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Steven Fairchild Of LPL Financial LLC And Formerly With National Planning Corporation Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Steven Fairchild of LPL Financial LLC?

Steven Fairchild

Steven Fairchild (CRD #849127) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Folsom, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Steven Fairchild was associated with National Planning Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Steven Fairchild Customer Complaints

Steven Fairchild has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Steven Fairchild’s former employers in favor of the investors.

Allegations Against Steven Fairchild

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of tenant in common investment.
  • Fraud and intentional deceit, untrue statements or omissions in connection with the purchase or sale of securities, recommendations beyond customer’s capability and breach of fair dealing with customers, suitability, failure to know your customer, breach of fiduciary duty, negligence, and negligent misrepresentation.
  • Misrepresentation and breach of fiduciary duty.

Steven Fairchild Red Flags & Your Rights As An Investor

Of course, Steven Fairchild did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Fairchild at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Steven Fairchild has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Fairchild

If you have questions about LPL Financial LLC, National Planning Corporation and/or Steven Fairchild and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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