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Ian Schmidt Of Mid Atlantic Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct

Who is Ian Schmidt of Mid Atlantic Capital Corporation?

Ian Schmidt (CRD #5121518) who is currently registered with Mid Atlantic Capital Corporation and located in Dublin, Ohio, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Mid Atlantic Capital Corporation, Ian Schmidt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ian Schmidt Customer Complaint

Ian Schmidt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for facilitating the client’s use of a qualified retirement plan savings the satisfy again willing debts incurred in partnership with Ian Schmidt. Mr. Schmidt was terminated by Everhart Advisors of this alleged misconduct.

Ian Schmidt Red Flags & Your Rights As An Investor

Of course, Ian Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Schmidt at Mid Atlantic Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Ian Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid Atlantic Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Mid Atlantic Capital Corporation Due To Ian Schmidt

If you have questions about Mid Atlantic Capital Corporation and/or Ian Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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