Category: Aegis Capital Corp Complaints

Apr 3, 2026

Risks of Oil & Gas Limited Partnerships and Direct Participation Programs: Understanding Problems and Fraud Patterns, and Your Rights as an Investor

Three distinct categories of oil and gas partnerships carry vastly different risk profiles. Income wells (stripper wells) invest in proven, producing wells and carry lower risk but limited upside. Developmental wells drill near proven reserves at moderate risk. Exploratory wells (wildcats) drill in unproven territory and carry the highest risk — historical failure rates exceed 80% for exploratory drilling — but offer the largest potential tax deductions. This risk gradient is critical to suitability analysis, yet brokers frequently blur these distinctions when selling to investors.

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Sep 15, 2024

Elliot Sherer of Aegis Capital Corp Reviews

Elliot Sherer (CRD #2719671) , located in Melville, New York, is currently employed and registered with Aegis Capital Corp. having been with the firm since June 28, 2011. Over his career, Sherer has been registered with multiple firms, including Global Arena Capital Corp and Prestige Financial Center, Inc. He is registered with two Self-Regulatory Organizations and holds licenses in 35 U.S. states and territories. Sherer has passed one principal/supervisory exam, two general industry/product exams, and one multi-state securities law exam, showcasing a comprehensive grasp of securities laws and practices.

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Nov 28, 2022

Dennis Karjanis of Aegis Capital Corp.

Dennis Karjanis Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Mr. Karjanis (CRD #5280862) who is currently registered with Aegis Capital Corp. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Dennis Karjanis was associated with National Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mar 7, 2022

Johnny Guan of Aegis Capital

Johnny Guan Of Aegis Capital And Formerly With National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Guan (CRD #5711977) who is currently registered with Aegis Capital and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Johnny Guan was associated with National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mar 4, 2022

Danny Sookram of Equitable Advisors

Danny Sookram Of Equitable Advisors And Formerly With Aegis Capital Has A Customer Complaint For Alleged Broker Misconduct Sookram (CRD #6113338) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Danny Sookram was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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