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  • Broker / Advisor Investigations

    Home » Broker / Advisor Investigations

    Home » Broker / Advisor Investigations

    • Joshua Adler Of Merrill Lynch Pierce Fenner & Smith
    • Gregory Adams Of Vanguard Marketing
    • Joseph Andreoli of Raymond James & Associates
    • Faith Xenos Of Mariner Wealth Advisors
    • Terry Anderson of First Allied Securities
    • Lawrence Anderson of Wells Fargo Advisors Financial Network
    • James Anderson of Cetera Advisor Networks
    • Evan Wuhl Of Wells Fargo Clearing Services
    • James Anderson of Northwestern Mutual Investment Services
    • Kent Amos of Kovack Securities
    • Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith
    • Robby Ammons of Pruco Securities
    • Donald Wojnowski Of Paulson Investment Company
    • Darla Amato formerly with IMS Securities
    • Ryan Alvarez of Lion Street Financial
    • Marc Alport of Wells Fargo Clearing Services
    • Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith
    • Christopher Willett Of Janney Montgomery Scott
    • Stephen Whittaker Formerly With First Financial Equity
    • James Zent of NYLIFE Securities
    • Sandra White of Goldman Sachs & Co.
    • Christopher Zelesnick of Allstate Financial Services
    • Thomas Hunt of LPL Financial
    • Avon White Of Pruco Securities
    • Samuel Humphreys of UBS Financial Services
    • Curtis Howard of Howard Financial Services
    • John Horseman of LPL Financial
    • Robert Hord of Oppenheimer & Co.
    • Michael Adams of Lincoln Financial Securities
    • William Horan of Ameriprise Financial Services
    • Garland Homes of Merrill Lynch Pierce Fenner & Smith
    • John Holt of Ameritas Investment
    • Peter Holler of Securities Service Network
    • Dennis Holland of Principal Securities
    • Jerry Adam of The Leaders Group
    • Bernard Adair of Merrill Lynch Pierce Fenner & Smith
    • Amr Aboulmagd formerly with NYLIFE Securities
    • James Abernethy of UBS Financial Services
    • Shane Abernathy of Momentum Independent Network
    • John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith
    • Eric Abbott of Morgan Stanley
    • Lisa Westmoreland of Raymond James & Associates
    • Dwight West of UBS Financial Services
    • George Wehrheim of The O.N. Equity Sales
    • David Waters of Cetera Advisors
    • Laura Ward of First Republic Securities Company
    • Earl Walter of RBC Capital Markets
    • Ira Walker of UBS Financial Services
    • Allen Wagner of Wells Fargo Advisors Financial Network
    • Roger Vlach formerly with RBC Capital Markets
    • George Venizelos of Wells Fargo Clearing Services
    • Carol Tartaglia Formerly With LPL Financial
    • Gary Tangwall of Purshe Kaplan Sterling Investments
    • John Taddonio formerly with Morgan Stanley
    • Bruce Supernault of Cadaret, Grant & Co.
    • Maurice Stuffmann of Oppenheimer & Co.
    • Ronald Strasburg of Lincoln Financial Securities
    • James Stein of Wells Fargo Clearing Services
    • Peter Stefanic of Cetera Advisors
    • Peter Steege of Western International Securities
    • Rick Staggs Of Commonwealth Financial Network
    • Rupert Sizemore Formerly With Morgan Stanley
    • William Simmons of Ingalls & Snyder
    • Stuart Sierer of UBS Financial Services
    • Anthony Sica of Joseph Gunnar & Co.
    • Bryan Shevak of LPL Financial
    • J Powers Shepard of Morgan Stanley
    • Peter Shanahan of Robert W. Baird Co.
    • Craig Senn of Securities America
    • Benton Seltzer of Morgan Stanley
    • Marc Seeherman of Calton Associates
    • Nydia Vega Of Huntleigh Securities
    • Charles Valenzuela Of Cetera Advisor Networks
    • Paul Tully Of Raymond James Financial Services
    • Michael Truitt Of Merrill Lynch Pierce Fenner & Smith
    • Bernie Townes Of Janney Montgomery Scott
    • Richard Towey Of PFS Investments
    • Joseph Tonyan Of SagePoint Financial
    • Clinton Tighe Of Wells Fargo Clearing Services
    • Randall Thompkins Formerly With Morgan Stanley
    • Robert Thomas Of Client One Securities
    • Roberta Stafford Of Wellington Shields & Co.
    • Stuart Spence Formerly With UBS Financial Services
    • Nick Son Of National Securities
    • Andrew Soltis Of Vanguard Marketing
    • Sanford Snyder Formerly With Pruco Securities
    • David Smith Of Merrill Lynch Pierce Fenner & Smith
    • Scott Smallman Of Wedbush Securities
    • James Small Of Morgan Stanley
    • Kelley Slaught Of Centaurus Financial
    • John Sklencar Of FSC Securities
    • Roxann Seaton Of Morgan Stanley
    • Michael Scotto Of Morgan Stanley
    • Paul Scott Formerly With LPL Financial
    • Mark Schwitz Of Allstate Financial Services
    • Stephen Schwarzman Of Blackstone Securities Partners L.P.
