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Peter Fetherston Formerly With Aegis Capital Corp., Principal Securities, Inc. and MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Peter Fetherston formerly with Aegis Capital Corp.?

Peter Fetherston

Peter Fetherston (CRD #2108610) who was formerly registered as a broker with Aegis Capital Corp. and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Peter Fetherston was associated with Principal Securities, Inc., MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Peter Fetherston Customer Complaint

Peter Fetherston has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers provided multiple checks made payable directly to the advisor for what he said were for commissions and investments. The customer complaint was settled by Principal Securities for the full amount demanded.

Peter Fetherston Red Flags & Your Rights As An Investor

Of course, Peter Fetherston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Fetherston at Aegis Capital Corp., Principal Securities, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Fetherston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp., Principal Securities, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Peter Fetherston

If you have questions about Aegis Capital Corp., Principal Securities, Inc., MML Investors Services, LLC and/or Peter Fetherston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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