shalek of Ameriprise Financial Services
- Gregory Matsen of First Allied Securities
- Gregory Kinkead of Centaurus Financial
- Guy Harrigan of Lion Street Financial
- Gregory Dean of Worden Capital Management
- Harry Carroll of MML Investors Services
- Harvey Berk of Kestra Investment Services
- Harry Barth of Crown Capital Securities L.P.
- Janet Broyles of LPL Financial LLC
- Isaac Chan of Cetera Investment Services LLC
- Howard Ginkel of Edward Jones
- Herman Kahn of Kestra Investment Services
- Henry Krich of Wells Fargo Clearing Services, LLC
- Holly Mantei of State Farm VP Management Corp.
- Jacob Mohr of Merrill Lynch, Pierce, Fenner & Smith Inc.
- James Parrelly of Investment Planners, Inc.
- Indra Ramsahai of Joseph Stone Capital
- James Shelby of FSC Securities Corporation
- Cory Williams of Taylor Capital Management Inc
- Curtis Whipple of Kalos Capital, Inc
- Clara Tang of Cetera Investment Services, LLC
- Craig Snyder of LPL Financial, LLC
- Christopher Robinson of NTB Financial Corporation
- Clovis Morrison of Centaurus Financial, Inc
- Christopher Keelin of Money Concepts Capital Corp
- Corey Hart of Hightower Securities, LLC
- Coleman Devlin of IFS Securities
- Cynthia Cowden of NPB Financial Group, LLC
- Mark Trewitt of VFG Securities, Inc.
- Joseph Roop of Dempsey Lord Smith, LLC
- Mark Reffett of Arkadios Capital
- Allen Neuenschwander of G.F. Investment Services, LLC
- Michael Maloney of First Allied Securities, Inc.
- Michael Lucia of Brokers International Financial Services, LLC
- Lisa Jackson of Avantax Investment Services, Inc.
- Kristine Howell of Sigma Financial Corporation
- Myron Erstad of Triad Advisors LLC
- Kenneth Barroga of Crown Capital Securities, L.P.
- Wesley Foltz of Prospera Financial Services
- Timothy Banks of The Worley Banks Group
- Samuel Gramentz of Northland Securities
- Preston Bellaire of MML Investors Services
- Patricia Gleason of Cetera Advisors
- Robert Denouden of Sagepoint Financial
- Richard Ragold of Capitol Securities Management
- Steven Colacurcio of Dawson James Securities
- Richard Riggenbach of Woodbury Financial Services
- Scott Kaup of Cetera Advisor Networks
- Bruce Linger of Lincoln Financial Advisors Corporation
- Brian Donnelly of First Allied Securities, Inc.
- Cara Miller of Mariner Wealth Advisors
- Brett Ramsey of Waddell Reed
- Brian Roth of Newbridge Securities Corporation
- Brendan Shaw of Integrated Advisors Network
- Brian Jackson of Wells Fargo Clearing Services, LLC
- Cameron Benson of Beacon Capital Management, LLC
- Bradford Watt of Colorado Financial Service Corporation
- Brett Weichbrod of Sagepoint Financial, Inc.
- Anthony Brown of Allstate Financial Services
- Anida Venniro of LPL Financial
- Benjamin Young of Securities America
- Archibald Mcmichael of Lifemark Securities
- Andrew Melikidse of Sagepoint Financial
- Anthony Lesica of Ameriprise Financial Services
- Arnold Kuhs of Equitable Advisors
- Andrew Nardella of First Allied Securities
- Barry Pechenik of Morgan Stanley
- Blair Horne of Morgan Stanley
- Andre Scarpa of J.P. Morgan Securities LLC
- Albert Foronda of Spartan Capital Securities, LLC
- Aaron Brodt of Ashton Thomas Private Wealth
- Aaron Adcock of CapFinancial Securities, LLC
- Andrew Dziedzic of Geneos Wealth Management, Inc.
