Dec 6, 2024

 Torian Mitchell Formerly With Pruco Securities, LLC Reviews

Torian Mitchell (CRD #6320029) , located in New York, New York, is a former registered broker at Pruco Securities, LLC from 2018-2021. He is not currently registered as a broker but previously held roles with various firms in New York. In addition to his brokerage experience, he served as Chief Operating Officer of AYCE, Inc., an educational services company, since 2018. He passed three general industry/product exams and two multi-state securities law exams. His professional experience includes positions at Pruco Securities, LLC, AXA Advisors, LLC, and J.H. Darbie & Co., Inc.

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May 9, 2024

Martinez formerly with Pruco Securities LLC

Justin Martinez (CRD #6636905) who was formerly registered with Pruco Securities LLC and located in Pinole, California, is a subject of one of our many securities industry sales practice abuse investigations. He recently resigned from the firm when he was under review for submitting life insurance policy applications that indicated fraud. The representative allegedly submitted applications for the same insureds, including multiple applications for himself and his family members under the same email address, all of which either lapsed or were withdrawn. Representative did not identify himself as the insured on 2 of the applications, thereby receiving express commissions to which she was not entitled.

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Feb 20, 2024

Michael Arteca of Pruco Securities, LLC

Michael Arteca Of Pruco Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Mr. Arteca (CRD #4550695) who is currently registered as a broker with Pruco Securities, LLC and located in Uniondale, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Michael Arteca was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Sep 28, 2023

Lance Silva of Pruco Securities, LLC

Lance Silva Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Silva (CRD #5084543) who is currently registered as a broker and investment adviser with Pruco Securities, LLC and located in Carlsbad, California, is a subject of one of our many securities industry sales practice abuse investigations.

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