DID ALAN LEE VANDEWEERD CAUSE YOU INVESTMENT LOSSES?
Alan Lee Vandeweerd formerly with Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Alan L. Vandeweerd formerly with Securities America, Inc.?
Alan Vandeweerd (CRD #829161) who was formerly registered with Securities America, Inc. and located in Sac City, IA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Alan Vandeweerd was associated with Securities America Advisors and 1 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Securities America, Inc. Broker Misconduct
In his career, Alan Vandeweerd has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Alan Vandeweerd’s 2 customer complaints was settled in favor of investors.
Allegations Against Alan Vandeweerd
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Executor alleges the representative put the client into an unsuitable investment.
- Mutual fund unsuitable for investor.
Alan Vandeweerd Red Flags & Your Rights As An Investor
Of course, Alan Vandeweerd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Vandeweerd at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Vandeweerd has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Securities America, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securities America, Inc.
If you have questions about Securities America, Inc. and/or Alan Vandeweerd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.