14 de diciembre de 2024

Mary Beth Spuhler Anteriormente Con Osaic Wealth, Inc. DESPIDO

¿LE CAUSÓ MARY BETH FISHER SPUHLER PÉRDIDAS EN SUS INVERSIONES? Mary Beth Spuhler Formerly With Osaic Wealth, Inc. fue despedida el 6 de septiembre de 2024, por participar en transacciones personales con clientes sin la aprobación previa del corredor-agente. Mary Beth Spuhler Historia de Empleo y Terminación Divulgaciones Mary Beth Spuhler Banderas rojas y sus derechos como inversionista Independientemente de si un laudo arbitral se entró, se produjo un acuerdo, o la queja del cliente se presentó, la terminación de Mary Beth Spuhler es una bandera roja que debe poner a todos los clientes actuales y anteriores de Mary Beth Spuhler en con Osaic Wealth, Inc. en alerta para revisar cuidadosamente la actividad y el rendimiento de sus cuentas y la pregunta de si Mary Beth Spuhler participado en cualquier mala conducta corredor de bolsa que puede haber causado pérdidas de inversión. El gran número de quejas de clientes en Osaic Wealth, Inc. también plantea dudas sobre las prácticas de supervisión de la empresa de corretaje. Si estas señales de alarma le plantean dudas, llámenos y le informaremos de sus derechos como inversor. ¿Perdió dinero debido a la mala conducta de un corredor? Si ha perdido dinero debido a negligencia o fraude por parte de un corredor de bolsa o asesor, la forma más fácil de saber si tiene un caso es llamar a nuestra oficina al 800-732-2889. Nuestros abogados especializados en fraudes de inversión evaluarán su reclamación de forma gratuita y le dirán si podemos ayudarle a recuperar sus pérdidas. ¿Necesita ayuda legal? Hablemos o llámenos al 561-338-0037. Presentar una reclamación para recuperar sus pérdidas de inversión en con Osaic Wealth, Inc. Debido A Mary Beth Spuhler Si usted tiene preguntas acerca de Osaic Wealth, Inc. y / o Mary Beth Spuhler y la gestión o el rendimiento de sus cuentas, por favor póngase en contacto con el abogado Pearce para una consulta inicial gratuita a través de correo electrónico o llamada gratuita al 1-800-732-2889.

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29 de octubre de 2024

Marat Likhtenstein de Osaic Wealth, Inc. DESPIDO

¿LE CAUSO MARAT LIKHTENSTEIN PERDIDAS DE INVERSION? Marat Likhtenstein Anteriormente con Osaic Wealth, Inc. fue despedido el 7 de junio de 2024, por no revelar transacciones de préstamos personales con un cliente Marat Likhtenstein Historial de empleo y terminación Marat Likhtenstein tiene más de dos décadas de experiencia en la industria de valores, habiendo trabajado para firmas como Osaic Wealth, Inc. (2018-2024), Signator Investors, Inc. (2001-2018) y Park Avenue Securities LLC. (1999-2001) Aprobó dos exámenes generales de industria/productos y dos exámenes multiestatales de derecho de valores y mantuvo registros en múltiples firmas, principalmente en Nueva York. Fue despedido por Osaic Wealth, Inc. el 7 de junio de 2024, debido a que no reveló transacciones de préstamos personales con un cliente. Posteriormente, el 5 de agosto de 2024, fue excluido permanentemente por FINRA después de que se negó a cooperar con su investigación, proporcionar documentos e información solicitados y no se presentó a declarar. Acontecimientos de divulgación: Alegación: Terminado por no revelar transacciones de préstamos personales con un cliente. Fecha de la Acción Regulatoria: Agosto 5, 2024 Regulador: FINRA Alegación: Likhtenstein no proporcionó documentos y no compareció para testificar según lo solicitado por FINRA, en relación con una divulgación en un Formulario U5 presentado por Osaic Wealth, Inc. declarando que no divulgó préstamos personales con un cliente. Resolución: Inhabilitación permanente de todas las capacidades. Fecha de terminación: 7 de junio de 2024 Firma: Osaic Wealth, Inc. Marat Likhtenstein Red Flags & Your Rights As An Investor Independientemente de si un laudo arbitral se entró, se produjo un acuerdo, o la queja del cliente fue presentada, la terminación de Marat Likhtenstein es una bandera roja que debe poner a todos los clientes actuales y anteriores de Marat Likhtenstein en Osaic Wealth, Inc. en alerta para revisar cuidadosamente la actividad y el rendimiento de sus cuentas y cuestionar si Marat Likhtenstein participado en cualquier mala conducta corredor de bolsa que les puede haber causado pérdidas de inversión. El gran número de quejas de clientes en Osaic Wealth, Inc. también plantea dudas sobre las prácticas de supervisión de la empresa de corretaje. Si estas señales de alarma le plantean dudas, llámenos y le informaremos de sus derechos como inversor. ¿Perdió dinero debido a la mala conducta de un corredor? Si ha perdido dinero debido a negligencia o fraude por parte de un corredor de bolsa o asesor, la forma más fácil de saber si tiene un caso es llamar a nuestra oficina al 800-732-2889. Nuestros abogados especializados en fraudes de inversión evaluarán su reclamación de forma gratuita y le dirán si podemos ayudarle a recuperar sus pérdidas. ¿Necesita ayuda legal? Hablemos o llámenos al 561-338-0037. Presente una reclamación para recuperar sus pérdidas de inversión en Osaic Wealth, Inc. Debido A Marat Likhtenstein Si usted tiene preguntas sobre Osaic Wealth, Inc. y/o Marat Likhtenstein y la gerencia o el funcionamiento de sus cuentas, entre en contacto con por favor a abogado Pearce para una consulta inicial libre vía email o gratis en 1-800-732-2889.

