Jan 20, 2022

Alfred Bonardi of Oppenheimer & Co. Inc.

DID ALFRED BONARDI CAUSE YOU INVESTMENT LOSSES? Alfred Bonardi of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alfred Bonardi of Oppenheimer & Co. Inc.? Alfred Bonardi (CRD #1361351) who is currently registered with Oppenheimer & Co. Inc. and located in Delray Beach, FL is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Alfred Bonardi was associated with Citigroup Global Markets and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Oppenheimer & Co. Inc. Broker Misconduct In his career, Alfred Bonardi has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Alfred Bonardi’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Oppenheimer & Co. Inc. for investment losses caused by Alfred Bonardi’s alleged misconduct. Allegations Against Alfred Bonardi A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleges unauthorized transactions were made in her account. Breach of fiduciary duty, breach of contract, negligence and unsuitability. Alfred Bonardi Red Flags & Your Rights As An Investor Of course, Alfred Bonardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Bonardi at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Alfred Bonardi has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Oppenheimer & Co. Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. If you have questions about Oppenheimer & Co. Inc. and/or Alfred Bonardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Alan Vandeweerd of Securities America, Inc.

DID ALAN LEE VANDEWEERD CAUSE YOU INVESTMENT LOSSES? Alan Lee Vandeweerd formerly with Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan L. Vandeweerd formerly with Securities America, Inc.? Alan Vandeweerd (CRD #829161) who was formerly registered with Securities America, Inc. and located in Sac City, IA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Alan Vandeweerd was associated with Securities America Advisors and 1 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Securities America, Inc. Broker Misconduct In his career, Alan Vandeweerd has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Alan Vandeweerd’s 2 customer complaints was settled in favor of investors. Allegations Against Alan Vandeweerd A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Executor alleges the representative put the client into an unsuitable investment. Mutual fund unsuitable for investor. Alan Vandeweerd Red Flags & Your Rights As An Investor Of course, Alan Vandeweerd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Vandeweerd at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Vandeweerd has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Securities America, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. If you have questions about Securities America, Inc. and/or Alan Vandeweerd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Blair Horne of Morgan Stanley

DID BLAIR LOUIS HORNE CAUSE YOU INVESTMENT LOSSES? Blair Louis Horne of Morgan Stanley Has 2 Customer Complaints for Alleged Broker Misconduct Who is Blair L. Horne of Morgan Stanley? Blair Horne (CRD #1270875) who is currently registered with Morgan Stanley and located in New York, NY is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Blair Horne was associated with Morgan Stanley Co. and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Morgan Stanley Broker Misconduct In his/her career, Blair Horne has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Blair Horne’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Blair Horne’s alleged misconduct. Allegations Against Blair Horne A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Plaintiff alleges, inter alia, failure to follow instructions with respect to liquidation of Stock Option – Feb 06, 2020, to Feb 07, 2020. The customer alleges that auction-rate securities were not suitable for his investment objectives. Blair Horne Red Flags & Your Rights as An Investor Of course, Blair Horne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Blair Horne at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Blair Horne has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Morgan Stanley which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Morgan Stanley If you have questions about Morgan Stanley and/or Blair Horne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Barry Pechenik of Morgan Stanley

DID BARRY JAMES PECHENIK CAUSE YOU INVESTMENT LOSSES? Barry James Pechenik of Morgan Stanley Has One Customer Complaint for Alleged Broker Misconduct Who is Barry J. Pechenik of Morgan Stanley? Barry Pechenik (CRD #1720138) who is currently registered with Morgan Stanley and located in Dallas, TX is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Barry Pechenik was associated with Credit Suisse Securities (USA) and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Morgan Stanley Broker Misconduct In his/her career, Barry Pechenik has been the subject of one customer complaint that we know about. This complaint is currently pending against Morgan Stanley for investment losses caused by Barry Pechenik’s alleged misconduct. Allegations Against Barry Pechenik A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges, inter alia, unsuitability with respect to recommendation for managed account strategy – Feb 2017 to Jan 2019. Barry Pechenik Red Flags & Your Rights as An Investor Of course, Barry Pechenik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Barry Pechenik at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Barry Pechenik has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Morgan Stanley which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Morgan Stanley If you have questions about Morgan Stanley and/or Barry Pechenik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Andrew Nardella of First Allied Securities

DID ANDREW PAUL NARDELLA CAUSE YOU INVESTMENT LOSSES? Andrew Paul Nardella formerly with First Allied Securities Has 3 Customer Complaints for Alleged Broker Misconduct Who is Andrew P. Nardella formerly with First Allied Securities? Andrew Nardella (CRD #1799354) who was formerly registered with First Allied Securities and located in Cazenovia, NY is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Andrew Nardella was associated with 1st Discount Brokerage and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. First Allied Securities Broker Misconduct In his/her career, Andrew Nardella has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Andrew Nardella’s 3 customer complaints was settled in favor of investors. 2 of the customer’s complaints were denied and the customers did not take any further action. Allegations Against Andrew Nardella A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges misrepresentation in REIT sale in 2014. The client’s attorney-in-fact alleges unauthorized trading in May 2013. The customer claims that his instructions to place stop-loss orders were not placed properly. Andrew Nardella Red Flags & Your Rights as An Investor Of course, Andrew Nardella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Nardella at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew Nardella has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securitieswhich also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at First Allied Securities If you have questions about First Allied Securities and/or Andrew Nardella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Arnold Kuhs of Equitable Advisors