    • Dalal Salomon formerly with Wells Fargo Advisors Financial Network
    • Stephen Schwartz Of Herbert J. Sims & Co
    • Harold Schwartz Of DMK Advisor Group
    • George Schmidt Formerly With Lincoln Financial Advisors
    • Michele Savarese Of Client One Securities
    • Joseph Sanders Of WestPark Capital
    • Vinton Ritchey Of Pruco Securities
    • Leonard Rickey Formerly With LPL Financial
    • William Richardson Of Avantax Investment Services
    • Donald Rich Of Wells Fargo Clearing Services
    • John Reutemann Of Purshe Kaplan Sterling Investments
    • David Resch Of Cadaret Grant & Co.
    • Ronald Reilly Of Wells Fargo Clearing Services
    • Kevin Reding Of Key Investment Services
    • Gerald Randisi of Commonwealth Financial Network
    • Fredrick Randhahn Formerly With Sigma Financial
    • Bruce Golgowski Formerly With Founders Financial Securities
    • Michael Sabo of Raymond James Financial Services
    • Melinda Abood of UBS Financial Services
    • Stuart Godin Formerly With Western International Securities
    • Richard Russo formerly with Chelsea Financial Services
    • Michael Rulison of Morgan Stanley
    • Reed Rubin of Wells Fargo Clearing Services
    • Llewellyn Rowell of Woodbury Financial Services
    • Warren Rowe formerly with Oppenheimer & Co.
    • Samuel Ross of The O.N. Equity Sales
    • Kevin Roberts of Bankers Life Securities
    • Steven Glaeser of PFS Investments
    • John Roberts formerly with Benchmark Investments
    • Robert Gipson of Ingalls & Snyder
    • Karen Higgins of Ameriprise Financial Services
    • Michael Hickey of Wells Fargo Clearing Services
    • Brendan O’Connor of Lincoln Financial Advisors
    • Douglas Dawson of Northwestern Mutual Investment Services
    • Rick Davidson of Aegis Capital
    • Timothy Danahy of MML Investors Services
    • Timothy Daly of Janney Montgomery Scott
    • Michael Giokas formerly with Fortune Financial Services
    • Richard Fredette formerly with Cantella & Co.
    • Robert Friedmar of MML Investors Services
    • Frank Hemmen of Morgan Stanley
    • Robert Heller of United Planners’ Financial Services Of America
    • Anthony Dacruz of Morgan Stanley
    • Daniel Cunningham of MML Investors Services
    • Walter Hauser of Raymond James & Associates
    • Gregory Crance of OneAmerica Securities
    • Daniel Cooper of First Financial Equity
    • William Collins of Royal Alliance Associates
    • Jay Wells of Securities Service Network, Inc.
    • Jason Champion of MML Investors Services, LLC
    • Jarrett Dewelde of Equitable Advisors, LLC
    • Maria Hendershott of Raymond James & Associates, Inc.
    • Jeffrey Mathis of Next Financial Group, Inc.
    • Jeremy Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated
    • Jason Shelby of FSC Securities Corporation
    • Jeffrey Still of NYLife Securities LLC
    • Jason Valavanis of J.W. Cole Financial, Inc.
    • Jeffrey Vanover of Hilltop Securities Inc.
    • Beverly Barr of Parkland Securities
    • Les Barber of Royal Alliance Associates
    • Demos Argyros of Oppenheimer & Co
    • Ibrahim Arce of UBS Financial Services
    • James Applewhite of BB&T Securities
    • Alan Appelbaum of Aegis Capital
    • Alexander Altman of Janney Montgomery Scott
    • Kathleen Almulla of Cetera Advisor Networks
    • Peter Albano of LPL Financial
    • Paul Akre of Merrill Lynch
    • Melinda Abood of UBS Financial Services
    • Robert Harger of Harger And Company
    • David Harris formerly with MML Investors Services
    • Melvin Frank formerly with RBC Capital Markets
    • Perry Basch of Morgan Stanley
    • Patricia Bebber of Wells Fargo Clearing Services, LLC
    • Roger Bedillion of Lion Street Financial, LLC
    • Robert Berg of Cetera Advisor Networks LLC
    • Julian Gingold formerly with UBS Financial Services
    • Robin Blackman of IFP Securities, LLC
    • Russell Blum of International Assets Advisory, LLC
    • Rasikaran Boaz of Equitable Advisors, LLC
    • Richard Borgner of Wordon Capital Management LLC
    • Richard Braverman of Geneos Wealth Management, Inc.
    • Robert Brinckerhoff of Morgan Stanley
    • James Zegers of LPL Financial
    • James Warren of Geneos Wealth Management
    • James Shawver of Peak Brokerage Services
    • James Kar of Principal Securities
    • James Hunt of APW Capital
    • James Haselton of Edward Jones
    • Bela Gajary of Securian Financial Services
    • James Hager of Securities America
    • James Davenport of Sentinus-Halo Securities
    • James Appel of Centaurus Financial
    • James Alioto of Raymond James Associates
    • James Brocke of MML Investors Services, LLC
    • Jennifer Broderick of UBS Financial Services Inc.
    • Jeffrey Broten of Newbridge Securities Corp.
    • Doyle Brown of Sagepoint Financial, Inc.
