FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 27, 2023

John Venetos formerly with Lincoln Financial Securities Corporation

DID JOHN STANLEY VENETOS CAUSE YOU INVESTMENT LOSSES? John Venetos Formerly With Lincoln Financial Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct John Venetos Customer Complaint John Venetoshas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of a client’s accounts. The customer complaint proceeded to arbitration and resulted in an award in favor of the customer. John Venetos Red Flags & Your Rights As An Investor Of course, John Venetos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Venetos at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Venetoshas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To John Venetos If you have questions aboutLincoln Financial Securities Corporation and/or John Venetos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2023

Joey Ma formerly with Velox Clearing LLC

DID JOEY MA CAUSE YOU INVESTMENT LOSSES? Joey Ma Formerly With Velox Clearing LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joey Ma Customer Complaint Joey Ma has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative withdrew funds from his bank account for his personal use. The customers lawsuit filed in Los Angeles County California is still pending. Joey Ma Red Flags & Your Rights As An Investor Of course, Joey Ma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joey Ma at Velox Clearing LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joey Ma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Velox Clearing LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Velox Clearing LLC Due To Joey Ma If you have questions about Velox Clearing LLC, J.P. Morgan Securities LLC and/or Joey Ma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2023

Joe Doggett of Money Concepts Capital Corp.

DID JOE CARROLL DOGGETT CAUSE YOU INVESTMENT LOSSES? Joe Doggett Of Money Concepts Capital Corp. And Formerly With Grove Point Investments, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Joe Doggett Customer Complaints Joe Doggett has been the subject of 6 customer complaints that we know about to recover investment losses. Three of those complaints were settled in favor of the investors. The other 3 were denied and the customers took no further action. Allegations Against Joe Doggett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joe Doggett Red Flags & Your Rights As An Investor Of course, Joe Doggett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Doggett at Money Concepts Capital Corp. and Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Doggett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. and Grove Point Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Joe Doggett If you have questions about Money Concepts Capital Corp., Grove Point Investments, LLC and/or Joe Doggett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2023

Jennifer Kim of SEIA

DID JENNIFER KIM CAUSE YOU INVESTMENT LOSSES? Jennifer Kim Of SEIA Has A Customer Complaint For Alleged Broker Misconduct Jennifer Kim Customer Complaint Jennifer Kim has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions. The customer dispute was settled by Royal Alliance Associates for the full amount demanded by investor. Jennifer Kim Red Flags & Your Rights As An Investor Of course, Jennifer Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Kim at SEIA on alert to review carefully the activity and performance of their accounts and question whether Jennifer Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SEIA also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SEIA Due To Jennifer Kim If you have questions about SEIA and/or Jennifer Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2023

Jeffrey Duncan formerly with Ausdal Financial Partners, Inc.

DID JEFFREY ROBERT DUNCAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Duncan Formerly With Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Duncan Customer Complaint Jeffrey Duncan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of oil and gas limited partnership interests. Ausdal Financial Partners settled the customer dispute in favor of the investor for Jeffrey Duncan’s alleged misconduct. Jeffrey Duncan Red Flags & Your Rights As An Investor Of course, Jeffrey Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Duncan at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Duncan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc.  Due To Jeffrey Duncan If you have questions about Ausdal Financial Partners, Inc. and/or Jeffrey Duncan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2023

Jeffrey Dillman of Money Management Advisory Inc.

