Lost Everything to Wall Street Fraud? Fight Back with LA’s most aggressive securities lawyers. If you’re a Los Angeles investor devastated by stockbroker misconduct, financial advisor fraud, or sophisticated investment scams, the Law Offices of Robert Wayne Pearce, P.A. delivers results.
URGENT: What to Do If You’ve Been Defrauded in Los Angeles
Every day matters! California’s statute of limitations is unforgiving – just 2 years from discovery. If you suspect investment fraud:
- Cease all contact with your broker immediately
- Secure all documents, emails, and recorded calls
- Calculate your losses (we can help with this)
- Call LA and California’s premier investment fraud lawyers at (800) 732-2889 for FREE immediate help
Our battle-tested securities litigation team prosecutes all forms of broker-dealer violations including unauthorized trading, churning schemes, unsuitable variable annuities, cryptocurrency fraud, private placement scams, and complex Ponzi scheme recovery. California Bar member since 1979, Attorney Robert Wayne Pearce personally handles every case.
Los Angeles: Ground Zero for Investment Fraud
As the entertainment and tech capital, LA attracts sophisticated fraudsters targeting everyone from Hollywood executives to Silicon Beach entrepreneurs, downtown professionals to retired aerospace workers. Whether you need to sue Morgan Stanley in Century City, pursue Charles Schwab for fraud in Westwood, or file claims against UBS advisors in downtown LA, we know how to win.
How Our Los Angeles Investment Fraud Lawyers Assist Clients
Los Angeles investors face sophisticated fraud in the nation’s largest securities market, but the Law Offices of Robert Wayne Pearce P.A. can investigate misconduct, navigate California regulations, and pursue recovery through FINRA arbitration or court.
Below, we explain how our Los Angeles investment loss lawyers may help under state and federal law.
Unsuitable Recommendations
Corporations Code § 25401 and FINRA Rule 2111 prohibit advice that ignores a client’s risk profile. Our attorneys review account forms and market data to show that a broker violated this suitability duty.
Misrepresentation & Omission
The California Corporate Securities Law of 1968 imposes strict civil liability for false statements. We may file a FINRA complaint to rescind the purchase or obtain damages.
Churning & Excessive Trading
FINRA’s quantitative‑suitability test and § 25216 make commission‑driven trading unlawful. The Law Offices of Robert Wayne Pearce P.A. reconstructs trade blotters to prove abusive velocity.
Margin Abuse & Forced Liquidation
FINRA Rule 4210 sets equity thresholds; Los Angeles brokers must also honor DFPI margin disclosure rules. We use portfolio analytics to calculate losses from untimely calls or liquidations.
Breach of Fiduciary Duty & Conflicts
§ 25110 bars unregistered offerings sold for an adviser’s benefit. Our lawyers negotiate with firms that ignored fiduciary duties and concealed conflicts.
Overconcentration
Keeping more than 20 % of a portfolio in one issuer contradicts reasonable‑basis standards. We compare your holdings to diversified benchmarks to quantify damages.
Failure to Supervise
FINRA Rule 3110 requires written supervisory procedures. If a Los Angeles branch ignores red flags, we target the brokerage firm itself, not just the individual broker.
Ponzi, Pyramid & Advance‑Fee Schemes
DFPI prosecutes schemes that violate state anti‑fraud statutes. Our team traces fund flows, requests asset freezes, and collaborates with regulators.
Elder Exploitation & Theft
The Elder & Dependent Adult Civil Protection Act lets firms delay suspicious disbursements. We work with families to recover misappropriated assets.
Unregistered Crypto, Micro‑Cap & EB‑5 Sales
Offering unregistered securities in California violates § 25506; claims must be filed within two years of discovery and five years of the sale. Our lawyers can rescind the purchase or sue for statutory damages.
Other Violations We Handle
- 401(k) rollover abuse
- Mutual‑fund breakpoint fraud
- Excessive mark‑ups/mark‑downs in bond trades
- Sale of non‑approved structured notes
- Los Angeles‑based pump‑and‑dump manipulation
Key California Agencies & Venues
- DFPI Los Angeles Office: 320 W. 4th St., Suite 750 (contact page)
- FINRA Hearing Site: 300 S. Grand Ave., Suite 1700 (FINRA Los Angeles location)
- SEC: sec.gov
Act Quickly: California fraud claims expire in two years after discovery; FINRA bars claims six years after the event. Contact our Los Angeles investment fraud attorneys at the Law Offices of Robert Wayne Pearce P.A. for a free case review and potential recovery strategy.
How Much Does a Top Investment Fraud Lawyer Cost in Los Angeles?
Zero upfront. Zero risk. We win or you pay nothing. Unlike hourly LA law firms charging $800+/hour, the Law Offices of Robert Wayne Pearce, P.A. works purely on contingency:
- No hidden costs – ever
- FREE consultation with Attorney Pearce himself
- $0 retainer, $0 hourly fees, $0 upfront costs
- We fund all litigation expenses
- Fee only if we recover (typically 33-40% of recovery)
Who is the best investment fraud lawyer in Los Angeles?
Attorney Robert Wayne Pearce brings 45+ years of securities law expertise, admission to all California courts including the Central District, and a track record of recovering $175+ million. Unlike large firms using junior associates, Robert personally handles every LA case.
How do I know if my LA broker committed fraud?
Red flags include: unexplained account losses, trades you didn’t authorize, concentration in one investment, recommendations mismatched to your risk tolerance, excessive fees, or pressure to invest in “exclusive opportunities.” Our free consultation identifies actionable claims.
What’s the difference between FINRA arbitration and court in LA?
FINRA arbitration is faster (12-16 months) and less expensive than LA Superior Court litigation. Most broker agreements require FINRA arbitration. We excel in both venues and choose the best strategy for maximum recovery.
Can I sue major firms like Merrill Lynch or Goldman Sachs?
Absolutely. We regularly battle major Wall Street firms and have the resources to fight Morgan Stanley, Wells Fargo, UBS, J.P. Morgan, and others. Big firms don’t intimidate us—they motivate us.
How quickly can you help with investment fraud in Los Angeles?
Today. Call now for immediate assistance. We offer same-day consultations for urgent matters and can file FINRA claims within days when necessary.
Why LA’s Elite Choose Our Securities Fraud Firm Over Big Law
| Big LA Law Firms | Law Offices of Robert Wayne Pearce, P.A. |
|---|---|
| $800-1,500/hour rates | Pure contingency – pay only if we win |
| Junior associates handle your case | Robert Pearce personally manages every case |
| Months to get started | Same-day consultations available |
| Downtown parking hassles | Phone/video consultations anywhere in LA |
| Intimidated by Wall Street | Fearless advocates with proven victories |
From Malibu to Downtown: We Serve All Los Angeles
Our securities fraud attorneys also represent investors in nearby communities throughout Southern California. If you’re located in Long Beach, Santa Clarita, Anaheim, Santa Ana, Irvine, Fontana, San Bernardino, Riverside, Moreno Valley, or Bakersfield, our experienced investment fraud lawyers are ready to help you pursue recovery for securities violations and broker misconduct. We understand the complex investment landscape in the nation’s second-largest city and are dedicated to fighting for your financial rights.Westside & Beach Communities
Contact Our Los Angeles Investment Fraud and Securities Arbitration Attorneys Today
Call our Los Angeles investment and securities fraud lawyers at (800) 732-2889 or fill out the free consultation form on the right to speak with Robert today. There’s no obligation, and we keep all inquiries confidential.