Arizona Investment fraud and investment loss attorney Robert Wayne Pearce has extensive experience representing individual investors and organizations who’ve suffered investment losses in Arizona.
Have you fallen victim to investment fraud in Arizona? Has your stockbroker engaged in securities fraud and other misconduct? Are you looking for an experienced attorney to help you fight for the compensation you deserve?
You need an investment fraud lawyer who is dedicated to protecting your rights as an Arizona-based investor. Arizona is a state where retirees have flocked after working and saving for their golden years and we hate to see any of them getting taken advantage of.
What should you do?
Contact an Arizona Investment Fraud Attorney Today
Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf in the last 20 years when we started counting. View client testimonials here.
We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Arizona law as it applies to investment fraud cases.
Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call (800) 732-2889.
Our law firm works with clients throughout the state:
- Phoenix
- Tucson
- Mesa
- Chandler
- Scottsdale
- Glendale
- Gilbert
- Tempe
- Peoria
- Surprise
- Yuma
- Goodyear
- Avondale
- Buckeye
- Flagstaff
- Maricopa
- Lake Havasu City
- Casa Grande
- Queen Creek
- Prescott Valley
Example of Investment Loss Due to Fraud That We’ve Seen in Arizona
Example Scenario: A hotshot New York based broker convinces a local Arizona investor to allocate a substantial part of their retirement funds into a high-risk, non-liquid investment.
The broker minimizes the associated risks, exaggerates the possible gains, and urges the investor to act swiftly. Often, brokers lack a full understanding of the investments they promote. Ultimately, the investment collapses, resulting in severe financial losses for the investor.
Investment Losses? We Can Help
Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.
or, give us a ring at (800) 732-2889.
How an Investment Fraud/Loss Attorney Can Leverage Arizona Laws to Your Benefit
Misrepresentations and Failure to Disclose
- Arizona Revised Statutes, Section 44-1991
- Prohibits false statements or omissions of material facts in securities sales
- Requires full disclosure of relevant information for informed decision-making
- Violations can lead to civil liabilities, including transaction rescission and damages
Suitability
- Arizona Administrative Code R14-4-130
- Investment advisers and brokers must ensure recommendations suit client’s financial situation, objectives, and risk tolerance
- Violations occur when unsuitable investments are recommended
Unfair Business Advantage
- Arizona Consumer Fraud Act, Section 44-1522
- Prohibits unlawful, unfair, or fraudulent business practices in securities
- Includes insider trading, market manipulation, exploiting non-public information
- Violations can result in injunctions, restitution, and civil penalties
Unauthorized Trading
- Arizona Administrative Code R14-4-149
- Brokers must obtain explicit consent before executing trades
- Violations can result in fines, suspension, or license revocation
We can help you, don’t hesitate to call our offices and ask to speak directly with Robert.
Other Common Violations
Several other violations frequently occur in securities trading under Arizona law. Churning, prohibited by R14-4-130, involves excessive trading solely to generate commissions. Front-running, outlined in R14-4-149, occurs when brokers exploit advance knowledge of pending orders for personal gain. Ponzi schemes, addressed in Section 44-1991, are fraudulent investment structures where returns to earlier investors come from new investors’ capital rather than profits.
Insider trading, covered by Section 44-1999, involves trading based on material, non-public information about a company. Lastly, failure to supervise, also addressed in R14-4-149, refers to inadequate oversight of brokers by their supervisors, potentially leading to various forms of misconduct.
Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients
In the last 20 years alone, since he started counting, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation.
While no firm specializing in investment fraud can promise identical outcomes for every case, engaging the services of the Law Offices of Robert Wayne Pearce, P.A. ensures you’re represented by skilled and experienced hands. Over his four-decade career, Attorney Robert Pearce has championed the interests of hundreds of investors, securing more than $175 million in recoveries for his clients in the past two decades alone. Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.
What Can an Arizona Investment Loss Lawyer Do for Investors?
An investment fraud and loss recovery lawyer helps Arizona investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Investment Losses? Let’s talk.
or, give us a ring at 800-732-2889.
Client Testimonials
Contact Our Law Firm Today to See if We Can Help Recover Your Losses
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Arizona investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or by phone at 561-338-0037 for a free confidential consultation with an Arizona securities lawyer. We will fight aggressively for your financial recovery and for justice.