DID ARNOLD BRUCE KUHS CAUSE YOU INVESTMENT LOSSES? Arnold Bruce Kuhs of Equitable Advisors Has One Customer Complaint for Alleged Broker Misconduct Who is Arnold B. Kuhs of Equitable Advisors? Arnold Kuhs (CRD #2124932) who is currently registered with Equitable Advisors and located in Waukesha, WI is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Arnold Kuhs was associated with Ameriprise Financial Services and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Equitable Advisors Broker Misconduct In his/her career, Arnold Kuhs has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Arnold Kuhs A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges that RR made unsuitable recommendations to purchase annuities. The claimant also accuses RR of churning her accounts. Arnold Kuhs Red Flags & Your Rights as An Investor Of course, Arnold Kuhs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Arnold Kuhs at Equitable Advisorson alert to review carefully the activity and performance of their accounts and question whether Arnold Kuhs has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Equitable Advisors which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Equitable Advisors If you have questions about Equitable Advisors and/or Arnold Kuhs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Anthony Lesica of Ameriprise Financial Services

DID ANTHONY STEVEN LESICA CAUSE YOU INVESTMENT LOSSES? Anthony Steven Lesica of Ameriprise Financial Services Has One Customer Complaint for Alleged Broker Misconduct Who is Anthony S. Lesica of Ameriprise Financial Services? Anthony Lesica (CRD #2148282) who is currently registered with Ameriprise Financial Services and located in Rye Brook, NY is the subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Anthony Lesica was associated with IDS Life Insurance with a history of customer complaints and securities industry regulatory problems. Ameriprise Financial Services Broker Misconduct In his/her career, Anthony Lesica has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Anthony Lesica A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged the advisor made a poor investment recommendation regarding a business development company in September 2014. Anthony Lesica Red Flags & Your Rights as An Investor Of course, Anthony Lesica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Anthony Lesica at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Lesica has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Ameriprise Financial Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Ameriprise Financial Services If you have questions about Ameriprise Financial Services and/or Anthony Lesica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Andrew Melikidse of Sagepoint Financial

DID ANDREW MELIKIDSE CAUSE YOU INVESTMENT LOSSES? Andrew Melikidse of Sagepoint Financial Has 2 Customer Complaints for Alleged Broker Misconduct Who is Andrew Melikidse of Sagepoint Financial? Andrew Melikidse (CRD #2353534) who is currently registered with Sagepoint Financial and located in Studio City, CA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Andrew Melikidse was associated with SunAmerica Securities and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial Broker Misconduct In his/her career, Andrew Melikidse has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Andrew Melikidse’s 2 customer complaints was settled in favor of investors. One of the customer’s complaints was denied and the customers did not take any further action. Allegations Against Andrew Melikidse A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges REIT and Business Development Company purchases were unsuitable. Clients allege the investment product recommended by the financial consultant was unsuitable due to the client’s need for liquidity. The investment was purchased on January 30, 2004. Andrew Melikidse Red Flags & Your Rights as An Investor Of course, Andrew Melikidse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Melikidse at Sagepoint Financial alert to review carefully the activity and performance of their accounts and question whether Andrew Melikidse has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sagepoint Financial which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Sagepoint Financial If you have questions about Sagepoint Financial and/or Andrew Melikidse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Archibald Mcmichael of Lifemark Securities

DID ARCHIBALD WILLIAM MCMICHAEL CAUSE YOU INVESTMENT LOSSES? Archibald William Mcmichael of Lifemark Securities Has One Customer Complaint for Alleged Broker Misconduct Who is Archibald W. Mcmichael of Lifemark Securities? Archibald Mcmichael (CRD #2997111) who is currently registered with Lifemark Securities and located in Haverford, PA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lifemark Securities, Archibald Mcmichael was associated with LPL Financial and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lifemark Securities Broker Misconduct In his/her career, Archibald Mcmichael has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Archibald Mcmichael A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The rep is the subject of, but not a party to, the arbitration. The claimant is alleging unsuitable investment advice, inadequate due diligence, and concentration of illiquid investments despite the fact that the client insisted on the concentration of this type of investment. Archibald Mcmichael Red Flags & Your Rights as An Investor Of course, Archibald Mcmichael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Archibald Mcmichael at Lifemark Securitieson alert to review carefully the activity and performance of their accounts and question whether Archibald Mcmichael has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Lifemark Securities which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Lifemark Securities If you have questions about Lifemark Securities and/or Archibald Mcmichael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Benjamin Young of Securities America

DID BENJAMIN ROBERT YOUNG CAUSE YOU INVESTMENT LOSSES? Benjamin Robert Young of Securities America Has 3 Customer Complaints for Alleged Broker Misconduct Who is Benjamin R. Young of Securities America? Benjamin Young (CRD #5030120) who is currently registered with Securities America and located in Cameron Park, CA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Benjamin Young was associated with Brecek Young Advisors and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Securities America Broker Misconduct In his/her career, Benjamin Young has been the subject of 3 customer complaints that we know about. 3 of Benjamin Young’s 3 customer complaints were settled in favor of investors. Allegations Against Benjamin Young A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges the representative put him into an unsuitable investment. The client alleges the trading activity in his account was not suitable. The client alleges that he was put into an unsuitable investment. Benjamin Young Red Flags & Your Rights as An Investor Of course, Benjamin Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Benjamin Young at Securities America on alert to review carefully the activity and performance of their accounts and question whether Benjamin Young has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Securities America which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Securities America If you have questions about Securities America and/or Benjamin Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading