Hawaii investment fraud attorney Robert Wayne Pearce at at the Law Offices of Robert Wayne Pearce P.A., have extensive experience representing investors and organizations in securities arbitrations through FINRA in our beautiful Aloha State.

Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment fraud lawyer who is dedicated to protecting your rights as a Hawaii-based investor.

We understand the frustration and stress that comes with being a victim of investment fraud, and we are here to help you navigate the legal process and hold those responsible accountable.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Hawaii law as it applies to investment fraud cases. Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call (800) 732-2889.

Definition of Investment Fraud and Securities Fraud

The term “investment fraud” is often used synonymously with “securities fraud,” referring to the employment of deceitful tactics, such as the provision of false or misleading information, to sway investors into making decisions that lead to significant financial losses. Unscrupulous brokers might go as far as directly stealing funds or securities from investors.

Example Scenario: An investor is persuaded by their broker to put a large portion of their retirement savings into a high-risk, illiquid investment. The broker downplays the risks, misrepresents the potential returns, and pressures the investor to make a quick decision. The investment ultimately fails, leading to significant losses for the investor.

Upon hiring your broker-dealer, you probably expected them to prioritize your interests. However, numerous brokers and financial advisors fall short of meeting their fiduciary responsibilities, or they may even engage in outright securities fraud. This could involve providing misleading information about investments, hiding associated risks, participating in unnecessary frequent trading (churning) to accrue commissions, or imposing hidden fees that inflate your costs.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

Hawaii and Federal Laws That Protect Investors

Hawaii investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:

  • Key Laws and Regulations
    • The Hawaii Uniform Securities Act: The cornerstone of Hawaii investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
    • The Hawaii Business Corporations Act: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
    • The Hawaii Uniform Deceptive Trade Practices Act (UDTPA): This broad law empowers investors to take action against unfair or deceptive investment practices.
  • Governing Agencies
    • Hawaii State Securities Board: This agency is the primary watchdog for the Hawaii securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
    • Office of the Hawaii Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Hawaii investors.
  • National Regulatory Bodies
    • FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.

Useful Resources

How our Hawaii Securities Law Attorneys Can Help You

Indeed, experiencing losses is an inherent aspect of investing, yet brokers who engage in fraudulent activities can be held accountable under the law. If you suspect that you’ve been subjected to investment fraud, reaching out to a seasoned investment fraud attorney who is well-versed in such matters is crucial. Additionally, it may be necessary to inform regulatory organizations such as the SEC or FINRA about possible instances of market manipulation or insider trading.

The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889.

Can I Recover my Investment Losses?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated investor protection statutes, breached their fiduciary duty to you as an investor, acted negligently, or violated FINRA Conduct Rules.

In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.

The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.

FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.

As an investor, you have certain rights that must be respected and protected.

We’re currently investigating several financial firms and stockbrokers who may have been the subject of customer complaints, may be facing legal action, and who may have acted unethically and committed fraud in Hawaii, including:

Click Here to see more

Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients?

In the last 20 years alone, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation. 

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 40 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.

What Can an Investment Fraud Lawyer Do for Investors?

What Can an Investment Fraud Lawyer Do for Investors?

investment fraud lawyers

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

Investment Losses? Let’s talk.

or, give us a ring at 800-732-2889.

Client Testimonials


Good
Based on 40 reviews
Barbara Lowe
Barbara Lowe
2021-08-22
I greatly appreciate the introduction to Bob Pearce. Exceptional in all respects, his experience and expertise along with Bob’s genuine goal to succeed on my behalf was extraordinary. If there was a scale from one to ten… he would no doubt rate a TEN from me. Extremely satisfied and highly recommend! Sincerest regards. BL
Franklyn Clarke
Franklyn Clarke
2021-06-11
If you are looking for an attorney who is not intimidated by the big name firms, I highly recommend Robert W Pearce. From start to finish, he and his team took control of the case and only got me involved when absolutely necessary. The frivolous complaints were removed from my file.
Kathi Carlson
Kathi Carlson
2021-04-28
Robert Pearce has vast knowledge and experience in this specialized field of law. I highly recommend this true professional!
Mi Di
Mi Di
2021-04-14
Mr. Pearce efficiently and professionally solved my registration issues with the Florida Office of Financial Regulation.

What Are the Hawaii Statute of Limitations?

Time is of the essence when it comes to investment fraud cases. Both Hawaii and federal laws have statutes of limitations that set deadlines for filing legal claims. In Hawaii, the statute of limitations for fraud and breach of fiduciary duty is generally two years from the time of discovery with a maximum of six years from the violation. Federally, the statute of limitations for securities fraud cases is also two years from time of discovery but no more than six years from the date of the violation. It’s important to consult with an attorney as soon as possible to ensure your claim is filed within the appropriate time frame.

Contact Our Firm Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Hawaii investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or by phone at 561-338-0037 for a free confidential consultation with a Hawaii securities lawyer. We will fight aggressively for your financial recovery and for justice.

Our law firm works with clients throughout the state:

  • Honolulu
  • East Honolulu
  • Pearl City
  • Hilo
  • Kailua (Honolulu County)
  • Waipahu
  • Kaneohe
  • Mililani Town
  • Kahului
  • Ewa Gentry
  • Kihei
  • Makakilo
  • Wahiawa
  • Schofield Barracks
  • Wailuku
  • Kapolei
  • Ewa Beach
  • Royal Kunia
  • Hawaiian Paradise Park
  • Lahaina

Robert Wayne Pearce has decades of first-hand experience in FINRA securities arbitration, and is one of the preeminent experts in this matter both nationwide and internationally.