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30 de julio de 2024

Karen Emma de Osaic Wealth, Inc. Reseñas

¿LE CAUSO KAREN MARIE EMMA PERDIDAS EN SUS INVERSIONES? Karen Emma De Osaic Wealth, Inc. Tiene 3 Quejas de Clientes por Supuesta Mala Conducta del Corredor Karen Emma Quejas y Reseñas de Clientes El reporte de Karen Marie Emma lista tres disputas de clientes: Acusaciones contra Karen Emma Karen Emma Red Flags & Your Rights As An Investor Por supuesto, Karen Emma no admitió ninguna de las acusaciones. Pero independientemente de que se haya dictado un laudo arbitral, se haya llegado a un acuerdo o la reclamación del cliente siga pendiente, las alegaciones formuladas por los clientes son señales de alarma que deberían poner en alerta a todos los clientes actuales y anteriores de Karen Emma en Osaic Wealth, Inc. para que revisen detenidamente la actividad y el rendimiento de sus cuentas y se pregunten si Karen Emma ha incurrido en alguna conducta indebida como agente de bolsa que pueda haberles causado pérdidas en sus inversiones. El gran número de quejas de clientes en Osaic Wealth, Inc. también plantea dudas sobre las prácticas de supervisión de la empresa de corretaje. Si estas señales de alarma le plantean dudas, llámenos y le informaremos de sus derechos como inversor. ¿Perdió dinero debido a la mala conducta de un corredor? Si ha perdido dinero debido a negligencia o fraude por parte de un corredor de bolsa o asesor, la forma más fácil de saber si tiene un caso es llamar a nuestra oficina al 800-732-2889. Nuestros abogados especializados en fraudes de inversión evaluarán su reclamación de forma gratuita y le dirán si podemos ayudarle a recuperar sus pérdidas. ¿Necesita ayuda legal? Hablemos o llámenos al 561-338-0037. Presente una reclamación para recuperar sus pérdidas de inversión en Osaic Wealth, Inc. debido a Karen Emma Si usted tiene preguntas acerca de Osaic Wealth, Inc. y/o Karen Emma y la gestión o el rendimiento de sus cuentas, por favor póngase en contacto con el abogado Pearce para una consulta inicial gratuita por correo electrónico o llamando gratis al 1-800-732-2889.

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18 de junio de 2024

Marc Minor de Osaic Wealth, Inc. Reseñas

¿LE CAUSÓ MARC GREGORY MINOR PÉRDIDAS EN SUS INVERSIONES? Marc Minor de Osaic Wealth, Inc. Y Anteriormente Con Woodbury Financial Services, Inc. Tiene 5 Quejas de Clientes por Supuesta Mala Conducta de Corredor Marc Minor Quejas y Reseñas de Clientes El historial de Marc Gregory Minor incluye cinco disputas de clientes: Acusaciones contra Marc Minor Marc Minor Red Flags & Your Rights As An Investor Por supuesto, Marc Minor no admitió ninguna de las acusaciones. Pero independientemente de si un laudo arbitral se introdujo, se produjo un acuerdo, o la queja del cliente sigue pendiente, las alegaciones formuladas por los clientes son banderas rojas que deben poner a todos los clientes actuales y anteriores de Marc Minor en Osaic Wealth, Inc. y Woodbury Financial Services, Inc. en alerta para revisar cuidadosamente la actividad y el rendimiento de sus cuentas y cuestionar si Marc Minor ha participado en cualquier mala conducta corredor de bolsa que les puede haber causado pérdidas de inversión. El gran número de quejas de los clientes en Osaic Wealth, Inc. y Woodbury Financial Services, Inc. también plantea dudas sobre las prácticas de supervisión de las empresas de corretaje. Si estas señales de alarma le plantean dudas, llámenos y le informaremos de sus derechos como inversor. ¿Perdió dinero debido a la mala conducta de un corredor de bolsa? Si ha perdido dinero debido a negligencia o fraude por parte de un corredor de bolsa o asesor, la forma más fácil de saber si tiene un caso es llamar a nuestra oficina al 800-732-2889. Nuestros abogados especializados en fraudes de inversión evaluarán su reclamación de forma gratuita y le dirán si podemos ayudarle a recuperar sus pérdidas. ¿Necesita ayuda legal? Hablemos o llámenos al 561-338-0037. Presentar una reclamación para recuperar sus pérdidas de inversión en Osaic Wealth, Inc. Debido a Marc Minor Si usted tiene preguntas acerca de Osaic Wealth, Inc., Woodbury Financial Services, Inc. y / o Marc Minor y la gestión o el rendimiento de sus cuentas, por favor póngase en contacto con el abogado Pearce para una consulta inicial gratuita por correo electrónico o gratis al 1-800-732-2889.

