Apr 12, 2024

Joseph Barreca of First Horizon Advisors, Inc.

DID JOSEPH PIERRE BARRECA CAUSE YOU INVESTMENT LOSSES? Joseph Barreca Of First Horizon Advisors, Inc. And Formerly With Infinex Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Barreca Customer Complaints Joseph Barreca has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by his employer First Horizon Advisors and so far, the investors have not taken any further action. Allegations Against Joseph Barreca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Barreca Red Flags & Your Rights As An Investor Of course, Joseph Barreca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Barreca at First Horizon Advisors, Inc. and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Barreca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Horizon Advisors, Inc. and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Horizon Advisors, Inc. Due To Joseph Barreca  If you have questions about First Horizon Advisors, Inc., Infinex Investments, Inc. and/or Joseph Barreca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

John Kuehnle of Osaic Institutions, Inc.

DID JOHN ALLEN KUEHNLE CAUSE YOU INVESTMENT LOSSES? John Kuehnle Of Osaic Institutions, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Kuehnle Customer Complaints John Kuehnle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Infinex Investments in favor of the investor for John Kuehnle’s alleged misconduct. The other customer complaint evolved into a FINRA arbitration proceeding that was recently filed and still pending. Allegations Against John Kuehnle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Kuehnle Red Flags & Your Rights As An Investor Of course, John Kuehnle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehnle at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Kuehnle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To John Kuehnle If you have questions about Osaic Institutions, Inc. and/or John Kuehnle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2023

Farhad Sediqi of Infinex Investments, Inc.

DID FARHAD SEDIQI CAUSE YOU INVESTMENT LOSSES? Farhad Sediqi Of Infinex Investments, Inc. And Formerly With Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Farhad Sediqi Customer Complaint Farhad Sediqi has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended a short-term investment with a yearly 4% return, however, customer has suffered significant losses. The customer complaint is still pending with Cuna Brokerage Services. Farhad Sediqi Red Flags & Your Rights As An Investor Of course, Farhad Sediqi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Farhad Sediqi at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Farhad Sediqi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Farhad Sediqi If you have questions about Infinex Investments, Inc., Cuna Brokerage Services, Inc. and/or Farhad Sediqi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2023

Michael Risko Infinex Investments, Inc.

DID MICHAEL WILLIAM RISKO CAUSE YOU INVESTMENT LOSSES? Michael Risko Of Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Risko Customer Complaints Michael Risko has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are still pending, one with Infinex Investments and the other with Essex National Securities in a recently filed FINRA arbitration proceeding. Allegations Against Michael Risko A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Risko Red Flags & Your Rights As An Investor Of course, Michael Risko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Risko at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Risko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Michael Risko If you have questions about Infinex Investments, Inc. and/or Michael Risko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Roberto Leslie of Infinex Investments, Inc.

DID ROBERTO FRANCISCO LESLIE CAUSE YOU INVESTMENT LOSSES? Roberto Leslie Of Infinex Investments, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Roberto Leslie Customer Complaints Roberto Leslie has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by the advisors former employer Essex National Securities in favor of the investors. Three of the customer complaints were denied by the brokerage firm and, today, the investors have not taken any further action. There is currently one pending FINRA arbitration proceeding against Infinex Investments for Roberto Leslie’s alleged misconduct. Allegations Against Roberto Leslie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roberto Leslie Red Flags & Your Rights As An Investor Of course, Roberto Leslie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Leslie at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roberto Leslie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Roberto Leslie If you have questions about Infinex Investments, Inc. and/or Roberto Leslie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Emilio Vazquez of Infinex Investments, Inc.

DID EMILIO A. VAZQUEZ CAUSE YOU INVESTMENT LOSSES? Emilio Vazquez Of Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Vazquez of Infinex Investments, Inc.? Emilio Vazquez (CRD #3222414) who is currently registered with Infinex Investments, Inc. and located in Coconut Grove, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Emilio Vazquez Customer Complaints Emilio Vazquez has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Emilio Vazquez’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Emilio Vazquez’s current employer Infinex Investments, Inc. for investment losses caused by the alleged misconduct. Allegations Against Emilio Vazquez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Emilio Vazquez Red Flags & Your Rights As An Investor Of course, Emilio Vazquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Vazquez at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Emilio Vazquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Emilio Vazquez If you have questions about Infinex Investments, Inc. and/or Emilio Vazquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Nestler formerly with Infinex Investments, Inc.