    • Michael Brown of Cadaret Grant & Co., Inc.
    • Christopher Brown of Raymond James & Associates, Inc.
    • Gordon Bryan of Ameriprise Financial Services, LLC
    • Janet Burke of Ameriprise Financial Services, LLC
    • John Busco of Laidlaw & Company Ltd.
    • Manuel Escobar of NPA Asset Management, LLC
    • Michael Greenstone of Merrill Lynch Pierce Fenner & Smith
    • Dorine Harter formerly with NYLIFE Securities
    • Steven Gordon of RBC Capital Markets
    • Edward Colley of PFS Investments
    • Dawn Coleman-Hyman of Pruco Securities
    • Wilson Colberg-trigo of First Southern
    • Robert Cohen of Stifel Nicolaus Company
    • Bruce Ciallella of Cabot Lodge Securities
    • Charles Christiansen of Wells Fargo Clearing Services
    • Richard Casolari of Voya Financial Advisors
    • Mark Carroll of Morgan Stanley
    • James Farmer of LPL Financial LLC
    • Lynn Faust of Stifel, Nicolaus & Company, Inc.
    • John Carroll of Berthel Fisher & Company Financial Services
    • Anthony Fazio of Cetera Advisors LLC
    • Steven Feiertag of LPL Financial LLC
    • David Fenning of Morgan Stanley
    • Ante Feric of J.P. Morgan Securities LLC
    • William Byrd of B.B. Graham & Company
    • Thomas Finnegan of American Portfolios Financial Services, Inc.
    • Gerald Bye of MML Investors Services
    • Robert Fisk of Odeon Capital Group LLC
    • Jeffrey Fladell of RBC Capital Markets, LLC
    • Thomas Forbes of Morgan Stanley
    • Kenneth Farbizio of TIAA-CREF Individual & Institutional Services
    • Louise Fallica of American Portfolios Advisors
    • Daniel Fair of Davenport & Company
    • Floyd Ewing of Equitable Advisors
    • Brett Everhart of Raymond James Financial Services
    • Douglas Everett of Ameriprise Financial Services
    • Richard Elkin of Oppenheimer Co
    • Terrel Eisert of Peak Brokerage Services
    • Jimmy Driggers of Morgan Stanley
    • Michael Dowell of Morgan Stanley
    • Peter Deangelis of First Allied Securities, Inc.
    • John Demeo of Newbridge Securities Corp.
    • David Dewar of Stifel Nicolaus Company, Inc.
    • Marcious Dickerson of Centaurus Financial, Inc.
    • Arthur Dietz of Securities America, Inc.
    • Thomas Dilello of LPL Financial LLC
    • Paul Disantis of Securian Financial Services, Inc.
    • Steven Dolgin of Janney Montgomery Scott LLC
    • Scott Doll of LPL Financial LLC
    • Charles Doraine of NEXT Financial Group, Inc.
    • David Adams of Ameriprise Financial Services, LLC
    • David Boydell of Mutual Advisors, LLC
    • David Frankel of National Asset Management, Inc.
    • David Gwynn of H. Beck, Inc.
    • David Hale of Perigon Wealth Management, LLC
    • Dan Vismor of David Lerner Associates, Inc
    • David Lex of BMO Harris Financial Advisors, Inc.
    • Dean Nowak of Newbridge Securities Corp.
    • Darryl Tureaud of Berthel, Fisher & Company Financial Services, Inc
    • David Petoskey of LPL Financial LLC
    • Dennis Reeve of Cetera Investment Services LLC
    • David Reynolds of Allstate Financial Services, LLC
    • Danielle Stanton of LPL Financial, LLC
    • Daniel Pimental of Wells Fargo Advisors
    • David Monckton of Ameriprise Financial Services, LLC
    • Daniel McPherson of Cetera Advisors, LLC
    • David Gaffney of Wintrust Investments, LLC
    • Daniel Dillard of Union Capital Company
    • Darren Bobley of Raymond James Financial Services, Inc
    • David Bittermann of Oppenheimer & Co. Inc
    • Dennis Zeto of Investment Centers of America
    • Douglas Willmore of Western International Securities
    • Dennis Taylor of Taylor Capital Management
    • Dervinder Singh of Equitable Advisors
    • Dustin Shafer of Newbridge Securities Corporation
    • Diana Plucienkowski of Cetera Advisor Networks
    • Douglas Leone of Salomon Whitney Financial
    • Donald Kiley of Ausdal Financial Partners
    • Donald Durando of PHX Financial
    • Dimitrios Aivaliotis of Pinnacle Investments
    • Ekua Anyanful of LPL Financial LLC
    • Eddie Duncan of Triad Advisors LLC
    • Earle Evans of Vestech Securities, Inc.
    • Enrico Franco of TFS Securities, Inc.
    • Elaine Lacerte of Morgan Stanley
    • Eric Nichols of TCFG Wealth Management, LLC
    • Elliot Packer of Securities America, Inc.
    • Edward Spence of Equitable Advisors, LLC
    • Edward Taliaferro of Robert W. Baird Co. Inc.
    • Edward Yoon of First Allied Securities, Inc.
    • Eric Tom of MML Investors Services?
