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Scott Hananel Formerly With Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Scott Hananel formerly with Aegis Capital Corp.?

Scott Hananel

Scott Hananel (CRD #3080827) who was formerly registered with Aegis Capital Corp. and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Scott Hananel was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Hananel has had his own regulatory problems. In 2022 he consented to the sanctions and the entry of findings that he engaged in excessive and unsuitable trading in customer’s accounts. He was suspended for 15 months by FINRA and fined $7,500.

Investment Losses? Let’s talk.

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Scott Hananel Customer Complaints

Scott Hananel has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 customer complaints were  settled in favor of the investors.

Allegations Against Scott Hananel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Breach of fiduciary duty and unsuitable investment recommendations.
  • Unsuitable investments, unauthorized trading, and churning.
  • Unauthorized trading and overconcentration of assets in unsuitable investment.
  • Unsuitable use of margin in customer accounts.

Scott Hananel Red Flags & Your Rights As An Investor

Of course, Scott Hananel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Hananel at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Scott Hananel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Scott Hananel

If you have questions about Aegis Capital Corp. and/or Scott Hananel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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