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Steven Kramer of Pruco Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Steven Kramer of Pruco Securities, LLC?

Steven Kramer (CRD #274903) who is currently registered with Pruco Securities, LLC and located in Deer Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

Steven Kramer Customer Complaints

Steven Kramer has been the subject of 3 customer complaints that we know about. Three of Steven Kramer’s customers’ complaints were denied and the customers did not take any further action.

Allegations Against Steven Kramer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleges Steven Kramer did not fully disclose all the facts regarding suitability of the investment for him.
  • Regarding the purchase of a life insurance policy, the client alleged Steven Kramer did not fully disclose all the facts regarding the premium increase.
  • Regarding the purchase of a variable universal life insurance policy, the client alleged misrepresentation concerning the investment objectives by Steven Kramer.

Steven Kramer Red Flags & Your Rights As An Investor

Of course, Steven Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kramer at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Steven Kramer

If you have questions about Pruco Securities, LLC and/or Steven Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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