- Adam Lunceford of LPL Financial LLC
- Allen Mckell of FSC Securities
- William Fenwick of First Kentucky Securities
- Alfred Bonardi of Oppenheimer & Co. Inc.
- Alan Vandeweerd of Securities America, Inc.
- Chad Allen of Oppenheimer & Co. Inc.
- Charles Darrow of American Portfolios Financial Services, Inc.
- Carolyn Hemann of Ameriprise Financial Services, LLC
- Carlton Higbie of Morgan Stanley
- Charles McLean of Sigma Financial Corporation
- Cary Moskowitz of UBS Financial Services Inc.
- Chandrakumar Rajaratnam of LPL Financial LLC
- Charles Rosenberg of Stifel, Nicolaus & Company
- Carlos Salazar of LPL Financial LLC
- Christopher Waterbury of Charles Schwab & Co
- Christopher Risher of First Allied Securities, Inc
- Christopher Passero of Money Concepts Capital Corp
- Charles Natt of Morgan Stanley
- Christina Nash of Royal Alliance Associates, Inc
- Christopher Larochelle of DFPG Investments, LLC
- Christopher Fess of KCD Financial, Inc
- Christopher Fernan of Salomon Whitney Financial
- Christopher Fallon of MML Investors Services, LLC
- Christopher Tolmacs of Triad Advisors, Inc
- Deborah Shuster of Cambridge Investment Research, Inc
- Gerald Repasz of Ausdal Financial Partners, Inc
- David Neumann of Cambridge Investment Research, Inc
- Jason Jaynes of Wells Fargo Clearing Services, LLC
- Douglas Hyer of First Allied Securities, Inc
- John Cirelli of Concorde Investment Services, LLC
- Frederick Atiyeh of Crown Capital Securities, L.P.
- Daniel Ascani of LPL Financial, LLC
- Jeffrey Armstrong of LPL Financial, LLC
- Benjamin Barbour of Kalos Capital, Inc.
- Brian Bjerke of LPL Financial LLC
- William Davis of Janney Montgomery Scott LLC
- Wendy Holmes of UBS Financial Services Inc.
- Billy Martin of Cetera Advisors LLC
- William McDonald of Valic Financial Advisors, Inc.
- Christopher Neston of Ausdal Financial Partners, Inc.
- William Ornstein of The GMS Group, LLC
- Andrew Perri of Berthel, Fisher & Company Financial Services, Inc.
- William Shreve of UBS Financial Services Inc.
- Richard Bernstein of Wells Fargo Clearing Services, LLC
- Robert Jennis of Securian Financial Services, Inc.
- Richard Kaplan of Legacy Asset Securities, Inc.
- Rodrigue Lors of Wilmington Capital Securities, LLC
- Ronald Mims of PFS Investments Inc.
- Russell Rabito of UBS Financial Services Inc.
- Ronald Radner of Raymond James Financial Services, Inc.
- Robert Rotunno of Worden Capital Management LLC
- Richard Sica of Merrill Lynch, Pierce, Fenner & Smith, Inc.
- Rebecca Ward of Bankers Life Securities, Inc.
- Trevor Rahn of J.P. Morgan Securities, LLC
- Todd Perry of UBS Financial Services Inc.
- Stuart Pearl of David A. Noyes & Company
- Samuel Lek of Lek Securities Corporation
- Ryan LeBlanc of LPL Financial, LLC
- Stephen Ferencik of Arkadios Capital
- Thomas Duggan of Aegis Capital Corp.
