Richmond Investment and Securities Fraud
An investment and securities fraud lawyer helps victims of losses caused by broker misconduct, unauthorized trading, Ponzi schemes, margin abuse, and churning. These cases are often resolved through FINRA arbitration, lawsuits, or remedies under the Kentucky Blue Sky Law (KRS 292).
The Richmond investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. represent local investors when advisors or brokers engage in fraud or negligence. Our team guides clients through recovery by holding financial professionals accountable for misconduct.
Attorney Robert Pearce and his firm assist Richmond investors facing private placement fraud, excessive trading, misrepresentation, or breach of fiduciary duty. We typically work on a contingency fee basis but also offer hourly or other arrangements when needed.
Comprehensive Legal Support for Securities Fraud Matters
We represent Richmond-based investors and understand how Kentucky statutes apply to investment fraud claims. If you believe your advisor acted improperly, call us for a no-cost consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Richmond and the greater Lexington area.
From large portfolios to smaller retirement accounts, our firm guides clients through FINRA arbitration and other remedies to recover losses. We frequently serve investors throughout Richmond’s communities, including:
- Boones Trace – A gated golf course community where high-net-worth households often rely on complex financial strategies, leaving them vulnerable to unsuitable investment recommendations.
- Shiloh Pointe – Upscale properties with affluent professionals and retirees whose long-term retirement portfolios can be harmed by margin abuse or excessive trading.
- Arlington Hills – A neighborhood with growing families and professionals who may be targeted by private placement schemes or misleading broker advice.
- Two Creeks – Custom homes with significant equity, where residents often seek diversified portfolios, sometimes exposing them to fraudulent or unsuitable investments.
A Customized Approach to Your Claim
No two fraud cases are the same. Our attorneys tailor their approach to your situation and pursue the legal path most likely to achieve recovery.
Contact the Richmond Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Written by attorney Robert Wayne Pearce
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