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Joe Doggett Of Money Concepts Capital Corp. And Formerly With Grove Point Investments, LLC Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Joe Doggett of Money Concepts Capital Corp.?

Joe Doggett

Joe Doggett (CRD #1033987) who is currently registered with Money Concepts Capital Corp. and located in Columbus, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Money Concepts Capital Corp., Joe Doggett was associated with Grove Point Investments, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Joe Doggett Customer Complaints

Joe Doggett has been the subject of 6 customer complaints that we know about to recover investment losses. Three of those complaints were settled in favor of the investors. The other 3 were denied and the customers took no further action.

Allegations Against Joe Doggett

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of a Hartford Variable Universal insurance policy.
  • Financial advisor dealt with husband without power of attorney.
  • Four recommendations of variable annuity contracts were unsuitable.
  • Overconcentration of client’s portfolio and unsuitable investments.
  • Registered representative submitted paperwork to sponsor they do not include a supplemental rider.
  • Mutual fund investments recommended were unsuitable for customer short-term time horizon.

Joe Doggett Red Flags & Your Rights As An Investor

Of course, Joe Doggett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Doggett at Money Concepts Capital Corp. and Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Doggett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. and Grove Point Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Joe Doggett

If you have questions about Money Concepts Capital Corp., Grove Point Investments, LLC and/or Joe Doggett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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