Nov 28, 2024

Cody Keller Formerly With MML Investors Services, LLC FIRED

DID CODY MICHAEL HELLER CAUSE YOU INVESTMENT LOSSES? Cody Keller Formerly With MML Investors Services, LLC was recently fired, for failing to disclose a regulatory action on his U-4 Form Cody Keller Employment History and Termination Disclosure Events Cody Keller Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Cody Keller is a red flag which should put all current and former customers of Cody Keller at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cody Keller engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cody Keller If you have questions about MML Investors Services, LLC and/or Cody Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2024

Richard Hagan of MML Investors Services, LLC Reviews

DID RICHARD PATRICK HAGAN CAUSE YOU INVESTMENT LOSSES? Richard Hagan Customer Complaints and Reviews Richard Patrick Hagan has several financial disclosures: Allegations Against Richard Hagan Here are the specific allegations made against Richard Patrick Hagan: Richard Hagan Red Flags & Your Rights As An Investor Of course, Richard Hagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hagan at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Hagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Richard Hagan If you have questions about MML Investors Services, LLC and/or Richard Hagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2024

Peter Fetherston Formerly With Aegis Capital Corp. Reviews

DID PETER JAMES FETHERSTON CAUSE YOU INVESTMENT LOSSES? Peter Fetherston Customer Complaints and Reviews Peter James Fetherston’s professional record includes several negative disclosures: Allegations Against Peter Fetherston The detailed allegations against Peter James Fetherston include: Peter Fetherston Red Flags & Your Rights As An Investor Of course, Peter Fetherston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Fetherston at Aegis Capital Corp., Principal Securities, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Fetherstonhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp., Principal Securities, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Peter Fetherston If you have questions about Aegis Capital Corp., Principal Securities, Inc., MML Investors Services, LLC and/or Peter Fetherston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2024

Edgar Kleydman of MML Investors Services, LLC

DID EDGAR A KLEYDMAN CAUSE YOU INVESTMENT LOSSES? Edgar Kleydman Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Edgar Kleydman Customer Complaints Edgar Kleydman has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in a FINRA arbitration proceeding being filed an award being entered against Equitable Advisors and him for his alleged misconduct. Two more customer complaints were settled by the advisors former employer’s or his alleged misconduct in favor of the investments.  There is currently 1 FINRA arbitration proceeding, that is still pending against Equitable Advisors for Edgar Kleydman’s alleged misconduct. Allegations Against Leslie Kern A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edgar Kleydman Red Flags & Your Rights As An Investor Of course, Edgar Kleydman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Kleydman at MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edgar Kleydman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edgar Kleydman  If you have questions about MML Investors Services, LLC, AXA Advisors, LLC and/or Edgar Kleydman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Ayad Saad of Morgan Stanley

DID AYAD BESHARA SAAD CAUSE YOU INVESTMENT LOSSES? Ayad Saad Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ayad Saad Customer Complaints Ayad Saad has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor of the advisors alleged misconduct.  His former employers denied 3 other customer complaints, and the investors took no further action.  There is currently one customer complaint pending with Morgan Stanley for Ayad Saad’s alleged misconduct. Allegations Against Ayad Saad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ayad Saad Red Flags & Your Rights As An Investor Of course, Ayad Saad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Saad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ayad Saad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts  If you have questions about Morgan Stanley and/or Ayad Saad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Steven Abraham of Hornor, Townsend & Kent, LLC

DID STEVEN ANTHONY ABRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Abraham Of Hornor, Townsend & Kent, LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Abraham Customer Complaints Steven Abraham has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was denied by MML Investors, Services, LLC and the investor took no further action.  There is currently one customer complaint that was recently filed against Steven Abraham with the brokerage firm which is still pending. Allegations Against Steven Abraham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Abraham Red Flags & Your Rights As An Investor Of course, Steven Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Abraham at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Steven Abraham If you have questions about Hornor, Townsend & Kent, LLC, MML Investors Services, LLC and/or Steven Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Darien Bonney formerly with MML Investors Services, LLC

DID DARIEN EUCLID BONNEY CAUSE YOU INVESTMENT LOSSES? Darien Bonney Formerly With MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Darien Bonney Customer Complaints Darien Bonney has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by MML Investors Services in favor of the investors. There are currently 3 customer complaints filed in connection with his employment at MML Investors Services that are still pending FINRA arbitration proceedings. Allegations Against Darien Bonney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Darien Bonney Red Flags & Your Rights As An Investor Of course, Darien Bonney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darien Bonney at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Darien Bonney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Darien Bonney If you have questions about MML Investors Services, LLC and/or Darien Bonney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew Bailey of MML Investors Services, LLC

DID MATTHEW R BAILEY CAUSE YOU INVESTMENT LOSSES? Matthew Bailey Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Matthew Bailey Customer Complaints Matthew Bailey has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by NYLIFE in favor of the investors. Allegations Against Matthew Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Bailey Red Flags & Your Rights As An Investor Of course, Matthew Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Bailey at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Matthew Bailey If you have questions about MML Investors Services, LLC and/or Matthew Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Claudio Gambin Neto of MML Investors Services, LLC

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CLAUDIO M. GAMBIN NETO CAUSE YOU INVESTMENT LOSSES? Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is Claudio Gambin of MML Investors Services, LLC? Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Claudio Gambin Customer Complaints Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Claudio Gambin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misleading statements related to non-variable life insurance policy. Transfer of funds without customer’s authorization to pay premiums on life insurance policies. Claudio Gambin Red Flags & Your Rights As An Investor Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam Laakko Formerly With MML Investors Services

DID ADAM MICHAEL LAAKKO CAUSE YOU INVESTMENT LOSSES? Adam Laakko Formerly With MML Investors Services And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Laakko formerly with MML Investors Services? Adam Laakko (CRD #5876826) who was formerly registered with MML Investors Services and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Adam Laakko was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Laakko Customer Complaint Adam Laakko has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the recommendation from Adam Laakko to transfer her variable annuity into an advisory account was unsuitable. The complainant said that had she known what the tax consequence would have been, she never would have surrendered her variable annuity. Adam Laakko’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Laakko Red Flags & Your Rights As An Investor Of course, Adam Laakko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Laakko at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Adam Laakko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Adam Laakko If you have questions about MML Investors Services, MSI Financial Services, and/or Adam Laakko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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