DID ALFRED BONARDI CAUSE YOU INVESTMENT LOSSES?
Alfred Bonardi of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Alfred Bonardi of Oppenheimer & Co. Inc.?
Alfred Bonardi (CRD #1361351) who is currently registered with Oppenheimer & Co. Inc. and located in Delray Beach, FL is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Alfred Bonardi was associated with Citigroup Global Markets and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Oppenheimer & Co. Inc. Broker Misconduct
In his career, Alfred Bonardi has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Alfred Bonardi’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Oppenheimer & Co. Inc. for investment losses caused by Alfred Bonardi’s alleged misconduct.
Allegations Against Alfred Bonardi
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Client alleges unauthorized transactions were made in her account.
- Breach of fiduciary duty, breach of contract, negligence and unsuitability.
Alfred Bonardi Red Flags & Your Rights As An Investor
Of course, Alfred Bonardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Bonardi at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Alfred Bonardi has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Oppenheimer & Co. Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc.
If you have questions about Oppenheimer & Co. Inc. and/or Alfred Bonardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.