    • Frank Nickey of CUSO Financial Services L.P.
    • Ernest Martinez of SagePoint Financial
    • Galen Kopman of Centaurus Financial
    • Felipe Gomez of J.P. Morgan Securities
    • Eugene Faierman of Ameriprise Financial Services
    • Frank Coussens of Ameriprise Financial Services
    • Ernest Bush of Liberty Partners Financial Services
    • Frederick Baerenz of Kalos Capital
    • Francis Aurino of Morgan Stanley
    • Gloria Barbier of Equitable Advisors, LLC
    • George Byykkonen of LPL Financial LLC
    • Geoffrey Chapin of Innovation Partners LLC
    • Giustino Destefano of Securities America, Inc.
    • Gerald Fasanella of Cetera Advisors LLC
    • Gihan Fernando of BOK Financial Securities, Inc.
    • Gary Goldberg of Centaurus Financial, Inc.
    • Gary Hughes of Concorde Investment Services, LLC
    • George Ly of LPL Financial LLC
    • Heather Weber of Merrill Lynch
    • Harold Weber of Aegis Capital
    • Gordon Shalek of Ameriprise Financial Services
    • Gregory Matsen of First Allied Securities
    • Gregory Kinkead of Centaurus Financial
    • Guy Harrigan of Lion Street Financial
    • Gregory Dean of Worden Capital Management
    • Harry Carroll of MML Investors Services
    • Harvey Berk of Kestra Investment Services
    • Harry Barth of Crown Capital Securities L.P.
    • Janet Broyles of LPL Financial LLC
    • Isaac Chan of Cetera Investment Services LLC
    • Howard Ginkel of Edward Jones
    • Herman Kahn of Kestra Investment Services
    • Henry Krich of Wells Fargo Clearing Services, LLC
    • Holly Mantei of State Farm VP Management Corp.
    • Jacob Mohr of Merrill Lynch, Pierce, Fenner & Smith Inc.
    • James Parrelly of Investment Planners, Inc.
    • Indra Ramsahai of Joseph Stone Capital
    • James Shelby of FSC Securities Corporation
    • Cory Williams of Taylor Capital Management Inc
    • Curtis Whipple of Kalos Capital, Inc
    • Clara Tang of Cetera Investment Services, LLC
    • Craig Snyder of LPL Financial, LLC
    • Christopher Robinson of NTB Financial Corporation
    • Clovis Morrison of Centaurus Financial, Inc
    • Christopher Keelin of Money Concepts Capital Corp
    • Corey Hart of Hightower Securities, LLC
    • Coleman Devlin of IFS Securities
    • Cynthia Cowden of NPB Financial Group, LLC
    • Mark Trewitt of VFG Securities, Inc.
    • Joseph Roop of Dempsey Lord Smith, LLC
    • Mark Reffett of Arkadios Capital
    • Allen Neuenschwander of G.F. Investment Services, LLC
    • Michael Maloney of First Allied Securities, Inc.
    • Michael Lucia of Brokers International Financial Services, LLC
    • Lisa Jackson of Avantax Investment Services, Inc.
    • Kristine Howell of Sigma Financial Corporation
    • Myron Erstad of Triad Advisors LLC
    • Kenneth Barroga of Crown Capital Securities, L.P.
    • Wesley Foltz of Prospera Financial Services
    • Timothy Banks of The Worley Banks Group
    • Samuel Gramentz of Northland Securities
    • Preston Bellaire of MML Investors Services
    • Patricia Gleason of Cetera Advisors
    • Robert Denouden of Sagepoint Financial
    • Richard Ragold of Capitol Securities Management
    • Steven Colacurcio of Dawson James Securities
    • Richard Riggenbach of Woodbury Financial Services
    • Scott Kaup of Cetera Advisor Networks
    • Bruce Linger of Lincoln Financial Advisors Corporation
    • Brian Donnelly of First Allied Securities, Inc.
    • Cara Miller of Mariner Wealth Advisors
    • Brett Ramsey of Waddell Reed
    • Brian Roth of Newbridge Securities Corporation
    • Brendan Shaw of Integrated Advisors Network
    • Brian Jackson of Wells Fargo Clearing Services, LLC
    • Cameron Benson of Beacon Capital Management, LLC
    • Bradford Watt of Colorado Financial Service Corporation
    • Brett Weichbrod of Sagepoint Financial, Inc.
    • Anthony Brown of Allstate Financial Services
    • Anida Venniro of LPL Financial
    • Benjamin Young of Securities America
    • Archibald Mcmichael of Lifemark Securities
    • Andrew Melikidse of Sagepoint Financial
    • Anthony Lesica of Ameriprise Financial Services
    • Arnold Kuhs of Equitable Advisors
    • Andrew Nardella of First Allied Securities
    • Barry Pechenik of Morgan Stanley
    • Blair Horne of Morgan Stanley
    • Andre Scarpa of J.P. Morgan Securities LLC
    • Albert Foronda of Spartan Capital Securities, LLC
    • Aaron Brodt of Ashton Thomas Private Wealth
    • Aaron Adcock of CapFinancial Securities, LLC
    • Andrew Dziedzic of Geneos Wealth Management, Inc.
