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    Home » Feeds

    SEC Litigation Releases

    • Geoffrey Thompson
    • William Andrew Stack, Esq.
    • Abhi Batra a/k/a Abhimanyu Batra
    • Jacob C. Glick
    • Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc.

    FINRA Dispute Resolution Rule Filings

    • SR-FINRA-2018-003
    • SR-FINRA-2018-012
    • SR-FINRA-2017-025
    • SR-FINRA-2017-009
    • SR-FINRA-2016-033

    CFTC Enforcement Press Releases

    • Federal Court Orders North Carolina Man to Pay Over $255,000 in Futures and Forex Fraud Scheme
    • Wisconsin Court Enters $740,968 Judgement Against Company and its Principal for Registration, Disclosure, and Recordkeeping Violations
    • Federal Court Orders Interdealer Broker to Pay $7 Million for Deceptive Trading Practices in the FX Options Markets
    • CFTC Participates in Operation Income Illusion to Raise Retail Fraud Awareness
    • CFTC Orders Vitol Inc. to Pay $95.7 Million for Corruption-Based Fraud and Attempted Manipulation

    SEC Administrative Proceeding Releases

    • Dominick & Dominick LLC and Robert X. Reilly
    • Reginald Buddy Ringgold, III and Aka Rasool Abdul Rahim El
    • Richard Portillo and CIS Marketing, LLC
    • Wireline, Inc.
    • Wireline, Inc.

    FINRA Investor Alert news feeds

    • Stock Up on Information Before Buying Stock
    • It Pays to Pay Attention to Your Brokerage Account Statements
    • Beware of Stock Fraud in the Wake of Hurricanes
    • Social Sentiment Investing Tools—Think Twice Before Trading Based on Social Media
    • Broker Imposter Scams: Remember To Ask And Check

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  • “Bob Pearce is an outstanding knowledge and ethical attorney."

    I work with many attorneys and Bob is truly one of the finest lawyers in his field. Highly recommended.

    - Sander R.
  • "When the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy"

    I am an Expert Witness in Securities and Investment related litigation. I have worked with Bob Pearce many times in complex legal cases. In my many years of experience, Bob is as good or better than anyone I have ever worked with and always gives every case his maximum best effort. In arbitration, when the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy. If you are lucky enough to be referred to Bob, I wouldn't look any further.

    - Jonathan G.
  • "I would most certainly recommend his services to family and friends without hesitation."

    I have had the pleasure of working with Robert for over five years now, and every interaction with him reminds me that he is smart, quick, responsive and a consummate professional. He possesses an impressive memory and excellent attention to detail, and his thoroughness is a virtue that my colleagues and I have learned to appreciate greatly in every case of his that we assist with. As a final positive reflection of Robert, his staff is highly skilled and always welcoming. I would most certainly recommend his services to family and friends without hesitation.

    - Sandy O.
  • "Bob is one of the few very best lawyers I have worked with during my 30 year career."

    I have worked with Robert Pearce on dozens of matters and have always been impressed by his creativity, energy and professionalism. Bob is one of the few very best lawyers I have worked with during my 30 year career.

    - Craig M.
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