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William Raike, III Formerly With Woodstock Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is William Raike, III formerly with Woodstock Financial Group, Inc?

William Raike, III

William Raike, III (CRD #1502298) who was formerly registered with Woodstock Financial Group, Inc and located in Woodstock, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodstock Financial Group, Inc, William Raike, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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William Raike, III Customer Complaints

William Raike, III has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an award in favor of the investor. The other for customer complaints were settled by William Raike III’s former employer in favor of the investors.

Allegations Against William Raike, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose information related to private placement investment.
  • Failure to supervise.
  • Misrepresentation.
  • Churning and failure to supervise.

William Raike, III Red Flags & Your Rights As An Investor

Of course, William Raike, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Raike, III at Woodstock Financial Group, Inc on alert to review carefully the activity and performance of their accounts and question whether William Raike, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodstock Financial Group, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Woodstock Financial Group, Inc Due To William Raike, III

If you have questions about Woodstock Financial Group, Inc and/or William Raike, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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