    • Adam Lunceford of LPL Financial LLC
    • Allen Mckell of FSC Securities
    • William Fenwick of First Kentucky Securities
    • Alfred Bonardi of Oppenheimer & Co. Inc.
    • Alan Vandeweerd of Securities America, Inc.
    • Chad Allen of Oppenheimer & Co. Inc.
    • Charles Darrow of American Portfolios Financial Services, Inc.
    • Carolyn Hemann of Ameriprise Financial Services, LLC
    • Carlton Higbie of Morgan Stanley
    • Charles McLean of Sigma Financial Corporation
    • Cary Moskowitz of UBS Financial Services Inc.
    • Chandrakumar Rajaratnam of LPL Financial LLC
    • Charles Rosenberg of Stifel, Nicolaus & Company
    • Carlos Salazar of LPL Financial LLC
    • Christopher Waterbury of Charles Schwab & Co
    • Christopher Risher of First Allied Securities, Inc
    • Christopher Passero of Money Concepts Capital Corp
    • Charles Natt of Morgan Stanley
    • Christina Nash of Royal Alliance Associates, Inc
    • Christopher Larochelle of DFPG Investments, LLC
    • Christopher Fess of KCD Financial, Inc
    • Christopher Fernan of Salomon Whitney Financial
    • Christopher Fallon of MML Investors Services, LLC
    • Christopher Tolmacs of Triad Advisors, Inc
    • Deborah Shuster of Cambridge Investment Research, Inc
    • Gerald Repasz of Ausdal Financial Partners, Inc
    • David Neumann of Cambridge Investment Research, Inc
    • Jason Jaynes of Wells Fargo Clearing Services, LLC
    • Douglas Hyer of First Allied Securities, Inc
    • John Cirelli of Concorde Investment Services, LLC
    • Frederick Atiyeh of Crown Capital Securities, L.P.
    • Daniel Ascani of LPL Financial, LLC
    • Jeffrey Armstrong of LPL Financial, LLC
    • Benjamin Barbour of Kalos Capital, Inc.
    • Brian Bjerke of LPL Financial LLC
    • William Davis of Janney Montgomery Scott LLC
    • Wendy Holmes of UBS Financial Services Inc.
    • Billy Martin of Cetera Advisors LLC
    • William McDonald of Valic Financial Advisors, Inc.
    • Christopher Neston of Ausdal Financial Partners, Inc.
    • William Ornstein of The GMS Group, LLC
    • Andrew Perri of Berthel, Fisher & Company Financial Services, Inc.
    • William Shreve of UBS Financial Services Inc.
    • Richard Bernstein of Wells Fargo Clearing Services, LLC
    • Robert Jennis of Securian Financial Services, Inc.
    • Richard Kaplan of Legacy Asset Securities, Inc.
    • Rodrigue Lors of Wilmington Capital Securities, LLC
    • Ronald Mims of PFS Investments Inc.
    • Russell Rabito of UBS Financial Services Inc.
    • Ronald Radner of Raymond James Financial Services, Inc.
    • Robert Rotunno of Worden Capital Management LLC
    • Richard Sica of Merrill Lynch, Pierce, Fenner & Smith, Inc.
    • Rebecca Ward of Bankers Life Securities, Inc.
    • Trevor Rahn of J.P. Morgan Securities, LLC
    • Todd Perry of UBS Financial Services Inc.
    • Stuart Pearl of David A. Noyes & Company
    • Samuel Lek of Lek Securities Corporation
    • Ryan LeBlanc of LPL Financial, LLC
    • Stephen Ferencik of Arkadios Capital
    • Thomas Duggan of Aegis Capital Corp.
    • Simon Clarke of UBS Financial Services Inc
    • Scott Brown of Royal Alliance Associates, Inc
    • Philip Sparacino of First Standard Financial Company, LLC
    • Ortal Shacar of UBS Financial Services Inc
    • Mohammad Sarhan of J.P. Morgan Securities, LLC
    • Paul Roy of Ameriprise Financial Services, LLC
    • Patrick Perugino of Craft Capital Management, LLC
    • Randall Krenzin of Morgan Stanley
    • Patrick Kerwin of Vanguard Marketing Corporation
    • Peter Janssen of Janssen Partners, Inc
    • Nancy Glassman of Morgan Stanley
    • Paul Dipietro of Pinnacle Investments, LLC
    • Kevin Schaefer of Wells Fargo Clearing Services, LLC
    • Louis Olave of Lincoln Investment
    • Lisa Kulhavi of LPL Financial, LLC
    • Joseph Kelly of Spartan Capital Securities, LLC
    • Jose Huerfano of J.P. Morgan Securities, LLC
    • Lawrence Fawcett of WestPark Capital, Inc
    • Kevin Cook of Equitable Advisors, LLC
    • Kent Bowman of Royal Alliance Associates, Inc
    • Joshua Autenrieth of NYLife Securities, LLC
    • Joseph Alagna of Joseph Gunnar & Co. LLC
    • Matthew Baker of Woodbury Financial Services, Inc.
    • Marc Friedson of RBC Capital Markets, LLC
    • Matthew Gaer of Aegis Capital Corp.
    • Mark Hopkins of American Portfolios Financial Services, Inc.
