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Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Robert Rumley, III of William Blair?

Robert Rumley, III

Robert Rumley, III (CRD #4474706) who is currently registered as a broker and investment adviser with William Blair and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to William Blair, Robert Rumley, III was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Robert Rumley, III Customer Complaints

Robert Rumley, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. There is currently one recently filed customer complaint against Morgan Stanley for Robert Bromley’s alleged misconduct which is still pending.

Allegations Against Robert Rumley, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Mismanagement of customer’s accounts
  • Failure to act in customer’s best interest.
  • Unauthorized sales of stock.

Robert Rumley, III Red Flags & Your Rights As An Investor

Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III

If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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