DID SETH ANDREW NANNINI CAUSE YOU INVESTMENT LOSSES?

Seth Nannini Of Capital Investment Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Seth Nannini of Capital Investment Group, Inc.?

Seth Nannini (CRD #4406510) who is currently registered as a broker with Lifemark Securities Corp and located in Garden City, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lifemark Securities Corp, Robert Murphy was associated with Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Robert Murphy Customer Complaints

Robert Murphy has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Robert Murphy’s former employers recently and, to date, the investors have not filed an arbitration proceeding.

Allegations Against Robert Murphy

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to fully disclose all facts regarding investment account.
• Annuity purchase did not include spousal income writer which allegedly was most important aspect of the sale.
• Failure to inform customer of 3% bonus rate related to the variable annuity contract purchased by customer.

Robert Murphy Red Flags & Your Rights As An Investor

Of course, Robert Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Murphy at Lifemark Securities Corp and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Lifemark Securities Corp Due To Robert Murphy

If you have questions about Lifemark Securities Corp, Pruco Securities, LLC and/or Robert Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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