DID ROBERT CARL RUFF CAUSE YOU INVESTMENT LOSSES?
Robert Ruff Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Robert Ruff of MML Investors Services, LLC?
Robert Ruff (CRD #1856977) who is currently registered as a broker and investment adviser with MML Investors Services, LLC and located in Toledo, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Robert Ruff was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Robert Ruff Customer Complaints
Robert Ruff has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by MML Investors Services in favor of the investor. The same brokerage firm denied another customer complaint in the investor took no further action. There is currently one complaint that was recently filed with MML Investors Services for Robert Bruff’s alleged misconduct that is still pending and awaiting resolution.
Allegations Against Robert Ruff
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to disclose fact that premiums on variable universal life insurance policy could increase.
- Poor performance of recommended investment in Pimco total return fund.
- Misinformation caused delays in transfer of securities and unnecessary losses.