Bakersfield Investment and Securities Fraud Cases

Bakersfield investors who have lost money due to broker misconduct, unsuitable investment recommendations, or deceptive financial advice can seek legal representation from the Law Offices of Robert Wayne Pearce, P.A.. We assist clients in securities fraud cases involving FINRA arbitration, SEC investigations, and civil claims against brokerage firms and financial advisors.

California investors are protected under the Corporate Securities Law of 1968, including California Corporations Code § 25401, which prohibits misrepresentations and omissions in the offer or sale of securities. Victims of fraud may pursue civil recovery under Corporations Code § 25501, which outlines liability for violations of securities laws.

We represent Bakersfield residents in securities arbitration before the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), and in state and federal courts. Our firm handles claims involving excessive trading, breach of fiduciary duty, failure to supervise, and margin abuse.

Bakersfield’s local economy includes retirees, energy sector professionals, and agricultural investors, many of whom face exposure to unsuitable annuities, over-concentrated portfolios, and high-fee structured products. These types of fraud often stem from negligence, failure to perform due diligence, or intentional misconduct by financial professionals.

Ways Our Investment Fraud Attorneys Pursue Recovery

Since 1980, our firm has tirelessly served investors across the state, and our team handles a wide range of cases for our diverse clientele in California, including:

Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well-versed in addressing the complexities of securities fraud matters and FINRA.

Contact the Bakersfield Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

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Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.

Our investment fraud legal team also represents investors in surrounding Central Valley and Southern California communities. Whether you’re in Fresno, Hanford, Stockton, Los Angeles, Santa Clarita, or Sacramento, our experienced securities fraud attorneys understand the challenges facing investors throughout California’s Central Valley region. We’re dedicated to helping you recover losses from stockbroker misconduct and investment fraud.