- Simon Clarke of UBS Financial Services Inc
- Scott Brown of Royal Alliance Associates, Inc
- Philip Sparacino of First Standard Financial Company, LLC
- Ortal Shacar of UBS Financial Services Inc
- Mohammad Sarhan of J.P. Morgan Securities, LLC
- Paul Roy of Ameriprise Financial Services, LLC
- Patrick Perugino of Craft Capital Management, LLC
- Randall Krenzin of Morgan Stanley
- Patrick Kerwin of Vanguard Marketing Corporation
- Peter Janssen of Janssen Partners, Inc
- Nancy Glassman of Morgan Stanley
- Paul Dipietro of Pinnacle Investments, LLC
- Kevin Schaefer of Wells Fargo Clearing Services, LLC
- Louis Olave of Lincoln Investment
- Lisa Kulhavi of LPL Financial, LLC
- Joseph Kelly of Spartan Capital Securities, LLC
- Jose Huerfano of J.P. Morgan Securities, LLC
- Lawrence Fawcett of WestPark Capital, Inc
- Kevin Cook of Equitable Advisors, LLC
- Kent Bowman of Royal Alliance Associates, Inc
- Joshua Autenrieth of NYLife Securities, LLC
- Joseph Alagna of Joseph Gunnar & Co. LLC
- Matthew Baker of Woodbury Financial Services, Inc.
- Marc Friedson of RBC Capital Markets, LLC
- Matthew Gaer of Aegis Capital Corp.
- Mark Hopkins of American Portfolios Financial Services, Inc.
- Michael Koehn of Park Avenue Securities LLC
- Margaret Laquidara of Cetera Investment Services LLC
- Michael Norman of NYLife Securities LLC
- Melvin Payne of PHX Financial, Inc.
- Michael Sims of Wedbush Securities Inc.
- Mark Zeller of UBS Financial Services Inc.
- James Seijas of Wells Fargo
- Gregory OBrien of PHX Financial, Inc
- George Nikolakakos of Four Points Capital Partners
- James Knee of Voya Financial Advisors, Inc
- Herbert Hafen of Wells Fargo
- Jacquin Fink of Merrill Lynch
- Jefferey Dyra of Bankers Life Securities, Inc
- Jeremy Rosen of Nationwide Planning Associates Inc.
- Harold Collins of LPL Financial
- Jonathan Upton of LPL Financial LLC
- Gregory Collier of Raymond James Financial Services, Inc
- John Torres of J.P. Morgan Securities LLC
- Jeffrey Parks of Synovus Securities, Inc.
- Jeremy Mckitrick of Edward Jones
- James Anderson of Ameritas Investment Corp
- Jeffrey Larson of Arete Wealth Management, LLC
- John Kesner of Cuna Brokerage Services, Inc.
- Jess Hurst of Cetera Advisors LLC
- Jeffrey Glenn of BBVA Securities Inc.
- Jose Casellas of Merrill Lynch, Pierce, Fenner & Smith Inc.
- Evan Schottenstein of J.P. Morgan Securities
- Frederick Schiller of Morgan Stanley
- Eladio Santiago of Cambridge Investment Research, Inc
- Eric Rapczyk of National Securities Corporation
- Felipe Lopes of XP Investments US, LLC
- Emmett Johnson of LPL Financial, LLC
- Gabriel Gulotta of BBVA Securities, Inc
- Edward Delaney of Edward Jones
- Douglas Bray of J.P. Morgan Securities, LLC
- Frank Avallone of National Securities Corporation
- Anthony Vultaggio of American Capital Partners, LLC
- Andrew Vitek of Janney Montgomery Scott, LLC
- Amit Patel of J.P. Morgan Securities, LLC
- Alexis Intili of Allstate Financial Services, LLC
- Barry Horowitz of Lincoln Financial Securities Corporation
- Andrew Harris of Commonwealth Financial Network
- Anthony Hall of Edward Jones
- David Wilson of Merrill Lynch, Pierce, Fenner & Smith Inc.
- David White of Wells Fargo Cleaning Services, LLC
- Arthur Grossbard of Ameriprise Financial Services, LLC
- David Moran of UBS Financial Services Inc.
- David Rockwell of Cetera Advisor Networks LLC
- Dale Roehrich of Parkland Securities, LLC
- Daniel Lauletta of MML Investors Services, LLC
- Austin Dutton of American Trust Investment Services, Inc
- Daniel Soliman of J.P Morgan Securities, LLC
- Cynthia Komarek of Sagepoint Financial, Inc.
- Donald Dever of UBS Financial Services Inc.
- Daniel Brunette of First Allied Securities, Inc.
