| Read Time: 2 minutes | News & Articles | Pruco Securities Complaints |

DID PHILLIP JOSEPH BATCHELDER CAUSE YOU INVESTMENT LOSSES?

Phillip Batchelder Of Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Phillip Batchelder of Pruco Securities, LLC?

Phillip Batchelder

Phillip Batchelder (CRD #1862896) who is currently registered as a broker and investment adviser with Pruco Securities, LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Phillip Batchelder was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Edward Baroncini Customer Complaints

Edward Baroncini has been the subject of 8 customer complaints that we know about seeking to recover investment losses. All the customer complaints were recently filed against LPL Financial for Edward Baronchini’s alleged misconduct and are still pending.

Allegations Against Edward Baroncini

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Sale of unsuitable products for customer considering his needs.
  • Transfer assets from another account without customer’s authorization.
  • Misrepresentation of investment product.
  • Unsuitable recommendation to purchase variable annuity policy.

Phillip Batchelder Red Flags & Your Rights As An Investor

Of course, Phillip Batchelder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Batchelder at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Phillip Batchelderhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Phillip Batchelder

If you have questions about Pruco Securities, LLC and/or Phillip Batchelder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...