DID DAMIAN MAGGIO CAUSE YOU INVESTMENT LOSSES?
Damian Maggio Of Joseph Stone Capital L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Damian Maggio of Joseph Stone Capital L.L.C.?
Damian Maggio (CRD #2864247) who is currently registered as a broker with Joseph Stone Capital L.L.C. and located in Garden City, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital L.L.C., Damian Maggio was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Damian Maggio Customer Complaints
Damian Maggio has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by LH Ross for Damian Maggio’s alleged misconduct in favor of the investor. There are currently 3 FINRA arbitration proceedings pending against Joseph Stone Capital with the advisors alleged misconduct.
Allegations Against Damian Maggio
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Violations of Securities Act of 1933.
- Failure to supervise.
Damian Maggio Red Flags & Your Rights As An Investor
Of course, Damian Maggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Maggio at Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Damian Maggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Damian Maggio
If you have questions about Joseph Stone Capital L.L.C. and/or Damian Maggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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