    • Michael Koehn of Park Avenue Securities LLC
    • Margaret Laquidara of Cetera Investment Services LLC
    • Michael Norman of NYLife Securities LLC
    • Melvin Payne of PHX Financial, Inc.
    • Michael Sims of Wedbush Securities Inc.
    • Mark Zeller of UBS Financial Services Inc.
    • James Seijas of Wells Fargo
    • Gregory OBrien of PHX Financial, Inc
    • George Nikolakakos of Four Points Capital Partners
    • James Knee of Voya Financial Advisors, Inc
    • Herbert Hafen of Wells Fargo
    • Jacquin Fink of Merrill Lynch
    • Jefferey Dyra of Bankers Life Securities, Inc
    • Jeremy Rosen of Nationwide Planning Associates Inc.
    • Harold Collins of LPL Financial
    • Jonathan Upton of LPL Financial LLC
    • Gregory Collier of Raymond James Financial Services, Inc
    • John Torres of J.P. Morgan Securities LLC
    • Jeffrey Parks of Synovus Securities, Inc.
    • Jeremy Mckitrick of Edward Jones
    • James Anderson of Ameritas Investment Corp
    • Jeffrey Larson of Arete Wealth Management, LLC
    • John Kesner of Cuna Brokerage Services, Inc.
    • Jess Hurst of Cetera Advisors LLC
    • Jeffrey Glenn of BBVA Securities Inc.
    • Jose Casellas of Merrill Lynch, Pierce, Fenner & Smith Inc.
    • Evan Schottenstein of J.P. Morgan Securities
    • Frederick Schiller of Morgan Stanley
    • Eladio Santiago of Cambridge Investment Research, Inc
    • Eric Rapczyk of National Securities Corporation
    • Felipe Lopes of XP Investments US, LLC
    • Emmett Johnson of LPL Financial, LLC
    • Gabriel Gulotta of BBVA Securities, Inc
    • Edward Delaney of Edward Jones
    • Douglas Bray of J.P. Morgan Securities, LLC
    • Frank Avallone of National Securities Corporation
    • Anthony Vultaggio of American Capital Partners, LLC
    • Andrew Vitek of Janney Montgomery Scott, LLC
    • Amit Patel of J.P. Morgan Securities, LLC
    • Alexis Intili of Allstate Financial Services, LLC
    • Barry Horowitz of Lincoln Financial Securities Corporation
    • Andrew Harris of Commonwealth Financial Network
    • Anthony Hall of Edward Jones
    • David Wilson of Merrill Lynch, Pierce, Fenner & Smith Inc.
    • David White of Wells Fargo Cleaning Services, LLC
    • Arthur Grossbard of Ameriprise Financial Services, LLC
    • David Moran of UBS Financial Services Inc.
    • David Rockwell of Cetera Advisor Networks LLC
    • Dale Roehrich of Parkland Securities, LLC
    • Daniel Lauletta of MML Investors Services, LLC
    • Austin Dutton of American Trust Investment Services, Inc
    • Daniel Soliman of J.P Morgan Securities, LLC
    • Cynthia Komarek of Sagepoint Financial, Inc.
    • Donald Dever of UBS Financial Services Inc.
    • Daniel Brunette of First Allied Securities, Inc.
    • Adam Boyce of Citizens Securities, Inc
    • Brian Btesh of Northwestern Mutual Investment Services, LLC
    • Bryan Davidson of BMO Harris Financial Advisors, Inc.
    • Charles Howell of Bankers Life Securities, Inc.
    • Charles Lee of Bankers Life Securities, Inc.
    • Benjamin Marcano of Wells Fargo Clearing Services, LLC
    • Brandon Potter of J.P. Morgan Securities, LLC
    • Christopher Swan of BB&T Securities, LLC
    • Catherine Toca of Merill Lynch, Pierce, Fenner and Smith, Inc.
    • Christopher Tuck of LPL Financial LLC
    • Christopher Wright of Center Street Securities, Inc.
    • Wayne Wagner of Securities America, Inc
    • Shaun Stein of National Securities Corporation
    • Satya Shaw of Center Street Securities, Inc
    • Richard Rokala of The Oak Ridge Financial Services Group, Inc
    • Willard Pugh of National Securities Corporation
    • Martin Gruner of Morgan Stanley
    • Yann Faho of Aegis Capital Corp
    • Adam Epstein of UBS Financial Services INC
    • Michael Boothe of International Assets Advisory, LLC
    • Paul Berkman of Ameriprise Financial Services, LLC
    • Edward Winokur of Oppenheimer & Co. Inc
    • Ernest Robinson of Dawson James Securities, Inc
    • Gregory Ricker of Westpark Capital, Inc
    • Gary Pevey of Mutual Securities, Inc
    • Manish Mukhi of Ameriprise Financial Services, LLC
    • James Kirchner of Cabot Lodge Securities, LLC
    • Kevin Dooley of Equitable Advisors, LLC
    • Inigo Domenech of Jefferies LLC
    • Jeffrey Darwish of SIGMA Financial Corporation
    • Jeffrey Christenson of Cetera Advisors, LLC
    • Miaojun Yuan of Woodbury Financial Services, Inc.
    • Mark Thompson of Arkadios Capital
    • John Slipek of Alexander Capital, L.P.
