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Roberto Leslie Of Infinex Investments, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Roberto Leslie of Infinex Investments, Inc.?

Roberto Leslie

Roberto Leslie (CRD #2755940) who is currently registered as a broker and investment adviser with Infinex Investments, Inc. and located in Brooklyn, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, Inc., Roberto Leslie was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Roberto Leslie Customer Complaints

Roberto Leslie has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by the advisors former employer Essex National Securities in favor of the investors. Three of the customer complaints were denied by the brokerage firm and, today, the investors have not taken any further action. There is currently one pending FINRA arbitration proceeding against Infinex Investments for Roberto Leslie’s alleged misconduct.

Allegations Against Roberto Leslie

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Recommendation of a Northstar off-shore annuity that was unsuitable.
  • Improper recommendation of REIT.
  • Failure to adequately disclose fees and commissions.
  • Unsuitable recommendation of REIT.

Roberto Leslie Red Flags & Your Rights As An Investor

Of course, Roberto Leslie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Leslie at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roberto Leslie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Roberto Leslie

If you have questions about Infinex Investments, Inc. and/or Roberto Leslie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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