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For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 833-300-6983, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 5, 2023

Michael Denny formerly with The Tidal Group, Inc.

Michael Denny Formerly With The Tidal Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Denny (CRD #6309084) who was formerly registered as a broker with The Tidal Group, Inc. and located in Schertz, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Tidal Group, Inc., Michael Denny was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 19, 2023

Matan Frenkel of J.P. Morgan Securities LLC

Matan Frenkel Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct He is currently registered as a broker and investment advisor with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Matan Frenkel was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Hein (CRD #1222201) who was formerly registered with Morgan Stanley and located in Clearwater, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Mark Hein was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 16, 2023

Mark Falter formerly with Investors Capital Corp.

Mark Falter Formerly With Investors Capital Corp. Has 5 Customer Complaints For Alleged Broker Misconduct Mr. Falter (CRD #1387482) who was formerly registered with Investors Capital Corp. and located in Kansas City, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Investors Capital Corp., Mark Falter was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 13, 2023

Mark Hebert formerly with Deutsche Bank Securities Inc.

Mark Hebert Formerly With Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC Has A Customer Complaint For Alleged Broker Misconduct Hebert (CRD #4816103) who was formerly registered with Deutsche Bank Securities Inc. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Deutsche Bank Securities Inc., Mark Hebert was associated with Wells Fargo Securities, LLC, Morgan Stanley & Co, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mar 15, 2023

Keith Moore of Boustead Securities LLC

Keith Moore Of Boustead Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mr. Moore (CRD #5191450) who is currently registered with Boustead Securities LLC and located in Irving, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Boustead Securities LLC, Keith Moore was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mar 4, 2023

Jose Cornide, Jr. formerly with UBS Financial Services Inc.

Jose Cornide, Jr. Formerly With UBS Financial Services Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Jose Cornide, Jr. (CRD #2785918) who was formerly registered with UBS Financial Services Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Jose Cornide, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mar 2, 2023

Jonathan Hicks formerly with Madison Avenue Securities, Inc.

Jonathan Hicks Formerly With Madison Avenue Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Hicks (CRD #4492684) who was formerly registered with Madison Avenue Securities, Inc. and located in Louisville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Madison Avenue Securities, Inc., Jonathan Hicks was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Feb 27, 2023

John Venetos formerly with Lincoln Financial Securities Corporation

John Venetos (CRD #869107) who was formerly registered with Lincoln Financial Securities Corporation and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lincoln Financial Securities Corporation, John Venetos was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Feb 16, 2023

Joey Ma formerly with Velox Clearing LLC

Joey Ma Formerly With Velox Clearing LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ma (CRD #6609336) who was formerly registered with Velox Clearing LLC and located in Anaheim, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Velox Clearing LLC, Joey Ma was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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