Kentucky investment fraud and FINRA arbitration lawyer Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Kentucky.
Are you a victim of investment fraud? Seeking an experienced attorney to help you fight for the compensation you deserve?
For over 45 years, we have supported investors facing the challenges of investment fraud and are committed to helping you seek justice and accountability.
Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Kentucky law as it applies to investment fraud cases. Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today.
How a Kentucky Investment Fraud Attorney Can Help You
If you’ve experienced financial losses due to investment fraud or broker misconduct, the Kentucky investment fraud attorneys at the Law Offices of Robert Wayne Pearce, P.A. are dedicated to helping you recover your losses. Our skilled attorneys work diligently to investigate fraudulent activities, identify responsible parties, and aggressively pursue restitution on your behalf.
Understanding Investment and Securities Fraud
Investment fraud, also known as securities fraud, involves deceptive tactics like misrepresentation, omission of critical information, unauthorized trading, or theft to mislead investors into decisions that result in financial loss. Common fraudulent schemes include Ponzi schemes, pump-and-dump schemes, and selling unregistered securities.
According to the FTC, nearly 50,000 investment fraud cases were reported in the first quarter of 2023, totaling approximately $1.9 billion in losses.
Common Types of Investment Fraud in Kentucky
- Unsuitable Investments: Advisors recommending investments not aligned with your risk tolerance.
- Churning (Excessive Trading): Brokers excessively trading securities for commissions.
- Ponzi Schemes: Fraudulent schemes promising unrealistic returns.
- Breach of Fiduciary Duty: Advisors placing their interests above client interests.
- Unauthorized Trading: Trades executed without your permission.
- Misrepresentation & Omission: Providing deceptive or incomplete investment information.
- Cryptocurrency Fraud: Scams involving digital currencies.
- Theft & Misappropriation: Direct theft or misuse of your investment funds.
Kentucky and Federal Laws Protecting Investors
Kentucky investors are protected by comprehensive laws, including:
- Kentucky Securities (Blue Sky Law): Mandates securities registration and combats fraud.
- Kentucky Business Corporations Code: Protects shareholder rights and corporate accountability.
- Kentucky Consumer Protection Act: Addresses deceptive and unfair business practices affecting investors.
Useful Resources for Kentucky Investors
- Kentucky Department of Financial Institutions
- Kentucky Attorney General, Consumer Protection Division
- Financial Industry Regulatory Authority (FINRA)
- Securities and Exchange Commission (SEC)
Can You Recover Your Investment Losses?
To recover losses, you must demonstrate broker negligence, fraud, or securities violations. Most claims are resolved via FINRA arbitration, an efficient and cost-effective process compared to court litigation.
Kentucky Statute of Limitations for Investment Fraud
Kentucky’s statute of limitations for fraud claims typically allows up to five years from discovering the fraud but no more than ten years from its occurrence. Federal law requires securities fraud claims to be filed within two years of discovery or five years from the violation. Prompt legal consultation is vital to safeguard your rights.
Why Choose the Law Offices of Robert Wayne Pearce, P.A.?
Attorney Robert Pearce has successfully recovered over $175 million for investors harmed by fraud. Our firm:
- Represents and advises you at every step.
- Conducts thorough investigations to reveal fraudulent activities.
- Identifies liable parties including brokers, firms, and financial institutions.
- Files arbitration claims and lawsuits to protect your interests.
- Negotiates and litigates aggressively to maximize your compensation.
- Pursues full financial recovery for your investment losses.
Investment Losses? We Can Help
Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.
or, give us a ring at (800) 732-2889.
Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients
In the last 20 years alone, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation.
No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.
Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.
What Can an Investment Fraud Lawyer Do for Investors?
An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Investment Losses? Let’s talk.
or, give us a ring at 800-732-2889.
Client Testimonials
Contact a Kentucky Securities and Investment Fraud Attorney Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Kentucky investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or call our Louisville office line at (800) 732-2889 for a free confidential consultation with a Kentucky securities lawyer. We will fight aggressively for your financial recovery and for justice.
Our law firm serves clients throughout Kentucky:
- Henderson
- Jeffersontown
- Paducah
- Radcliff
- Ashland
- Louisville
- Lexington
- Bowling Green
- Owensboro
- Covington
- Richmond
- Georgetown
- Florence
- Hopkinsville
- Nicholasville
- Elizabethtown
- Frankfort
- Independence
- Winchester
- Mount Washington
[Written by attorney Robert Wayne Pearce (Attorney Bio)]