- Adam Boyce of Citizens Securities, Inc
- Brian Btesh of Northwestern Mutual Investment Services, LLC
- Bryan Davidson of BMO Harris Financial Advisors, Inc.
- Charles Howell of Bankers Life Securities, Inc.
- Charles Lee of Bankers Life Securities, Inc.
- Benjamin Marcano of Wells Fargo Clearing Services, LLC
- Brandon Potter of J.P. Morgan Securities, LLC
- Christopher Swan of BB&T Securities, LLC
- Catherine Toca of Merill Lynch, Pierce, Fenner and Smith, Inc.
- Christopher Tuck of LPL Financial LLC
- Christopher Wright of Center Street Securities, Inc.
- Wayne Wagner of Securities America, Inc
- Shaun Stein of National Securities Corporation
- Satya Shaw of Center Street Securities, Inc
- Richard Rokala of The Oak Ridge Financial Services Group, Inc
- Willard Pugh of National Securities Corporation
- Martin Gruner of Morgan Stanley
- Yann Faho of Aegis Capital Corp
- Adam Epstein of UBS Financial Services INC
- Michael Boothe of International Assets Advisory, LLC
- Paul Berkman of Ameriprise Financial Services, LLC
- Edward Winokur of Oppenheimer & Co. Inc
- Ernest Robinson of Dawson James Securities, Inc
- Gregory Ricker of Westpark Capital, Inc
- Gary Pevey of Mutual Securities, Inc
- Manish Mukhi of Ameriprise Financial Services, LLC
- James Kirchner of Cabot Lodge Securities, LLC
- Kevin Dooley of Equitable Advisors, LLC
- Inigo Domenech of Jefferies LLC
- Jeffrey Darwish of SIGMA Financial Corporation
- Jeffrey Christenson of Cetera Advisors, LLC
- Miaojun Yuan of Woodbury Financial Services, Inc.
- Mark Thompson of Arkadios Capital
- John Slipek of Alexander Capital, L.P.
- Michael Sievert of Arkadios Capital
- Timothy Vanlohuizen of Sagepoint Financial, Inc.
- Todd Anderson of Benchmark Investments, Inc.
- Kevin Barbalace of Corinthian Partners, LLC
- William Baum of Great American Investors, Inc.
- Christopher Bowman of Aeon Capital Inc.
- Denis Drummey of Ameriprise Financial Services, Inc.
- Aleksandr Osaulenko of First Standard Financial Company LLC
- David Mirolli of Kalos Capital, Inc.
- Trevor Gordon of Sandlapper Securities, LLC
- David Krumrey of Oppenheimer & Co. Inc.
- Jimmy Makris of Calton & Associates, Inc
- Mark Just of Triad Advisors, LLC
- Joseph Hain of Noble Capital Markets, Inc
- Jeffrey Gitterman of Vanderbilt Securities, LLC
- Joseph Chu of RBC Capital Markets, LLC
- Joanne Christianson of Capital Financial Services, Inc
- Stephen Jaffe of Oppenheimer & Co. Inc.
- Thomas Laws of HD Vest Investment Services
- Robert Micone of LPL Financial LLC
- Regan Rohl of Wells Fargo Advisors Financial Network, LLC
- Ryan Palenske of BBVA Securities Inc.
- Phillip Smelser of Cambridge Investment Research, Inc.
- Steven Skipper of LPL Financial LLC
- Nicholas Travascio of LPL Financial LLC
- Robert Turley of Independent Financial Group, LLC
- Robert Wolfe of Goldman Sachs & Co. LLC
- Edward Balmes of Moloney Securities Co., Inc.
- Daniel Beech of Western International Securities, Inc.
- Frank Briseno of FSC Securities Corporation
- Gary Ginsberg of Ameriprise Financial Services, LLC
- James Kirchner of Cabot Lodge Securities LLC
- Drew Wiener of SW Financial
- Curtis Smiley of Primex
- James McPherson of Great Point Capital LLC
- Enrique Lopez of Arkadios Capital
- Delio Londono of Sagepoint Financial, Inc.
