Tariq Sales Of Spartan Capital Securities And Formerly With Newbridge Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Tariq Sales of Spartan Capital Securities?

Tariq Sales (CRD #2851440) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Tariq Sales was associated with Newbridge Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Tariq Sales Customer Complaint

Tariq Sales has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty; breach of contract and negligence. The customer complaint filed against Tariq Sales’ former employer Aegis Capital for investment losses caused by the alleged misconduct is pending as of the date of this report.

Tariq Sales Red Flags & Your Rights As An Investor

Of course, Tariq Sales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tariq Sales at Spartan Capital Securities and Newbridge Securities on alert to review carefully the activity and performance of their accounts and question whether Tariq Sales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities and Newbridge Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Tariq Sales

If you have questions about Spartan Capital Securities, Newbridge Securities, and/or Tariq Sales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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