| Read Time: 2 minutes | Securities America Complaints |


Benjamin Robert Young of Securities America Has 3 Customer Complaints for Alleged Broker Misconduct

Who is Benjamin R. Young of Securities America?

Benjamin Young (CRD #5030120) who is currently registered with Securities America and located in Cameron Park, CA is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Securities America, Benjamin Young was associated with Brecek Young Advisors and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.

Securities America Broker Misconduct

In his/her career, Benjamin Young has been the subject of 3 customer complaints that we know about. 3 of Benjamin Young’s 3 customer complaints were settled in favor of investors.

Allegations Against Benjamin Young

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client alleges the representative put him into an unsuitable investment.
  • The client alleges the trading activity in his account was not suitable.
  • The client alleges that he was put into an unsuitable investment.

Benjamin Young Red Flags & Your Rights as An Investor

Of course, Benjamin Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Benjamin Young at Securities America on alert to review carefully the activity and performance of their accounts and question whether Benjamin Young has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Securities America which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Securities America

If you have questions about Securities America and/or Benjamin Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars