DID RODERICK T. PARHAM CAUSE YOU INVESTMENT LOSSES?
Roderick Parham Of Pruco Securities And Formerly With State Farm VP Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Roderick Parham of Pruco Securities?
Roderick Parham (CRD #2825204) who is currently registered with Pruco Securities and located in Decatur, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Roderick Parham was associated with State Farm VP Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Roderick Parham Customer Complaint
Roderick Parham has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Roderick Parham failed to disclose tax consequences in connection with an investment. Roderick Parham’s customer complaint was settled in favor of the investors.
Roderick Parham Red Flags & Your Rights As An Investor
Of course, Roderick Parham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Parham at Pruco Securities and State Farm VP Management on alert to review carefully the activity and performance of their accounts and question whether Roderick Parham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and State Farm VP Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Pruco Securities Due To Roderick Parham
If you have questions about Pruco Securities, State Farm VP Management, and/or Roderick Parham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.