Investment Fraud Lawyers Serving San Antonio
Investment fraud causes devastating financial losses for San Antonio investors every year. The people most often targeted are military families, retirees, and business owners who trusted a financial professional with their savings. You may be feeling betrayed and unsure of where to turn after discovering that the losses in your account came from misconduct rather than the market.
If a broker or financial advisor in San Antonio mishandled your money, you have the right to pursue legal action and recover what was taken from you.
As a San Antonio investment fraud law firm, the Law Offices of Robert Wayne Pearce, P.A. has been fighting for defrauded investors for more than 45 years. We have recovered $185 million for clients harmed by investment fraud.
Our experienced San Antonio securities fraud attorneys will work to hold the responsible party accountable and provide the legal representation you need. Call us today at (800) 732-2889 for a free consultation.
Investigations of San Antonio, Texas Brokers by the Law Offices of Robert Wayne Pearce
Robert Wayne Pearce’s firm has investigated several San Antonio-based financial professionals with troubling complaint histories. Linda Howard, registered with Waddell & Reed, has been the subject of five customer complaints, four of which were denied while one remains pending; the allegations center on losses tied to her investment recommendations. Derrick Trussell, formerly with PFS Investments, faces four settled customer complaints alleging an unapproved outside business activity and an undisclosed private securities transaction that used a client’s funds to purchase unauthorized securities; he was also separately charged in Texas state court with multiple counts of securities fraud, money laundering, and deceptive document execution. Shane Abernathy, currently with Momentum Independent Network and formerly with Ameriprise Financial Services, has two denied customer complaints in his record. Across these cases, common allegations include unsuitable investment recommendations, misrepresentation of product risks or returns, undisclosed fees or surrender penalties, and unauthorized transactions — patterns the firm suggests may reflect broader supervisory shortcomings at the brokers’ respective firms rather than isolated incidents.
Investment Fraud Cases We Handle in San Antonio
Our firm represents San Antonio clients across every major category of securities and investment fraud, and the common forms of fraudulent activity below are among the most frequent claims we handle.Why Choose Robert Wayne Pearce as Your Investment Fraud Lawyer in San Antonio?
Choosing the right attorney can determine whether you recover your investment losses or walk away with nothing. San Antonio investors deserve a securities fraud lawyer with a proven record of standing up to brokerage firms and winning.
- 45+ Years of Experience: Robert Wayne Pearce has handled investment fraud cases for over four decades, giving our firm an inside understanding of how brokerage firms defend themselves.
- $185 Million Recovered: Our firm has recovered $185 million for clients harmed by investment fraud across the country.
- 99%+ Success Rate: Mr. Pearce has recovered funds for over 99% of his clients through court litigation, arbitrations, and settlements nationwide and internationally.
- 200+ Cases Tried: Attorney Pearce has tried over 200 cases to trial verdict or arbitration award, with only 4 losses for clients in his career.
- No Fees Unless We Win: We represent clients on a contingency basis, meaning you pay nothing unless we recover for you.
Meet The Team
ROBERT WAYNE PEARCE
Securities Attorney
ADAM KARA LOPEZ
Securities AttorneyHow Texas Securities Law Affects Your Investment Fraud Claim in San Antonio
Texas securities law and federal regulations both shape how a San Antonio investment fraud claim moves forward. Understanding which rules apply to your situation can affect how you recover your losses. The Texas Securities Act prohibits financial professionals in the securities industry from making misrepresentations or recommending unsuitable investments to clients across the state.
Several provisions and regulators may come into play in your claim:
- Texas Securities Act: State law that bars fraud, misrepresentation, and unsuitable recommendations in the sale of securities.
- Texas State Securities Board: The state agency that enforces Texas securities law alongside the federal Securities and Exchange Commission.
- FINRA arbitration: Most brokerage account agreements require disputes to be resolved through arbitration before the Financial Industry Regulatory Authority (FINRA) rather than federal court.
Working through both the state and federal sides of your claim is something our attorneys handle for you from start to finish.
How Investment Fraud Cases Work in Texas
Once you decide to pursue your losses, your case moves through three clear stages in Texas, from your first consultation to a final resolution.
- Step 1: Free Case Review and Evidence Gathering Our legal team reviews your account statements, trade confirmations, and broker communications to gather the evidence needed to prove misconduct.
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Step 2:
Filing Your FINRA Arbitration Claim
We prepare and file your claim, laying out exactly how the fraud occurred and the full extent of your investment losses. -
Step 3:
Settlement Negotiation or Arbitration Hearing
Your case resolves either through settlement negotiations with the opposing side or a binding arbitration hearing before a neutral panel. - Contact Our Experienced Orlando Investment Fraud Attorneys Now for a Free Consultation Get A Free Consultation
Contact our San Antonio investment fraud attorneys today for a free and confidential review of your case. You worked hard for your money, and we understand how painful it is to watch it disappear because someone you trusted failed you. We want you to know that we will fight to get back what is rightfully yours.
With $185 million recovered for defrauded investors, our firm knows how to build a strong claim and stand up to brokerage firms. The deadlines to pursue legal action are strictly enforced, so the sooner you call, the better we can protect your right to recover. Call us now at (800) 732-2889.
Other Areas in Texas We Serve
The Law Offices of Robert Wayne Pearce, P.A. represents defrauded investors throughout South Central Texas, not only in the San Antonio area. Wherever you are in the state, recovering what was taken from you should feel within reach, and our attorneys are ready to help you get there. We represent clients in the following Texas communities:San Antonio Investment Fraud F.A.Q
The questions below come up most often from San Antonio investors trying to understand their rights and options.How do I know if my losses are fraud or normal market risk?
Every investment carries some risk, and account values naturally rise and fall with the market. What sets fraud apart is deception or misconduct, such as a broker skipping due diligence, hiding the real risks of an investment opportunity, or ignoring your instructions.
What is the deadline to file an investment fraud claim in Texas?
FINRA arbitration claims must generally be filed within six years of the events that led to your losses. Texas state law claims may carry their own separate deadlines, so it is best to speak with an attorney quickly before your right to recover expires.
My broker agreement requires arbitration. Can I still recover my losses?
Yes. Most brokerage account agreements include a clause requiring disputes to go through securities arbitration instead of a courtroom. Arbitration is a binding process that still allows you to recover your investment losses, and our attorneys can represent you through every stage of it.
How much does it cost to hire an investment fraud attorney?
Our firm handles investment fraud cases on a contingency fee basis, which means you pay no legal fees unless we recover money for you.