DID ARCHIBALD WILLIAM MCMICHAEL CAUSE YOU INVESTMENT LOSSES?
Archibald William Mcmichael of Lifemark Securities Has One Customer Complaint for Alleged Broker Misconduct
Who is Archibald W. Mcmichael of Lifemark Securities?
Archibald Mcmichael (CRD #2997111) who is currently registered with Lifemark Securities and located in Haverford, PA is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Lifemark Securities, Archibald Mcmichael was associated with LPL Financial and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Lifemark Securities Broker Misconduct
In his/her career, Archibald Mcmichael has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action.
Allegations Against Archibald Mcmichael
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The rep is the subject of, but not a party to, the arbitration. The claimant is alleging unsuitable investment advice, inadequate due diligence, and concentration of illiquid investments despite the fact that the client insisted on the concentration of this type of investment.
Archibald Mcmichael Red Flags & Your Rights as An Investor
Of course, Archibald Mcmichael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Archibald Mcmichael at Lifemark Securitieson alert to review carefully the activity and performance of their accounts and question whether Archibald Mcmichael has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at Lifemark Securities which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Lifemark Securities
If you have questions about Lifemark Securities and/or Archibald Mcmichael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.