- Tim Hemingway of Smith, Brown & Groover, Inc.
- Nicholas Finn of UBS Financial Securities, Inc.
- Mary Evans of Mutual Securities, Inc.
- Thomas Bock of Mutual Securities, Inc.
- William Baumner of Tradespot Markets, Inc.
- Ryan Tarjanyi of Trustmont Financial Group, Inc.
- Mitchell Voss of Mutual Securities, Inc.
- Wesley Sorensen of Principal Securities, Inc.
- Philip Smith of Equitable Advisors, LLC
- Ryan Sabol of Mutual Securities, Inc.
- Jarek Christian of Cambria Capital, LLC
- David Hicks of Triad Advisors LLC
- James Geake of Madison Avenue Securities, LLC
- Gregory Gann of LPL Financial LLC
- Alvery Bartlett of Aegis Capital Corp.
- Jeffrey Miller of American Portfolios Financial Services, Inc.
- Scott Ozer of Emerson Equity LLC
- Mark Robare of Triad Advisors LLC
- Amy Seltzer of Cambridge Investment Research, Inc.
- David Wall of Voya Financial Advisors, Inc.
- Barry Speyer of Morgan Stanley
- Steven Netzel of Madison Avenue Securities, LLC
- Christopher Miller of Emerson Equity, LLC
- William McLaughlin of Coastal Equities, Inc.
- Andre Labarbera of Titus Rockefeller, LLC
- Charles Kulch of Next Financial Group, Inc
- Michael Haffling of Kalos Capital, Inc
- Robert Ginsberg of Woodbury Financial Services, Inc
- Christopher Bice of Sagepoint Financial, Inc
- Mark Barrand of Ameriprise Financial Services, LLC
- Jeffrey Weiner of Pruco Securities, LLC
- John Orlando of SW Financial
- James Kelly of UBS Financial Services, Inc
- Jonathan Hendrickson of Thrivent Investment Management, Inc
- Gary Hammond of Hornor, Townsend & Kent, Inc
- Jeffrey Goodstein of Morgan Stanley
- Kirk Gill of Taylor Capital Management, Inc
- Jason Dworak of UBS Financial Services, Inc
- James Daughtry of Kestra Investment Services, LLC
- Ken Balser of Cetera Advisors, LLC
- Andrew Miles of Green Vista Capital, LLC
- Thomas McDonald of McDonald Partners, LLC
- Meredith McCutchen of Moody Securities, LLC
- Adam Lopez of Country Capital Management Company
- Joseph Leonczyk of Commonwealth Financial Network
- Robert Kasten of Securities America, Inc
- Steven Jennings of National Securities Corporation
- Patrick Dwyer of Merrill Lynch
- Gerald Dewes of Cadaret, Grant & Co.
- Robert Buffington of Aegis Capital Corp.
- Eric Wittenberg of UBS Financial Services Inc
- David Taddeo of LPL Financial LLC
- Christopher Scalese of Summit Brokerage Services, Inc
- Edward Rudiger of Reid & Rudiger LLC
- Benjamin Lowder of MSI Financial Services, Inc.
- Francisco Leon of Cetera Investment Services LLC
- Bret Hartman of LPL Financial, LLC
- Darrin Farrow of Triad Advisors, Inc
- Diana Ceylan of Oppenheimer & Co. Inc
- John Bankhead of Morgan Stanley
- Ronald Birnbaum of Advisory Group Equity Services Ltd.
