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Sanford Snyder Formerly With Pruco Securities Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Sanford Snyder formerly with Pruco Securities?

Sanford Snyder (CRD #1095474) who was formerly registered with Pruco Securities and located in New Hartford, New York is a subject of one of our many securities industry sales practice abuse investigations.

Sanford Snyder Customer Complaints

Sanford Snyder has been the subject of 4 customer complaints that we know about. One of Sanford Snyder’s 4 customer complaints was settled in favor of investors. Three of Sanford Snyder’s customers complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Sanford Snyder

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client was allegedly mislead about the dollar amount of the premium payments by Sanford Snyder.
  • Regarding variable appreciable life insurance policies, the clients alleged Sanford Snyder made misrepresentations concerning the abbreviated payment plan.
  • Regarding the purchase of an annuities contract, the client alleged Sanford Snyder’s misrepresentation concerning suitability of the investment.
  • Regarding the purchase of an annuities policy, the client alleged misrepresentation concerning the failure to disclose surrender charges allegedly made by Sanford Snyder.

Sanford Snyder Red Flags & Your Rights As An Investor

Of course, Sanford Snyder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanford Snyder at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Sanford Snyder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pruco Securities Due To Sanford Snyder

If you have questions about Pruco Securities and/or Sanford Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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