DID JEFFREY HOWARD DILLMAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Dillman Of Money Management Advisory Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Dillman of Money Management Advisory Inc.? Jeffrey Dillman (CRD #2515858) who is currently registered with Money Management Advisory Inc. and located in Feasterville, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Money Management Advisory Inc., Jeffrey Dillman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Dillman Customer Complaint Jeffrey Dillman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, common-law fraud, breach of fiduciary duty, in violation of Pennsylvania Unfair Trade Practices and Consumer Protection statute. Jeffrey Dillman’s employer Money Management Advisory settled the customer dispute in favor of the investor. Jeffrey Dillman Red Flags & Your Rights As An Investor Of course, Jeffrey Dillman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Dillman at Money Management Advisory Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Dillman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Management Advisory Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Management Advisory Inc. Due To Jeffrey Dillman If you have questions about Money Management Advisory Inc. and/or Jeffrey Dillman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Killeen of Stifel, Nicolaus & Company Incorporated

DID JAMES CHARLES KILLEEN CAUSE YOU INVESTMENT LOSSES? James Killeen Of Stifel, Nicolaus & Company Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is James Killeen of Stifel, Nicolaus & Company Incorporated? James Killeen (CRD #2666093) who is currently registered with Stifel, Nicolaus & Company Incorporated and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company Incorporated, James Killeen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Killeen Customer Complaint James Killeen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risks associated with purchase of a security. James Killeen’s employer denied the complaint and today, the customer has not taken any further action. James Killeen Red Flags & Your Rights As An Investor Of course, James Killeen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Killeen at Stifel, Nicolaus & Company Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Killeen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To James Killeen If you have questions about Stifel, Nicolaus & Company Incorporated and/or James Killeen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

Jake Fruge of PFS Investments Inc.

DID JAKE LOUIS FRUGE CAUSE YOU INVESTMENT LOSSES? Jake Fruge Of PFS Investments Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jake Fruge of PFS Investments Inc.? Jake Fruge (CRD #6187396) who is currently registered with PFS Investments Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to PFS Investments Inc., Jake Fruge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jake Fruge Customer Complaints Jake Fruge has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled in favor of the investors. Allegations Against Jake Fruge A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jake Fruge Red Flags & Your Rights As An Investor Of course, Jake Fruge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Fruge at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Jake Fruge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc.  Due To Jake Fruge If you have questions about PFS Investments Inc.  and/or Jake Fruge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ian Schmidt of Mid Atlantic Capital Corporation

DID IAN MICHAEL SCHMIDT CAUSE YOU INVESTMENT LOSSES? Ian Schmidt Of Mid Atlantic Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Schmidt of Mid Atlantic Capital Corporation? Ian Schmidt (CRD #5121518) who is currently registered with Mid Atlantic Capital Corporation and located in Dublin, Ohio, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Mid Atlantic Capital Corporation, Ian Schmidt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Schmidt Customer Complaint Ian Schmidt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for facilitating the client’s use of a qualified retirement plan savings the satisfy again willing debts incurred in partnership with Ian Schmidt. Mr. Schmidt was terminated by Everhart Advisors of this alleged misconduct. Ian Schmidt Red Flags & Your Rights As An Investor Of course, Ian Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Schmidt at Mid Atlantic Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Ian Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid Atlantic Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mid Atlantic Capital Corporation Due To Ian Schmidt If you have questions about Mid Atlantic Capital Corporation and/or Ian Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gilherme Sahadi of BTG Pactual US Capital LLC

DID GUILHERME SILVEIRA SAHADI CAUSE YOU INVESTMENT LOSSES? Gilherme Sahadi Of BTG Pactual US Capital LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gilherme Sahadi of BTG Pactual US Capital LLC? Gilherme Sahadi (CRD #6473850) who is currently registered with BTG Pactual US Capital LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to BTG Pactual US Capital LLC, Gilherme Sahadi was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gilherme Sahadi Customer Complaints Gilherme Sahadi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo clearing services in favor of the investor for $300,000 and forgiveness of the PCL debt. The other customer complaint was withdrawn for reasons not stated. Allegations Against Gilherme Sahadi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gilherme Sahadi Red Flags & Your Rights As An Investor Of course, Gilherme Sahadi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilherme Sahadi at BTG Pactual US Capital LLC and formerly with Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gilherme Sahadi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BTG Pactual US Capital LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BTG Pactual US Capital LLC Due To Gilherme Sahadi If you have questions about BTG Pactual US Capital LLC, Wells Fargo Clearing Services, LLC and/or Gilherme Sahadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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