- Karl Foust of H.D. Vest Investment Services
- Michael Greenfield of Newbridge Securities Corporation
- Nina Jessee of Cetera Advisors, LLC
- Darren Kubiak of Kalos Capital, Inc
- Genevieve Mar of Berthel, Fisher & Company Financial Services, Inc
- David Melilli of Cambridge Investment Research, Inc
- Matthew Perry of Stifel, Nicolaus & Company, Inc
- Eric Weschke of Kalos Capital, Inc
- John Wyshak of Raymond James & Associates, Inc
- Sam Aziz of David A. Noyes & Company
- Bryon Martinsen of Centaurius Financial, Inc
- Carlos Legaspy of Insight Securities Inc
- Kevin Canterbury of Coastal Equities Inc
- Michael Packman of Axiom Capital Management, Inc
- Michael Paesano of Morgan Stanley
- Jingbo Pan of Vestech Securities, Inc
- Luis Rosario of Oppenheimer & Co. Inc
- Kevin Wilson of Worden Capital Management LLC
- Kevin Rainwater of ACG Wealth Inc.
- Derrick Trussell of PFS Investments, Inc
- John Tarpinian of Paulson Investment Company, LLC
- Angelo Talebi of Independent Financial Group, LLC
- Shlomo Strugano of First Allied Securities, Inc
- Jon Pariser of Independent Financial Group, LLC
- Roderick Von Lipsey of UBS Financial Services, Inc
- Marshall Isaacson of Newbridge Securities Corporation
- John Hoidas of Uhlmann Price Securities, LLC
- Gabriel Block of First Standard Financial Company, LLC
- Angel Bardeche of Ameriprise Financial Services, Inc.
- Robert David Jr. of Morgan Stanley
- Bart Bohrer of Calton & Associates, Inc
- David Bibo of Western International Securities, Inc
- Christopher Bennett of J.J.B. Hilliard, W.L. Lyons, LLC
- Adam Belardino of MML Investors Services, LLC
- Donald Waage of Capital Financial Services, Inc
- Michael Mackay of Transamerica Financial Advisors, Inc
- Gerardo Latimer-Janer of Morgan Stanley
- Jason Woods of Thurston, Springer, Miller, Herd & Titak, Inc
- Donald Woods of Thurston Spring Financial
- Jerry Raines of HD Vest Investment Services
- Andre Davis of Paulson Investment Company, LLC
- Daniel Raupp of Concorde Investment Services, LLC
- Robert Scott of Emerson Equity, LLC
- William Thon of Merrill Lynch
- Lawrence Labine of Newbridge Securities Corporation
- Pamela Lizanich of NY Life
- Apostolos Pitsironis of Janney Montgomery Scott
- John Pronovost of Cambridge Investment Research, Inc
- Dennis Ayer of Hilltop Securities
- Richard Gregory George of Morgan Stanley
- Timothy W. Augustin of Western International Securities
- William Helms Humbarer of NY Life
- Steven Roland Knuttila of Capital Financial Services, Inc
- Dawn Bennet of Western International Securities
- Jeffrey Cohen of Moloney Securities Co., Inc
- Gerard Joesph Costello of UBS Financial Services, Inc
- Jonathan D. Freeze of Fortune Financial Services, Inc
- Kevin C. Fretz of LPL Financial, LLC
- Jay Ambroson with Gould, Ambroson & Associates
- Joseph Michaletz of DAI Wealth
- George Merhoff of Cetera Advisors
- Dana Hawkins of Centaurus Financial
- Charles Evans of MML Investors
- Jason P. Brienen Formerly With Raymond James Financial Services
- Steven P. Reznik Formerly With Raymond James Financial Services
- David H. Miller of Peachcap Securities
- Michael Fahsholtz Formally With Stifel, Nicolaus & Co.
- Mark Alan Cline With National Securities Corporation
- James Thomas Booth Formerly With LPL Financial
- Ashley Woodard of NY Life
- Scott Rosenberg of UBS Financial Services
- Ronald Metcalf of Voya Financial Advisors
- Ricky Mantei of Centaurus Financial
- Marcello Lattuca of NBC Securities
- Jeffrey Labelle of LPL Financial
- Luke Johnson of Coastal Equities
- Sonia Attkiss of UBS Financial Services
- Dennis Haywood of Crown Capital
- Jim Flynn of Flynn Wealth Management
- Shawn Davis of Uncommon Capital
- Cindy Chiellini of Centaurus Financial
- Hugh Barndollar of Crown Capital
