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Barry James Pechenik of Morgan Stanley Has One Customer Complaint for Alleged Broker Misconduct

Who is Barry J. Pechenik of Morgan Stanley?

Barry Pechenik (CRD #1720138) who is currently registered with Morgan Stanley and located in Dallas, TX is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Morgan Stanley, Barry Pechenik was associated with Credit Suisse Securities (USA) and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Morgan Stanley Broker Misconduct

In his/her career, Barry Pechenik has been the subject of one customer complaint that we know about. This complaint is currently pending against Morgan Stanley for investment losses caused by Barry Pechenik’s alleged misconduct.

Allegations Against Barry Pechenik

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The claimant alleges, inter alia, unsuitability with respect to recommendation for managed account strategy – Feb 2017 to Jan 2019.

Barry Pechenik Red Flags & Your Rights as An Investor

Of course, Barry Pechenik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Barry Pechenik at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Barry Pechenik has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Morgan Stanley which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Morgan Stanley

If you have questions about Morgan Stanley and/or Barry Pechenik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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