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Timothy Gilmore Of Pruco Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Gilmore of Pruco Securities?

Timothy Gilmore (CRD #2479049) who is currently registered with Pruco Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations.

Timothy Gilmore Customer Complaints

Timothy Gilmore has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Gilmore’s 3 customer complaints was settled in favor of investors. Two of Timothy Gilmore’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Timothy Gilmore

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Regarding the purchase of a strategic partners annuity, the client alleged misrepresentation by Timothy Gilmore concerning continuing surrender charges.
  • Regarding the purchase of an annuity contract, the client alleged that the annuity was not suitable for her and that Timothy Gilmore did not fully disclose all facts regarding charges, expenses and fees.

Timothy Gilmore Red Flags & Your Rights As An Investor

Of course, Timothy Gilmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Gilmore at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Gilmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pruco Securities Due To Timothy Gilmore

If you have questions about Pruco Securities and/or Timothy Gilmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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