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Anthony Steven Lesica of Ameriprise Financial Services Has One Customer Complaint for Alleged Broker Misconduct

Who is Anthony S. Lesica of Ameriprise Financial Services?

Anthony Lesica (CRD #2148282) who is currently registered with Ameriprise Financial Services and located in Rye Brook, NY is the subject of one of our many securities industry sales practice abuse investigations.

Prior to Ameriprise Financial Services, Anthony Lesica was associated with IDS Life Insurance with a history of customer complaints and securities industry regulatory problems.

Ameriprise Financial Services Broker Misconduct

In his/her career, Anthony Lesica has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action.

Allegations Against Anthony Lesica

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client alleged the advisor made a poor investment recommendation regarding a business development company in September 2014.

Anthony Lesica Red Flags & Your Rights as An Investor

Of course, Anthony Lesica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Anthony Lesica at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Lesica has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Ameriprise Financial Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Ameriprise Financial Services

If you have questions about Ameriprise Financial Services and/or Anthony Lesica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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