Raymond James Financial Services
Founded in 1962, Raymond James Financial Services is a St. Petersburg, Florida based financial services holding company with subsidiaries engaged primarily in investment and financial planning, in addition to investment banking and asset management. Raymond James was incorporated as Robert A. James Investments in 1962. In 1964, Raymond and Associates merged into Robert A. James Investments, and the firm of Raymond James & Associates was formed. Through its three broker-dealer subsidiaries, Raymond James Financial has more than 6,000 financial advisors serving more than 2 million accounts in more than 2,000 locations throughout the United States, Canada, and overseas. In addition, total client assets exceed $400 billion.FINRA Arbitration Lawyer for Raymond James Financial Services Investors Nationwide
Raymond James Financial Services has been the subject of numerous past regulatory events and arbitration proceedings. Some of these past regulatory events and arbitration proceedings included claims involving fraud, misrepresentation, negligence, breach of fiduciary duty, omissions, unsuitable investments, churning, mismanagement of accounts, and failure to supervise. The Financial Industry Regulatory Authority (FINRA) oversees broker-dealer and stockbroker practices and enforces its rules to protect investors and uphold industry standards. FINRA also provides potential investors with useful research tools on its website. Investors considering opening an account at Raymond James Financial Services should perform their own due diligence by reviewing the broker-dealer's regulatory history and stockbroker's history of conduct. To begin investigating Raymond James Financial Services and/or its registered representatives, please visit BrokerCheck.Schedule Your Free Initial Consultation with an Aggressive Attorney with Experience in FINRA Arbitrations and Raymond James Financial Services
For dedicated representation by a law firm with substantial experience in all aspects of securities, and commodities and investment disputes, contact the Law Offices of Robert Wayne Pearce, P.A., located in Boca Raton, Florida. For over 35 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. The lawyers at our law firm are devoted to representing investors throughout the United States and international community! We have information about arbitrations and disciplinary actions against Raymond James Financial Services and/or stockbrokers employed at the firm on our blog. You can always call 800-732-2889 or email Mr. Pearce at email@example.com for answers to any of your questions about your Raymond James Financial Services investment losses and/or any related matter.