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For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 833-300-6983, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 3, 2023

Lisa Pugel of Avantax Investment Services, Inc.

Lisa Pugel Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Pugel (CRD #2506156) who is currently registered as a broker and investment adviser with Avantax Investment Services, Inc. and located in South Milwaukee, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Inc., Lisa Pugel was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Nov 3, 2023

Jason Pirnie formerly with UBS Financial Services Inc.

Jason Pirnie Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Mr. Pirnie (CRD #2878458) who was formerly registered with UBS Financial Services Inc. and located in Boston, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Jason Pirnie was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Oct 11, 2023

Ryan Beck of Osaic Wealth, Inc.

Ryan Beck Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Beck (CRD #2582002) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Eugene, Oregon, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Ryan Beck was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Oct 11, 2023

Talal Bazzi of Morgan Stanley

Talal Bazzi Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Bazzi (CRD #6800599) who is currently registered as a broker and investment adviser with Morgan Stanley and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.

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Sep 28, 2023

Lance Silva of Pruco Securities, LLC

Lance Silva Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Silva (CRD #5084543) who is currently registered as a broker and investment adviser with Pruco Securities, LLC and located in Carlsbad, California, is a subject of one of our many securities industry sales practice abuse investigations.

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Sep 26, 2023

Robert Rumley, III of William Blair

Robert Rumley, III (CRD #4474706) who is currently registered as a broker and investment adviser with William Blair and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to William Blair, Robert Rumley, III was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Sep 5, 2023

Bobby Aycock of Morgan Stanley

Bobby Aycock Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Aycock (CRD #817612) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Birmingham, Alabama, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Bobby Aycock was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Aug 31, 2023

Adam Lang of Morgan Stanley

Adam Lang Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Lang (CRD #5179652) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Adam Lang other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Aug 23, 2023

Bruce Galloway of Morgan Stanley

Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Galloway (CRD #4669664) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Irvine California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Bruce Galloway was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Aug 6, 2023

William Raike, III formerly with Woodstock Financial Group, Inc

William Raike, III Formerly With Woodstock Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct He was formerly registered with Woodstock Financial Group, Inc and located in Woodstock, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodstock Financial Group, Inc, William Raike, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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