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17 de junio de 2024

James McDermott of Osaic Wealth, Inc

DID JAMES DANIEL MCDERMOTT CAUSE YOU INVESTMENT LOSSES? James McDermott Of Osaic Wealth, Inc. And Formerly With Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct James McDermott Customer Complaint and Reviews James McDermott’s professional history includes significant negative disclosures: Allegations Against James McDermott These allegations paint a picture of a broker who may have engaged in questionable financial practices. James McDermott Red Flags & Your Rights As An Investor Of course, James McDermott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McDermott at Osaic Wealth, Inc. and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James McDermott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To James McDermott  If you have questions about Osaic Wealth, Inc., Raymond James & Associates, Inc. and/or James McDermott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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9 de mayo de 2024

Mark Mappa of Osaic Wealth, Inc

DID MARK ALAN MAPPA CAUSE YOU INVESTMENT LOSSES? Mark Mappa Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Mappa Customer Complaints Mark Mappa has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  Kestra Investment Services settled all 3 customer complaints that involved in the FINRA arbitration proceedings for Mark Mappa’s alleged misconduct in favor of the investors. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Mappa Red Flags & Your Rights As An Investor Of course, Mark Mappa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mappa at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mappa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Mark Mappa  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Mark Mappa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2024

Jack Yvars of Osaic Wealth, Inc

DID JACK W YVARS CAUSE YOU INVESTMENT LOSSES? Jack Yvars Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jack Yvars Customer Complaints Jack Yvars has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have evolved into FINRA arbitration proceedings filed against Osaic Wealth, formerly known as Royal Alliance Associates for Jack Yvars alleged misconduct, and still pending. Allegations Against Jack Yvars A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jack Yvars Red Flags & Your Rights As An Investor Of course, Jack Yvars did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Yvars at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jack Yvars has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc., Due To Jack Yvars  If you have questions about Osaic Wealth, Inc., and/or Jack Yvars and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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28 de abril de 2024

Patrick Tantoco of Osaic Wealth, Inc

DID PATRICK TANTOCO CAUSE YOU INVESTMENT LOSSES? Patrick Tantoco Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Tantoco Customer Complaints Patrick Tantoco has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have proceeded to FINRA arbitration proceedings against Independent Financial Group for Patrick Tantoco’s alleged misconduct and are still pending. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Tantoco Red Flags & Your Rights As An Investor Of course, Patrick Tantoco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Tantoco at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Tantoco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Patrick Tantoco  If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Patrick Tantoco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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3 de marzo de 2024

Joseph Haas III of Osaic Wealth, Inc

DID JOSEPH JOHN HAAS III CAUSE YOU INVESTMENT LOSSES? Joseph Haas III Of Osaic Wealth, Inc And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Haas III Customer Complaint Joseph Haas III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow client’s instructions to change distribution percentages in a transfer on death account. The lawsuit filed in New Jersey is still pending against Royal Alliance Associates for Joseph Hass’ alleged misconduct. Joseph Haas III Red Flags & Your Rights As An Investor Of course, Joseph Haas III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Haas III at Osaic Wealth, Inc and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Haas III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc Due To Joseph Haas III If you have questions about Osaic Wealth, Inc, Signator Investors, Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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28 de febrero de 2024

Lisa Jacques of Osaic Wealth, Inc

DID LISA M JACQUES CAUSE YOU INVESTMENT LOSSES? Lisa Jacques Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Jacques Customer Complaint Lisa Jacques has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the redemption of fixed annuities, and purchase of variable annuity contracts were misrepresented resulting in losses. The customer complaint was recently denied by Sagepoint Financial and thus far, does not appear that the investor has filed any arbitration proceedings or taken any other action. Lisa Jacques Red Flags & Your Rights As An Investor Of course, Lisa Jacques did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jacques at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jacques has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Lisa Jacques If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Lisa Jacques and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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