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Blair Louis Horne of Morgan Stanley Has 2 Customer Complaints for Alleged Broker Misconduct

Who is Blair L. Horne of Morgan Stanley?

Blair Horne (CRD #1270875) who is currently registered with Morgan Stanley and located in New York, NY is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Morgan Stanley, Blair Horne was associated with Morgan Stanley Co. and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.

Morgan Stanley Broker Misconduct

In his/her career, Blair Horne has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses.

One of Blair Horne’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Blair Horne’s alleged misconduct.

Allegations Against Blair Horne

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Plaintiff alleges, inter alia, failure to follow instructions with respect to liquidation of Stock Option – Feb 06, 2020, to Feb 07, 2020.
  • The customer alleges that auction-rate securities were not suitable for his investment objectives.

Blair Horne Red Flags & Your Rights as An Investor

Of course, Blair Horne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Blair Horne at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Blair Horne has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Morgan Stanley which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Morgan Stanley

If you have questions about Morgan Stanley and/or Blair Horne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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