DID MATTHEW TODD THOMPSON CAUSE YOU INVESTMENT LOSSES?

Matthew Thompson Of Fifth Third Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Matthew Thompson of Fifth Third Securities, Inc.?

Matthew Thompson (CRD #4829999) who is currently registered as a broker and investment adviser with Fifth Third Securities, Inc. and located in Louisville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fifth Third Securities, Inc., Matthew Thompson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Matthew Thompson Customer Complaints

Matthew Thompson has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Matthew Thompson’s employer in favor of the investors. Three customer complaints were denied by Fifth Third Securities, Inc. and the investors took no further action.

Allegations Against Matthew Thompson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

Failure to fully disclose in connection with the variable annuity contract investment.
Wealth Transfer Product was unsuitable.
Failure to fully disclose fees and risks associated with the investment.
Sale of Ginnie Mae securities were unsuitable.

Matthew Thompson Red Flags & Your Rights As An Investor

Of course, Matthew Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Thompson at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Matthew Thompson

If you have questions about Fifth Third Securities, Inc. and/or Matthew Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Matthew Thompson of Fifth Third Securities, Inc.