DID RODERICK RODRIGUEZ CAUSE YOU INVESTMENT LOSSES?
Roderick Rodriguez Of Infinex Investments And Formerly With Citigroup Global Markets And Essex National Securities Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Roderick Rodriguez of Infinex Investments?
Roderick Rodriguez (CRD #2680445) who is currently registered with Infinex Investments and located in Bronx, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, Roderick Rodriguez was associated with Citigroup Global Markets, Essex National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Roderick Rodriguez Customer Complaints
Roderick Rodriguez has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Roderick Rodriguez’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Roderick Rodriguez
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client’s investment was illiquid. Client stated Roderick Rodriguez allegedly provided her with a date of intended liquidity. Client called the REIT company who indicated they could change the terms of the agreement and did not advise the broker to indicate a potential liquidity date.
- Client indicated she would not have invested had she known the full liquidity procedure, and was denied an emergency refund.
- Client was upset that money was locked up, and indicated Roderick Rodriguez allegedly did not tell him the truth regarding these 2 REIT company’s refund policies.
Roderick Rodriguez Red Flags & Your Rights As An Investor
Of course, Roderick Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Rodriguez at Infinex Investments, Citigroup Global Markets, and Essex National Securities on alert to review carefully the activity and performance of their accounts and question whether Roderick Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Citigroup Global Markets, and Essex National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Infinex Investments Due To Roderick Rodriguez
If you have questions about Infinex Investments, Citigroup Global Markets, Essex National Securities, and/or Roderick Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.