    • Michael Sievert of Arkadios Capital
    • Timothy Vanlohuizen of Sagepoint Financial, Inc.
    • Todd Anderson of Benchmark Investments, Inc.
    • Kevin Barbalace of Corinthian Partners, LLC
    • William Baum of Great American Investors, Inc.
    • Christopher Bowman of Aeon Capital Inc.
    • Denis Drummey of Ameriprise Financial Services, Inc.
    • Aleksandr Osaulenko of First Standard Financial Company LLC
    • David Mirolli of Kalos Capital, Inc.
    • Trevor Gordon of Sandlapper Securities, LLC
    • David Krumrey of Oppenheimer & Co. Inc.
    • Jimmy Makris of Calton & Associates, Inc
    • Mark Just of Triad Advisors, LLC
    • Joseph Hain of Noble Capital Markets, Inc
    • Jeffrey Gitterman of Vanderbilt Securities, LLC
    • Joseph Chu of RBC Capital Markets, LLC
    • Joanne Christianson of Capital Financial Services, Inc
    • Stephen Jaffe of Oppenheimer & Co. Inc.
    • Thomas Laws of HD Vest Investment Services
    • Robert Micone of LPL Financial LLC
    • Regan Rohl of Wells Fargo Advisors Financial Network, LLC
    • Ryan Palenske of BBVA Securities Inc.
    • Phillip Smelser of Cambridge Investment Research, Inc.
    • Steven Skipper of LPL Financial LLC
    • Nicholas Travascio of LPL Financial LLC
    • Robert Turley of Independent Financial Group, LLC
    • Robert Wolfe of Goldman Sachs & Co. LLC
    • Edward Balmes of Moloney Securities Co., Inc.
    • Daniel Beech of Western International Securities, Inc.
    • Frank Briseno of FSC Securities Corporation
    • Gary Ginsberg of Ameriprise Financial Services, LLC
    • James Kirchner of Cabot Lodge Securities LLC
    • Drew Wiener of SW Financial
    • Curtis Smiley of Primex
    • James McPherson of Great Point Capital LLC
    • Enrique Lopez of Arkadios Capital
    • Delio Londono of Sagepoint Financial, Inc.
    • Tim Hemingway of Smith, Brown & Groover, Inc.
    • Nicholas Finn of UBS Financial Securities, Inc.
    • Mary Evans of Mutual Securities, Inc.
    • Thomas Bock of Mutual Securities, Inc.
    • William Baumner of Tradespot Markets, Inc.
    • Ryan Tarjanyi of Trustmont Financial Group, Inc.
    • Mitchell Voss of Mutual Securities, Inc.
    • Wesley Sorensen of Principal Securities, Inc.
    • Philip Smith of Equitable Advisors, LLC
    • Ryan Sabol of Mutual Securities, Inc.
    • Jarek Christian of Cambria Capital, LLC
    • David Hicks of Triad Advisors LLC
    • James Geake of Madison Avenue Securities, LLC
    • Gregory Gann of LPL Financial LLC
    • Alvery Bartlett of Aegis Capital Corp.
    • Jeffrey Miller of American Portfolios Financial Services, Inc.
    • Scott Ozer of Emerson Equity LLC
    • Mark Robare of Triad Advisors LLC
    • Amy Seltzer of Cambridge Investment Research, Inc.
    • David Wall of Voya Financial Advisors, Inc.
    • Barry Speyer of Morgan Stanley
    • Steven Netzel of Madison Avenue Securities, LLC
    • Christopher Miller of Emerson Equity, LLC
    • William McLaughlin of Coastal Equities, Inc.
    • Andre Labarbera of Titus Rockefeller, LLC
    • Charles Kulch of Next Financial Group, Inc
    • Michael Haffling of Kalos Capital, Inc
    • Robert Ginsberg of Woodbury Financial Services, Inc
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    • Mark Barrand of Ameriprise Financial Services, LLC
    • Jeffrey Weiner of Pruco Securities, LLC
    • John Orlando of SW Financial
    • James Kelly of UBS Financial Services, Inc
    • Jonathan Hendrickson of Thrivent Investment Management, Inc
    • Gary Hammond of Hornor, Townsend & Kent, Inc
    • Jeffrey Goodstein of Morgan Stanley
    • Kirk Gill of Taylor Capital Management, Inc
    • Jason Dworak of UBS Financial Services, Inc
    • James Daughtry of Kestra Investment Services, LLC
    • Ken Balser of Cetera Advisors, LLC
    • Andrew Miles of Green Vista Capital, LLC
    • Thomas McDonald of McDonald Partners, LLC
    • Meredith McCutchen of Moody Securities, LLC
    • Adam Lopez of Country Capital Management Company
    • Joseph Leonczyk of Commonwealth Financial Network
    • Robert Kasten of Securities America, Inc
    • Steven Jennings of National Securities Corporation
    • Patrick Dwyer of Merrill Lynch
    • Gerald Dewes of Cadaret, Grant & Co.
    • Robert Buffington of Aegis Capital Corp.
