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    • Independent Brokerage Firm Investigations

    Home » Independent Brokerage Firm Investigations

    • Brokerage Firm Review: LPL Financial LLC
    • Brokerage Firm Review: Cambridge Investment Research
    • Brokerage Firm Review: Sagepoint Financial, Inc.
    • Brokerage Firm Review: FSC Securities Corporation
    • Brokerage Firm Review: Woodbury Financial Services
    • Brokerage Firm Review: Ameriprise Financial Services, LLC
    • Brokerage Firm Review: Royal Alliance Associates, Inc.
    • Brokerage Firm Review: Equitable Advisors, LLC f/k/a AXA Equitable Advisors, LLC
    • Brokerage Firm Review: Securities America, Inc.
    • Brokerage Firm Review: Ameritas Investment Company, LLC
    • Brokerage Firm Review: Berthel, Fisher & Company Financial Services, Inc.
    • Brokerage Firm Review: Cadaret, Grant & Co., Inc.
    • Brokerage Firm Review: Crown Capital Securities, L.P.
    • Brokerage Firm Review: Independent Financial Group, LLC
    • Brokerage Firm Review: Ladenburg Thalmann & Co. Inc.
    • Brokerage Firm Review: Triad Advisors LLC
    • Brokerage Firm Review: Raymond James Financial Services Inc.
    • Brokerage Firm Review: Commonwealth Financial Network
    • Brokerage Firm Review: Northwestern Mutual Investment Services, LLC
    • Brokerage Firm Review: MML Investors Services, LLC
    • Brokerage Firm Review: Kestra Investment Services, LLC
    • Brokerage Firm Review: Waddell & Reed
    • Brokerage Firm Review: Securian Financial Services, Inc.
    • Brokerage Firm Review: Lincoln Investment Planning
    • Brokerage Firm Review: Principal Securities Inc.
    • Brokerage Firm Review: Park Avenue Securities LLC
    • Brokerage Firm Review: American Portfolios Financial Services, Inc.
    • Brokerage Firm Review: M Holdings Securities, Inc.
    • Brokerage Firm Review: Centaurus Financial, Inc.
    • Brokerage Firm Review: J.W. Cole Financial, Inc.
    • Brokerage Firm Review: United Planners’ Financial Services of America A Limited Partner
    • Brokerage Firm Review: Sigma Financial Corporation
    • Brokerage Firm Review: Geneos Wealth Management, Inc.
    • Brokerage Firm Review: Hornor, Townsend & Kent, LLC
    • Brokerage Firm Review: Concourse Financial Group Securities, Inc. F/K/A ProEquities, Inc.
    • Brokerage Firm Review: PlanMember Securities Corporation
    • Brokerage Firm Review: Grove Point Investments, LLC Grove Point f/k/a H. Beck, Inc.
    • Brokerage Firm Review: The Leaders Group, Inc.
    • Brokerage Firm Review: Kovack Securities Inc.
    • Brokerage Firm Review: The O.N. Equity Sales Company
    • Brokerage Firm Review: Prospera Financial Services, Inc.
    • Brokerage Firm Review: Harbour Investments, Inc.
    • Brokerage Firm Review: The Investment Center, Inc.
    • Brokerage Firm Review: Equity Services, Inc.
    • Brokerage Firm Review: The Strategic Financial Alliance, Inc.
    • Brokerage Firm Review: Arete Wealth Management, LLC
    • Brokerage Firm Review: LaSalle St Securities, LLC
    • Brokerage Firm Review: Arkadios Capital
    • Brokerage Firm Review: CFD Investments, Inc.
    • Brokerage Firm Review: Founders Financial Securities LLC
    • Brokerage Firm Review: Packerland Brokerage Services, Inc.
    • Brokerage Firm Review: Nationwide Planning Associates Inc.
    • Brokerage Firm Review: Fortune Financial Services, Inc.

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  • “Bob Pearce is an outstanding, knowledgeable, and ethical attorney."

    I work with many attorneys and Bob is truly one of the finest lawyers in his field. Highly recommended.

    - Sander R.
  • "When the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy"

    I am an Expert Witness in Securities and Investment related litigation. I have worked with Bob Pearce many times in complex legal cases. In my many years of experience, Bob is as good or better than anyone I have ever worked with and always gives every case his maximum best effort. In arbitration, when the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy. If you are lucky enough to be referred to Bob, I wouldn't look any further.

    - Jonathan G.
  • "I would most certainly recommend his services to family and friends without hesitation."

    I have had the pleasure of working with Robert for over five years now, and every interaction with him reminds me that he is smart, quick, responsive and a consummate professional. He possesses an impressive memory and excellent attention to detail, and his thoroughness is a virtue that my colleagues and I have learned to appreciate greatly in every case of his that we assist with. As a final positive reflection of Robert, his staff is highly skilled and always welcoming. I would most certainly recommend his services to family and friends without hesitation.

    - Sandy O.
  • "Bob is one of the few very best lawyers I have worked with during my 30 year career."

    I have worked with Robert Pearce on dozens of matters and have always been impressed by his creativity, energy and professionalism. Bob is one of the few very best lawyers I have worked with during my 30 year career.

    - Craig M.
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