DID DONALD CLIFFORD NESTLER CAUSE YOU INVESTMENT LOSSES? Donald Nestler Formerly With Infinex Investments, Inc., Santander Securities LLC, And J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Nestler formerly with Infinex Investments, Inc.? Donald Nestler (CRD #5122742) who was formerly registered with Infinex Investments, Inc. and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, Inc., Donald Nestler was associated with Santander Securities LLC, J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Nestler Customer Complaint Donald Nestler has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations. The customer complaint filed against Donald Nestler’s former employer Spartan Capital Securities, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Nestler Red Flags & Your Rights As An Investor Of course, Donald Nestler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Nestler at Infinex Investments, Inc., Santander Securities LLC, and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Nestler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc., Santander Securities LLC, and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Donald Nestler If you have questions about Infinex Investments, Inc., Santander Securities LLC, J.P. Morgan Securities LLC, and/or Donald Nestler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2022

Derek Malone of Infinex Investments, Inc.

DID DEREK WILHELM MALONE CAUSE YOU INVESTMENT LOSSES? Derek Malone Of Infinex Investments, Inc. And Formerly With Essex National Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Derek Malone of Infinex Investments, Inc.? Derek Malone (CRD #5495233) who is currently registered with Infinex Investments, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Infinex Investments, Inc., Derek Malone was associated with Essex National Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Derek Malone Customer Complaints Derek Malone has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Derek Malone’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Derek Malone’s former employer Essex National Securities, LLC for investment losses caused by the alleged misconduct. Allegations Against Derek Malone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendation of REIT. Misrepresentation about the risk and liquidity of a REIT investment. Derek Malone Red Flags & Your Rights As An Investor Of course, Derek Malone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Malone at Infinex Investments, Inc. and Essex National Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Derek Malone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. and Essex National Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Derek Malone If you have questions about Infinex Investments, Inc., Essex National Securities, LLC, and/or Derek Malone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Peckham Of Infinex Investments

DID ROBERT EARL PECKHAM CAUSE YOU INVESTMENT LOSSES? Robert Peckham Of Infinex Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Peckham of Infinex Investments? Robert Peckham (CRD #2033082) who is currently registered with Infinex Investments and located in Brookfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Robert Peckham Customer Complaint Robert Peckham has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Robert Peckham underestimated tax liability in variable annuity surrender and executed transactions in an incorrect order, resulting in higher taxes due. Robert Peckham’s customer complaint was settled in favor of the investors. Robert Peckham Red Flags & Your Rights As An Investor Of course, Robert Peckham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Peckham at Infinex Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Peckham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments Due To Robert Peckham If you have questions about Infinex Investments and/or Robert Peckham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roderick Rodriguez of Infinex Investments

DID RODERICK RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Roderick Rodriguez Of Infinex Investments And Formerly With Citigroup Global Markets And Essex National Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Roderick Rodriguez of Infinex Investments? Roderick Rodriguez (CRD #2680445) who is currently registered with Infinex Investments and located in Bronx, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, Roderick Rodriguez was associated with Citigroup Global Markets, Essex National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roderick Rodriguez Customer Complaints Roderick Rodriguez has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Roderick Rodriguez’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Roderick Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s investment was illiquid. Client stated Roderick Rodriguez allegedly provided her with a date of intended liquidity. Client called the REIT company who indicated they could change the terms of the agreement and did not advise the broker to indicate a potential liquidity date. Client indicated she would not have invested had she known the full liquidity procedure, and was denied an emergency refund. Client was upset that money was locked up, and indicated Roderick Rodriguez allegedly did not tell him the truth regarding these 2 REIT company’s refund policies. Roderick Rodriguez Red Flags & Your Rights As An Investor Of course, Roderick Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Rodriguez at Infinex Investments, Citigroup Global Markets, and Essex National Securities on alert to review carefully the activity and performance of their accounts and question whether Roderick Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Citigroup Global Markets, and Essex National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments Due To Roderick Rodriguez If you have questions about Infinex Investments, Citigroup Global Markets, Essex National Securities, and/or Roderick Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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