Santa Ana Investment and Securities Fraud

The Law Offices of Robert Wayne Pearce, P.A. represent clients in Santa Ana who have suffered financial losses due to investment fraud. The firm handles broker misconduct, unauthorized trading, unsuitable recommendations, Ponzi schemes, and churning claims.

Robert Wayne Pearce and his team assist clients in Santa Ana by pursuing recovery through FINRA arbitration, litigation, and other legal methods. We usually work on a contingency fee basis but can offer hourly or other arrangements when needed.

Decades of Local Experience with Securities Fraud Claims

We represent Santa Ana-based investors and we have extensive knowledge of California statutes—such as California Corporations Code § 25401—that govern misrepresentations in securities offerings. If you suspect you’ve been wronged, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Santa Ana and the greater San Disgo area.

From fraud in high-net-worth portfolios to more modest investments that still deserve protection, we can guide you through FINRA arbitration, California Department of Financial Protection and Innovation (DFPI) investigations, and other legal avenues to help recover losses throughout Santa Ana:

  • Floral Park & West Floral Park – Historic districts with luxury estates and generational wealth, where complex alternative investments may mask deceptive fee structures.
  • Park Santiago & Mabury Park – Established neighborhoods with seasoned professionals relying on retirement accounts, making them susceptible to unsuitable annuity rollovers.
  • South Coast Metro – A mixed-use corridor hosting executives and high-income renters whose concentrated employer-stock positions can invite excessive margin use.
  • North Tustin & Cowan Heights – Hillside estates just outside city limits, where family offices often engage in private placements that may run afoul of California Corporations Code § 25501 if misrepresented.

Creating a Personalized Recovery Strategy

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.

Contact the Santa Ana Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.

Written by attorney Robert Wayne Pearce

Santa Ana securities fraud attorney
Stockbroker fraud lawyer serving Santa Ana, California
Santa Ana Ponzi scheme litigation law firm
Santa Ana investor fiduciary breach attorney
Santa Ana FOREX and commodities fraud lawyer