    • Eric Wittenberg of UBS Financial Services Inc
    • David Taddeo of LPL Financial LLC
    • Christopher Scalese of Summit Brokerage Services, Inc
    • Edward Rudiger of Reid & Rudiger LLC
    • Benjamin Lowder of MSI Financial Services, Inc.
    • Francisco Leon of Cetera Investment Services LLC
    • Bret Hartman of LPL Financial, LLC
    • Darrin Farrow of Triad Advisors, Inc
    • Diana Ceylan of Oppenheimer & Co. Inc
    • John Bankhead of Morgan Stanley
    • Ronald Birnbaum of Advisory Group Equity Services Ltd.
    • Karl Foust of H.D. Vest Investment Services
    • Michael Greenfield of Newbridge Securities Corporation
    • Nina Jessee of Cetera Advisors, LLC
    • Darren Kubiak of Kalos Capital, Inc
    • Genevieve Mar of Berthel, Fisher & Company Financial Services, Inc
    • David Melilli of Cambridge Investment Research, Inc
    • Matthew Perry of Stifel, Nicolaus & Company, Inc
    • Eric Weschke of Kalos Capital, Inc
    • John Wyshak of Raymond James & Associates, Inc
    • Sam Aziz of David A. Noyes & Company
    • Bryon Martinsen of Centaurius Financial, Inc
    • Carlos Legaspy of Insight Securities Inc
    • Kevin Canterbury of Coastal Equities Inc
    • Michael Packman of Axiom Capital Management, Inc
    • Michael Paesano of Morgan Stanley
    • Jingbo Pan of Vestech Securities, Inc
    • Luis Rosario of Oppenheimer & Co. Inc
    • Kevin Wilson of Worden Capital Management LLC
    • Kevin Rainwater of ACG Wealth Inc.
    • Derrick Trussell of PFS Investments, Inc
    • John Tarpinian of Paulson Investment Company, LLC
    • Angelo Talebi of Independent Financial Group, LLC
    • Shlomo Strugano of First Allied Securities, Inc
    • Jon Pariser of Independent Financial Group, LLC
    • Roderick Von Lipsey of UBS Financial Services, Inc
    • Marshall Isaacson of Newbridge Securities Corporation
    • John Hoidas of Uhlmann Price Securities, LLC
    • Gabriel Block of First Standard Financial Company, LLC
    • Angel Bardeche of Ameriprise Financial Services, Inc.
    • Robert David Jr. of Morgan Stanley
    • Bart Bohrer of Calton & Associates, Inc
    • David Bibo of Western International Securities, Inc
    • Christopher Bennett of J.J.B. Hilliard, W.L. Lyons, LLC
    • Adam Belardino of MML Investors Services, LLC
    • Donald Waage of Capital Financial Services, Inc
    • Michael Mackay of Transamerica Financial Advisors, Inc
    • Gerardo Latimer-Janer of Morgan Stanley
    • Jason Woods of Thurston, Springer, Miller, Herd & Titak, Inc
    • Donald Woods of Thurston Spring Financial
    • Jerry Raines of HD Vest Investment Services
    • Andre Davis of Paulson Investment Company, LLC
    • Daniel Raupp of Concorde Investment Services, LLC
    • Robert Scott of Emerson Equity, LLC
    • William Thon of Merrill Lynch
    • Lawrence Labine of Newbridge Securities Corporation
    • Pamela Lizanich of NY Life
    • Apostolos Pitsironis of Janney Montgomery Scott
    • John Pronovost of Cambridge Investment Research, Inc
    • Dennis Ayer of Hilltop Securities
    • Richard Gregory George of Morgan Stanley
    • Timothy W. Augustin of Western International Securities
    • William Helms Humbarer of NY Life
    • Steven Roland Knuttila of Capital Financial Services, Inc
    • Dawn Bennet of Western International Securities
    • Jeffrey Cohen of Moloney Securities Co., Inc
    • Gerard Joesph Costello of UBS Financial Services, Inc
    • Jonathan D. Freeze of Fortune Financial Services, Inc
    • Kevin C. Fretz of LPL Financial, LLC
    • Jay Ambroson with Gould, Ambroson & Associates
    • Joseph Michaletz of DAI Wealth
    • George Merhoff of Cetera Advisors
    • Dana Hawkins of Centaurus Financial
    • Charles Evans of MML Investors
    • Jason P. Brienen Formerly With Raymond James Financial Services
    • Steven P. Reznik Formerly With Raymond James Financial Services
    • David H. Miller of Peachcap Securities
    • Michael Fahsholtz Formally With Stifel, Nicolaus & Co.
    • Mark Alan Cline With National Securities Corporation
    • James Thomas Booth Formerly With LPL Financial
    • Ashley Woodard of NY Life
    • Scott Rosenberg of UBS Financial Services
    • Ronald Metcalf of Voya Financial Advisors
    • Ricky Mantei of Centaurus Financial
    • Marcello Lattuca of NBC Securities
    • Jeffrey Labelle of LPL Financial
    • Luke Johnson of Coastal Equities
    • Sonia Attkiss of UBS Financial Services
    • Dennis Haywood of Crown Capital
    • Jim Flynn of Flynn Wealth Management
    • Shawn Davis of Uncommon Capital
    • Cindy Chiellini of Centaurus Financial
    • Hugh Barndollar of Crown Capital
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