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As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker.

If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have.


Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Claudio Gambin of MML Investors Services, LLC?

Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Claudio Gambin Customer Complaints

Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Claudio Gambin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misleading statements related to non-variable life insurance policy.
  • Transfer of funds without customer’s authorization to pay premiums on life insurance policies.

Claudio Gambin Red Flags & Your Rights As An Investor

Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin

If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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