Amarillo Investment and Securities Fraud Cases
Amarillo investors who have suffered financial losses due to broker fraud, unsuitable investments, or deceptive financial advice can pursue legal recovery with the help of the Law Offices of Robert Wayne Pearce, P.A.. We represent clients throughout the Texas Panhandle in securities arbitration, regulatory enforcement actions, and civil litigation involving investment fraud.
We represent Amarillo clients in arbitration before the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), and in both state and federal court. Our cases often involve breach of fiduciary duty, failure to supervise, excessive trading, and misrepresentation of high-risk investment products.
Amarillo’s investor base includes ranchers, oil & gas workers, retirees, and small business owners—many of whom are targeted with speculative energy ventures, annuities, private placements, and non-traded REITs. Brokers recommending these products without proper analysis may violate FINRA Rule 2111 (suitability) and expose their firms to liability under FINRA Rule 3110 (supervision).
Texas investors are protected under the Texas Securities Act (Tex. Gov’t Code Chapter 4008), which prohibits the sale of securities through misrepresentation or omission of material facts. Under Section 4008.057, investors have the right to pursue civil remedies against financial professionals who violate these rules.
The Law Offices of Robert Wayne Pearce, P.A. investigates investment losses using account analysis, transaction reviews, and internal broker communications. We develop strong arbitration and litigation strategies based on regulatory violations, expert testimony, and financial damages.
Legal Representation for Amarillo Investors in Securities Fraud and Broker Negligence Cases
We assist Amarillo investors in recovering losses tied to unauthorized trading, deceptive sales tactics, overconcentration in risky assets, and financial advisor misconduct. All claims are handled in compliance with Texas securities law and FINRA arbitration rules.
Ways Our Investment Fraud Law Firm Can Assist Amarillo Investors in Recovery
Since 1980 our firm has served investors statewide and handles a broad range of cases for the people of Texas, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce will handle every step—from gathering evidence to pursuing FINRA arbitration—and leverage the remedies available under the Texas Securities Act to maximize your recovery.
Building a Tailored Plan for Your Fraud Claim
Every set of facts is unique. We dig into the details of your account statements, emails, and correspondence to craft a strategy tailored to your goals and grounded in Texas securities regulations.
Contact the Amarillo Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and SEC & FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732‑2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
As the leading investment fraud law firm serving the Texas Panhandle, we represent clients throughout the region surrounding Amarillo. Our services extend to investors in Lubbock, Abilene, Wichita Falls, and other West Texas communities. Whether you’re dealing with private placement fraud, unsuitable recommendations, or broker misconduct, our experienced securities attorneys are ready to help you pursue recovery through FINRA arbitration and other legal avenues.
